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CVSA

Covista Inc.

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0000730464
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633

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202604
Jun 202602
Jul 202605
Aug 202604
Sep 202600
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2018 Filed Aug 24, 2018 18:18 UTC
Bartholomew James RaymondPresident, DeVry University
Tax withholdingCommon Stock 1,039 $49.05 $50,962.95
Disclosure

SEC source: 0001127602-18-026185 · form4.xml · nonDerivative · entry 2

Bartholomew James Raymond · CIK 0001722396 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,089

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:18 UTC
Bartholomew James RaymondPresident, DeVry University
GrantCommon Stock 3,541 $49.05 $173,686.05
Disclosure

SEC source: 0001127602-18-026185 · form4.xml · nonDerivative · entry 1

Bartholomew James Raymond · CIK 0001722396 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,128

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 21:34 UTC
Carroll KathleenVice President, Controller
Tax withholdingCommon Stock 54 $48.40 $2,613.60
Disclosure

SEC source: 0001127602-18-026124 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 21:21 UTC
LORAINE DONNA MPresident, Carrington Colleges
Tax withholdingCommon Stock 174 $48.40 $8,421.60
Disclosure

SEC source: 0001127602-18-026118 · form4.xml · nonDerivative · entry 1

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,039

Read SEC document
August 21, 2018 Filed Aug 23, 2018 21:05 UTC
Bartholomew James RaymondPresident, DeVry University
Tax withholdingCommon Stock 127 $48.40 $6,146.80
Disclosure

SEC source: 0001127602-18-026111 · form4.xml · nonDerivative · entry 1

Bartholomew James Raymond · CIK 0001722396 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,587

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:52 UTC
Jennings DonnaSenior Vice President,
Tax withholdingCommon Stock 148 $48.40 $7,163.20
Disclosure

SEC source: 0001127602-18-026106 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 20, 2014.

F2 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:42 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 91 $48.40 $4,404.40
Disclosure

SEC source: 0001127602-18-026087 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696

Read SEC document
August 21, 2018 Filed Aug 23, 2018 19:22 UTC
Lau FernandoChief Marketing Officer
Tax withholdingCommon Stock 56 $48.40 $2,710.40
Disclosure

SEC source: 0001127602-18-026085 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,974

Read SEC document
August 21, 2018 Filed Aug 23, 2018 16:57 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 35,000 $48.65 $1,702,750.00
Disclosure

SEC source: 0001127602-18-026078 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,615

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

F2 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in three equal installments beginning on the anniversary of the transaction date.

F3 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. The restricted stock units vest in four equal installments beginning on the anniversary of the transaction date. The restricted stock units and the stock appreciation rights reported in this Form 4 were granted to the reporting person to replace the value of stock option grants the reporting person was told he was receiving in 2008, 2010, 2011, and 2012 but were not fulfilled to the extent they exceeded the limit on the number of stock options that may be granted to any individual participant in a one-year period under the DeVry Inc. Amended and Restated 2005 Incentive Plan.

Read SEC document
August 21, 2018 Filed Aug 24, 2018 14:57 UTC
Unzicker Patrick JSenior Vice President, Chief F
Tax withholdingCommon Stock 75 $48.40 $3,630.00
Disclosure

SEC source: 0001127602-18-026179 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,984

Read SEC document
August 21, 2018 Filed Aug 27, 2018 23:15 UTC
Beard, Stephen W.SVP and General Counsel
GrantCommon Stock 100 $48.95 $4,895.00
Disclosure

SEC source: 0001127602-18-026326 · form4.xml · nonDerivative · entry 1

Beard, Stephen W. · CIK 0001508595 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,490

Read SEC document
August 20, 2018 Filed Aug 22, 2018 22:13 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 15,000 $48.36 $725,400.00
Disclosure

SEC source: 0001127602-18-026035 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,615

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

F2 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in three equal installments beginning on the anniversary of the transaction date.

F3 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. The restricted stock units vest in four equal installments beginning on the anniversary of the transaction date. The restricted stock units and the stock appreciation rights reported in this Form 4 were granted to the reporting person to replace the value of stock option grants the reporting person was told he was receiving in 2008, 2010, 2011, and 2012 but were not fulfilled to the extent they exceeded the limit on the number of stock options that may be granted to any individual participant in a one-year period under the DeVry Inc. Amended and Restated 2005 Incentive Plan.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 15:22 UTC
WARDELL LISA WDirector · President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $52.96 $0.00
Disclosure

SEC source: 0001127602-18-023939 · form4.xml · derivative · entry 3

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2018-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.

F3 · derivative.exercise_date: This option is fully exercisable within one year of the option date and expires in 10 years from the option date.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 15:22 UTC
WARDELL LISA WDirector · President and CEO
SaleCommon Stock 3,500 $55.00 $192,500.00
Disclosure

SEC source: 0001127602-18-023939 · form4.xml · nonDerivative · entry 2

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,838

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 15:22 UTC
WARDELL LISA WDirector · President and CEO
Exercise / conversionCommon Stock 3,500 $55.00 $192,500.00
Disclosure

SEC source: 0001127602-18-023939 · form4.xml · nonDerivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 11:21 UTC
Jennings DonnaSenior Vice President,
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,481 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0001127602-18-023061 · form4.xml · derivative · entry 5

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,481 shares

Expires 2018-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 11:21 UTC
Jennings DonnaSenior Vice President,
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 894 $0.00 Strike: $51.23 $0.00
Disclosure

SEC source: 0001127602-18-023061 · form4.xml · derivative · entry 4

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 894 shares

Expires 2018-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 11:21 UTC
Jennings DonnaSenior Vice President,
SaleCommon Stock 9,375 $51.40 $481,875.00
Disclosure

SEC source: 0001127602-18-023061 · form4.xml · nonDerivative · entry 3

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,815

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2017.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 11:21 UTC
Jennings DonnaSenior Vice President,
Exercise / conversionCommon Stock 8,481 $51.40 $435,923.40
Disclosure

SEC source: 0001127602-18-023061 · form4.xml · nonDerivative · entry 2

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2017.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 11:21 UTC
Jennings DonnaSenior Vice President,
Exercise / conversionCommon Stock 894 $51.40 $45,951.60
Disclosure

SEC source: 0001127602-18-023061 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2017.

Read SEC document
May 26, 2018 Filed May 29, 2018 18:54 UTC
WARDELL LISA WDirector · President and CEO
Tax withholdingCommon Stock 5,947 $47.00 $279,509.00
Disclosure

SEC source: 0001127602-18-019028 · form4.xml · nonDerivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,838

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
May 22, 2018 Filed May 23, 2018 19:22 UTC
Nash Christopher CSVP, Chief Information Officer
SaleCommon Stock 5,450 $46.76 $254,858.35
Disclosure

SEC source: 0001127602-18-018538 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,787

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
May 21, 2018 Filed May 22, 2018 19:26 UTC
TAYLOR RONALD LSenior Advisor/Director
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 875 $0.00 Strike: $38.71 $0.00
Disclosure

SEC source: 0001127602-18-018406 · form4.xml · derivative · entry 7

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires 2020-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

Read SEC document
May 21, 2018 Filed May 22, 2018 19:26 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 18,880 $46.77 $882,998.72
Disclosure

SEC source: 0001127602-18-018406 · form4.xml · nonDerivative · entry 2

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,615

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 100% on the anniversary of the grant date.

Read SEC document
May 21, 2018 Filed May 22, 2018 19:26 UTC
TAYLOR RONALD LSenior Advisor/Director
Exercise / conversionCommon Stock 875 $46.77 $40,922.88
Disclosure

SEC source: 0001127602-18-018406 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 100% on the anniversary of the grant date.

Read SEC document
May 14, 2018 Filed May 15, 2018 18:59 UTC
Bartholomew James RaymondPresident, DeVry University
Tax withholdingCommon Stock 123 $45.20 $5,559.60
Disclosure

SEC source: 0001127602-18-017498 · form4.xml · nonDerivative · entry 1

Bartholomew James Raymond · CIK 0001722396 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,714

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
May 12, 2018 Filed May 15, 2018 18:47 UTC
Sodeika Lisa MSVP, Corporate Affairs
Tax withholdingCommon Stock 456 $46.45 $21,181.20
Disclosure

SEC source: 0001127602-18-017490 · form4.xml · nonDerivative · entry 1

Sodeika Lisa M · CIK 0001384586 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,116

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
May 09, 2018 Filed May 9, 2018 22:54 UTC
Boden Holland Katherine AliceSVP, Medical and Healthcare
GrantCommon Stock 5,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016837 · form4.xml · nonDerivative · entry 1

Boden Holland Katherine Alice · CIK 0001695948 · SVP, Medical and Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

F1 · shares: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 17:55 UTC
Jennings DonnaSenior Vice President,
SaleCommon Stock 3,918 $50.00 $195,900.00
Disclosure

SEC source: 0001127602-18-014725 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,815

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2017.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 15:17 UTC
WARDELL LISA WDirector · President and CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 61,056 $0.00 Strike: $17.54 $0.00
Disclosure

SEC source: 0001127602-18-011322 · form4.xml · derivative · entry 3

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,169

Underlying: Common Stock · 61,056 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 15:17 UTC
WARDELL LISA WDirector · President and CEO
SaleCommon Stock 61,056 $49.80 $3,040,466.69
Disclosure

SEC source: 0001127602-18-011322 · form4.xml · nonDerivative · entry 2

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,101

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 15:17 UTC
WARDELL LISA WDirector · President and CEO
Exercise / conversionCommon Stock 61,056 $49.80 $3,040,466.69
Disclosure

SEC source: 0001127602-18-011322 · form4.xml · nonDerivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:16 UTC
Lau FernandoChief Marketing Officer
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 1,950 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001127602-18-009350 · form4.xml · derivative · entry 6

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,950 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:16 UTC
Lau FernandoChief Marketing Officer
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 2,125 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-18-009350 · form4.xml · derivative · entry 5

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,125 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:16 UTC
Lau FernandoChief Marketing Officer
Tax withholdingCommon Stock 2,023 $46.85 $94,777.55
Disclosure

SEC source: 0001127602-18-009350 · form4.xml · nonDerivative · entry 4

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,030

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:16 UTC
Lau FernandoChief Marketing Officer
SaleCommon Stock 1,484 $47.87 $71,031.66
Disclosure

SEC source: 0001127602-18-009350 · form4.xml · nonDerivative · entry 3

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,053

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:16 UTC
Lau FernandoChief Marketing Officer
Exercise / conversionCommon Stock 1,950 $46.85 $91,357.50
Disclosure

SEC source: 0001127602-18-009350 · form4.xml · nonDerivative · entry 2

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:16 UTC
Lau FernandoChief Marketing Officer
Exercise / conversionCommon Stock 2,125 $46.85 $99,556.25
Disclosure

SEC source: 0001127602-18-009350 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,662 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 17

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,988

Underlying: Common Stock · 2,662 shares

Expires 2026-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,362 $0.00 Strike: $26.23 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 16

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

Underlying: Common Stock · 4,362 shares

Expires 2025-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,181 $0.00 Strike: $43.47 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 15

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 4,181 shares

Expires 2024-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 7,775 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 14

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,775 shares

Expires 2023-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,698 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 13

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,698 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 7,027 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 12

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,027 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 4,325 $0.00 Strike: $41.87 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 11

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,325 shares

Expires 2021-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 3,575 $0.00 Strike: $38.71 $0.00
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · derivative · entry 10

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,575 shares

Expires 2020-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
SaleCommon Stock 36,605 $46.80 $1,713,172.57
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 9

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 2,662 $46.80 $124,585.86
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 8

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 4,362 $46.80 $204,148.58
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 7

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:47 UTC
Filgueiras CarlosGroup President, Tech/Business
Exercise / conversionCommon Stock 4,181 $46.80 $195,677.49
Disclosure

SEC source: 0001127602-18-007450 · form4.xml · nonDerivative · entry 6

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.