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Carroll Kathleen

Disclosed activity across 1 company

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155240
SEC CIK
0001676581

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Covista Inc.ATGE · Entity 3964Vice President, ControllerAugust 28, 2019August 30, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Covista Inc.

Report date August 28, 2019 · Filed August 30, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,497 Reported balance After 2019-08-28 transaction · row 1
1 source row

Row 1 · 2019-08-28 · Grant · Acquired 1,150 · Balance 5,497

F1: Consists of restricted stock units which convert into a share of common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on August 28, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units which convert into a share of common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on August 28, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2019 Filed Aug 30, 2019 18:32 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027632 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,497

F1 · shares: Consists of restricted stock units which convert into a share of common stock on a one-for-one basis. The restricted stock units vest in four equal annual installments beginning on August 28, 2020.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:11 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 354 $43.86 $15,526.44
Disclosure

SEC source: 0001127602-19-027589 · form4.xml · nonDerivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,347

F2 · shares: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:11 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 1,212 $43.86 $53,158.32
Disclosure

SEC source: 0001127602-19-027589 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,701

F1 · shares: Common stock issued in payout of performance stock units awarded on August 25, 2016.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 19:32 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 104 $45.55 $4,737.20
Disclosure

SEC source: 0001127602-19-027509 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 25, 2019 Filed Aug 26, 2019 19:36 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 73 $44.94 $3,280.62
Disclosure

SEC source: 0001127602-19-027377 · form4.xml · nonDerivative · entry 3

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 19:36 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 54 $44.94 $2,426.76
Disclosure

SEC source: 0001127602-19-027377 · form4.xml · nonDerivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 19:36 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 39 $50.96 $1,987.44
Disclosure

SEC source: 0001127602-19-027377 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 15:38 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 74 $48.70 $3,603.80
Disclosure

SEC source: 0001127602-18-026378 · form4.xml · nonDerivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 15:38 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 103 $48.70 $5,016.10
Disclosure

SEC source: 0001127602-18-026378 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 23:05 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 54 $48.75 $2,632.50
Disclosure

SEC source: 0001127602-18-026324 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:27 UTC Covista Inc. ATGE · Entity 3964 GrantIncentive Stock Option (Right to Buy) · Derivative 1,850 $49.05 Strike: $49.05 $90,742.50
Disclosure

SEC source: 0001127602-18-026208 · form4.xml · derivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Stock · 1,850 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:27 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026208 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,990

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 21:34 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 54 $48.40 $2,613.60
Disclosure

SEC source: 0001127602-18-026124 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:56 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 110 $34.00 $3,740.00
Disclosure

SEC source: 0001127602-17-026578 · form4.xml · nonDerivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:56 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 78 $34.00 $2,652.00
Disclosure

SEC source: 0001127602-17-026578 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 01:32 UTC Covista Inc. ATGE · Entity 3964 GrantIncentive Stock Option (Right to Buy) · Derivative 2,550 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026449 · form4.xml · derivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 2,550 shares

Expires 2027-08-23

F1 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 01:32 UTC Covista Inc. ATGE · Entity 3964 GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026449 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

Read SEC document
August 20, 2017 Filed Aug 22, 2017 23:40 UTC Covista Inc. ATGE · Entity 3964 Tax withholdingCommon Stock 58 $34.05 $1,974.90
Disclosure

SEC source: 0001127602-17-026247 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,932

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.