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Unzicker Patrick J

Disclosed activity across 2 companies

Tapewire entity
149910
SEC CIK
0001356160

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Roadrunner Transportation Systems, Inc.RRTS · Entity 148812See RemarksApril 08, 2020April 09, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Roadrunner Transportation Systems, Inc.

Report date April 08, 2020 · Filed April 09, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,809 Reported balance After 2020-04-08 transaction · row 1
1 source row

Row 1 · 2020-04-08 · Tax withholding · Disposed 5,191 · Balance 54,809

F1: Represents shares withheld to satisfy tax withholding obligation on vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to satisfy tax withholding obligation on vesting of restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Covista Inc.

Report date August 27, 2019 · Filed August 29, 2019

Section 16 reporting ended · disclosed 2019-08-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,360 Ending reported balance After 2019-08-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-08-27 · Grant · Acquired 9,304 · Balance 39,087

F1: Common stock issued in payout of performance stock units awarded on August 25, 2016.

Row 2 · 2019-08-27 · Tax withholding · Disposed 2,727 · Balance 36,360

F2: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock issued in payout of performance stock units awarded on August 25, 2016.

F2: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2020 Filed Apr 9, 2020 18:48 UTC Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 Tax withholdingCommon Stock 5,191 $2.39 $12,406.49
Disclosure

SEC source: 0001209191-20-024083 · doc4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,809

F1 · shares: Represents shares withheld to satisfy tax withholding obligation on vesting of restricted stock units.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 16:52 UTC Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 GrantEmployee Stock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001209191-19-049192 · doc4.xml · derivative · entry 2

Unzicker Patrick J · CIK 0001356160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2026-09-09

F2 · derivative.exercise_date: One-fourth of the options vest on each of September 30, 2020, September 30, 2021, September 30, 2022, and September 30, 2023.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 16:52 UTC Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049192 · doc4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. One-fourth of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of April 8, 2020, April 8, 2021, April 8, 2022, and April 8, 2023.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:08 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 2,727 $43.86 $119,606.22
Disclosure

SEC source: 0001127602-19-027587 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,360

F2 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:08 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 9,304 $43.86 $408,073.44
Disclosure

SEC source: 0001127602-19-027587 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,087

F1 · shares: Common stock issued in payout of performance stock units awarded on August 25, 2016.

Read SEC document
August 26, 2019 Filed Aug 26, 2019 20:47 UTC Covista Inc. ATGE · Entity 3964 SaleCommon Stock 2,297 $45.40 $104,272.32
Disclosure

SEC source: 0001127602-19-027408 · form4.xml · nonDerivative · entry 4

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,912

F2 · price: This transaction was executed in multiple trades at prices ranging from $45.37 to $45.43. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 19:29 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 129 $45.55 $5,875.95
Disclosure

SEC source: 0001127602-19-027506 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,783

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 25, 2019 Filed Aug 26, 2019 20:47 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 309 $44.94 $13,886.46
Disclosure

SEC source: 0001127602-19-027408 · form4.xml · nonDerivative · entry 3

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,209

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:47 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 390 $44.94 $17,526.60
Disclosure

SEC source: 0001127602-19-027408 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:47 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 209 $50.96 $10,650.64
Disclosure

SEC source: 0001127602-19-027408 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,908

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
May 23, 2019 Filed May 23, 2019 18:44 UTC Covista Inc. ATGE · Entity 3964 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,953 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-19-019577 · form4.xml · derivative · entry 4

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,953 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable as to 25% on each of August 29, 2013, 2014, 2015 and 2016.

Read SEC document
May 23, 2019 Filed May 23, 2019 18:44 UTC Covista Inc. ATGE · Entity 3964 SaleCommon Stock 2,953 $43.07 $127,185.71
Disclosure

SEC source: 0001127602-19-019577 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,117

F1 · price: This transaction was executed in multiple trades at prices ranging from $43.01 to $43.10. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
May 23, 2019 Filed May 23, 2019 18:44 UTC Covista Inc. ATGE · Entity 3964 Exercise / conversionCommon Stock 2,953 $18.60 $54,925.80
Disclosure

SEC source: 0001127602-19-019577 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 17:17 UTC Covista Inc. ATGE · Entity 3964 Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 1,975 $0.00 Strike: $52.28 $0.00
Disclosure

SEC source: 0001127602-18-032599 · form4.xml · derivative · entry 4

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,975 shares

Expires 2019-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 17:17 UTC Covista Inc. ATGE · Entity 3964 Exercise / conversionCommon Stock 1,975 $58.05 $114,648.75
Disclosure

SEC source: 0001127602-18-032599 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 17:17 UTC Covista Inc. ATGE · Entity 3964 SaleCommon Stock 1,975 $58.05 $114,648.75
Disclosure

SEC source: 0001127602-18-032599 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,117

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:17 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 1,754 $52.79 $92,593.66
Disclosure

SEC source: 0001127602-18-032417 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,117

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, knows as "Performance Shares" at Adtalem Global Education Inc., granted November 4, 2015.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:17 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 5,986 $52.79 $316,000.94
Disclosure

SEC source: 0001127602-18-032417 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,871

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, knows as "Performance Shares" at Adtalem Global Education Inc., granted November 4, 2015.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 15:12 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 309 $48.70 $15,048.30
Disclosure

SEC source: 0001127602-18-026370 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,885

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 15:12 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 129 $48.70 $6,282.30
Disclosure

SEC source: 0001127602-18-026370 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,194

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 22:53 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 389 $48.75 $18,963.75
Disclosure

SEC source: 0001127602-18-026318 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,323

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:14 UTC Covista Inc. ATGE · Entity 3964 Disposition to issuerCommon Stock 366 $49.05 $17,952.30
Disclosure

SEC source: 0001127602-18-026299 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,712

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:14 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 1,244 $49.05 $61,018.20
Disclosure

SEC source: 0001127602-18-026299 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,078

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:22 UTC Covista Inc. ATGE · Entity 3964 GrantNon-qualified Stock Option (Right to Buy) · Derivative 12,412 $49.05 Strike: $49.05 $608,808.60
Disclosure

SEC source: 0001127602-18-026238 · form4.xml · derivative · entry 4

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,412

Underlying: Common Stock · 12,412 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:22 UTC Covista Inc. ATGE · Entity 3964 GrantIncentive Stock Option (Right to Buy) · Derivative 2,038 $49.05 Strike: $49.05 $99,963.90
Disclosure

SEC source: 0001127602-18-026238 · form4.xml · derivative · entry 3

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038

Underlying: Common Stock · 2,038 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:22 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026238 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,834

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

Read SEC document
August 21, 2018 Filed Aug 24, 2018 14:57 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 75 $48.40 $3,630.00
Disclosure

SEC source: 0001127602-18-026179 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,984

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:38 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 137 $34.00 $4,658.00
Disclosure

SEC source: 0001127602-17-026565 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,059

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:38 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 328 $34.00 $11,152.00
Disclosure

SEC source: 0001127602-17-026565 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,196

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 01:10 UTC Covista Inc. ATGE · Entity 3964 GrantNon-qualified Stock Option (Right to Buy) · Derivative 23,926 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026443 · form4.xml · derivative · entry 5

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926

Underlying: Common Stock · 23,926 shares

Expires 2027-08-23

F4 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 01:10 UTC Covista Inc. ATGE · Entity 3964 GrantIncentive Stock Option (Right to Buy) · Derivative 2,949 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026443 · form4.xml · derivative · entry 4

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Underlying: Common Stock · 2,949 shares

Expires 2027-08-23

F4 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 01:10 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 5,310 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026443 · form4.xml · nonDerivative · entry 3

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,524

F3 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 01:10 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 210 $33.95 $7,129.50
Disclosure

SEC source: 0001127602-17-026443 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,214

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

F2 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 20, 2014.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 01:10 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 666 $33.95 $22,610.70
Disclosure

SEC source: 0001127602-17-026443 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,424

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

F2 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 20, 2014.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 23:45 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 227 $33.90 $7,695.30
Disclosure

SEC source: 0001127602-17-026249 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,758

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 23:45 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 79 $34.05 $2,689.95
Disclosure

SEC source: 0001127602-17-026249 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,985

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:34 UTC Covista Inc. DV · Entity 3964 Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001127602-16-061884 · form4.xml · derivative · entry 3

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2016-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests at 20% per year. This option will be fully vested at the end of the 5th year.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:34 UTC Covista Inc. DV · Entity 3964 Tax withholdingCommon Stock 1,909 $22.66 $43,257.94
Disclosure

SEC source: 0001127602-16-061884 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,064

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:34 UTC Covista Inc. DV · Entity 3964 Exercise / conversionCommon Stock 2,000 $22.66 $45,320.00
Disclosure

SEC source: 0001127602-16-061884 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.