Tapewire

NYSE · USD

CVSA

Covista Inc.

Export transactions ↓
Tapewire entity
3964
SEC CIK
0000730464
Parsed reports
633

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202604
Jun 202602
Jul 202605
Aug 202604
Sep 202600
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2018 Filed Aug 27, 2018 22:48 UTC
Sodeika Lisa MSVP, Corporate Affairs
Tax withholdingCommon Stock 244 $48.75 $11,895.00
Disclosure

SEC source: 0001127602-18-026316 · form4.xml · nonDerivative · entry 1

Sodeika Lisa M · CIK 0001384586 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,498

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 22:43 UTC
Jennings DonnaSenior Vice President,
Tax withholdingCommon Stock 292 $48.75 $14,235.00
Disclosure

SEC source: 0001127602-18-026313 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,048

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 22:39 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 214 $48.75 $10,432.50
Disclosure

SEC source: 0001127602-18-026311 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,075

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 22:33 UTC
Lau FernandoChief Marketing Officer
Tax withholdingCommon Stock 228 $48.75 $11,115.00
Disclosure

SEC source: 0001127602-18-026308 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,904

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 19:44 UTC
Sodeika Lisa MSVP, Corporate Affairs
Tax withholdingCommon Stock 693 $49.05 $33,991.65
Disclosure

SEC source: 0001127602-18-026196 · form4.xml · nonDerivative · entry 2

Sodeika Lisa M · CIK 0001384586 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,173.61

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

F2 · balance_after: Includes 391.61 shares of common stock acquired under the Colleague Stock Purchase Plan during the period from April 28, 2017 through July 31, 2018.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 19:44 UTC
Sodeika Lisa MSVP, Corporate Affairs
GrantCommon Stock 2,359 $49.05 $115,708.95
Disclosure

SEC source: 0001127602-18-026196 · form4.xml · nonDerivative · entry 1

Sodeika Lisa M · CIK 0001384586 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,866.61

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

F2 · balance_after: Includes 391.61 shares of common stock acquired under the Colleague Stock Purchase Plan during the period from April 28, 2017 through July 31, 2018.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 19:23 UTC
Jennings DonnaSenior Vice President,
Tax withholdingCommon Stock 732 $49.05 $35,904.60
Disclosure

SEC source: 0001127602-18-026194 · form4.xml · nonDerivative · entry 2

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,430

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 19:23 UTC
Jennings DonnaSenior Vice President,
GrantCommon Stock 2,495 $49.05 $122,379.75
Disclosure

SEC source: 0001127602-18-026194 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,162

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 19:09 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 475 $49.05 $23,298.75
Disclosure

SEC source: 0001127602-18-026192 · form4.xml · nonDerivative · entry 2

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,839

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 19:09 UTC
Nash Christopher CSVP, Chief Information Officer
GrantCommon Stock 1,618 $49.05 $79,362.90
Disclosure

SEC source: 0001127602-18-026192 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 18:36 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 25,000 $48.80 $1,220,000.00
Disclosure

SEC source: 0001127602-18-026189 · form4.xml · nonDerivative · entry 1

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,615

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

F2 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in three equal installments beginning on the anniversary of the transaction date.

F3 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. The restricted stock units vest in four equal installments beginning on the anniversary of the transaction date. The restricted stock units and the stock appreciation rights reported in this Form 4 were granted to the reporting person to replace the value of stock option grants the reporting person was told he was receiving in 2008, 2010, 2011, and 2012 but were not fulfilled to the extent they exceeded the limit on the number of stock options that may be granted to any individual participant in a one-year period under the DeVry Inc. Amended and Restated 2005 Incentive Plan.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:36 UTC
Filgueiras CarlosGroup President, Tech/Business
GrantCommon Stock 1,216 $49.05 $59,644.80
Disclosure

SEC source: 0001127602-18-026304 · form4.xml · nonDerivative · entry 1

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,088

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:24 UTC
LORAINE DONNA MPresident, Carrington Colleges
Disposition to issuerCommon Stock 1,227 $49.05 $60,184.35
Disclosure

SEC source: 0001127602-18-026302 · form4.xml · nonDerivative · entry 2

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,353

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:24 UTC
LORAINE DONNA MPresident, Carrington Colleges
GrantCommon Stock 3,541 $49.05 $173,686.05
Disclosure

SEC source: 0001127602-18-026302 · form4.xml · nonDerivative · entry 1

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,580

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:46 UTC
WARDELL LISA WDirector · President and CEO
Disposition to issuerCommon Stock 16,808 $49.05 $824,432.40
Disclosure

SEC source: 0001127602-18-026306 · form4.xml · nonDerivative · entry 2

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,297

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted May 26, 2016.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:46 UTC
WARDELL LISA WDirector · President and CEO
GrantCommon Stock 37,267 $49.05 $1,827,946.35
Disclosure

SEC source: 0001127602-18-026306 · form4.xml · nonDerivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,105

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted May 26, 2016.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:14 UTC
Unzicker Patrick JSenior Vice President, Chief F
Disposition to issuerCommon Stock 366 $49.05 $17,952.30
Disclosure

SEC source: 0001127602-18-026299 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,712

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:14 UTC
Unzicker Patrick JSenior Vice President, Chief F
GrantCommon Stock 1,244 $49.05 $61,018.20
Disclosure

SEC source: 0001127602-18-026299 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,078

F1 · security: Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc., granted August 26, 2015.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 22:24 UTC
Beard, Stephen W.SVP and General Counsel
GrantNon-qualified Stock Option (Right to Buy) · Derivative 7,323 $49.05 Strike: $49.05 $359,193.15
Disclosure

SEC source: 0001127602-18-026254 · form4.xml · derivative · entry 3

Beard, Stephen W. · CIK 0001508595 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323

Underlying: Common Stock · 7,323 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 22:24 UTC
Beard, Stephen W.SVP and General Counsel
GrantIncentive Stock Option (Right to Buy) · Derivative 8,152 $49.05 Strike: $49.05 $399,855.60
Disclosure

SEC source: 0001127602-18-026254 · form4.xml · derivative · entry 2

Beard, Stephen W. · CIK 0001508595 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

Underlying: Common Stock · 8,152 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 22:24 UTC
Beard, Stephen W.SVP and General Counsel
GrantCommon Stock 4,590 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026254 · form4.xml · nonDerivative · entry 1

Beard, Stephen W. · CIK 0001508595 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:27 UTC
Lau FernandoChief Marketing Officer
SaleCommon Stock 132 $48.60 $6,415.20
Disclosure

SEC source: 0001127602-18-026244 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,132

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:11 UTC
Jennings DonnaSenior Vice President,
GrantNon-qualified Stock Option (Right to Buy) · Derivative 7,762 $49.05 Strike: $49.05 $380,726.10
Disclosure

SEC source: 0001127602-18-026232 · form4.xml · derivative · entry 3

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,762

Underlying: Common Stock · 7,762 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:11 UTC
Jennings DonnaSenior Vice President,
GrantIncentive Stock Option (Right to Buy) · Derivative 2,038 $49.05 Strike: $49.05 $99,963.90
Disclosure

SEC source: 0001127602-18-026232 · form4.xml · derivative · entry 2

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038

Underlying: Common Stock · 2,038 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:11 UTC
Jennings DonnaSenior Vice President,
GrantCommon Stock 2,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026232 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,577

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:22 UTC
Unzicker Patrick JSenior Vice President, Chief F
GrantNon-qualified Stock Option (Right to Buy) · Derivative 12,412 $49.05 Strike: $49.05 $608,808.60
Disclosure

SEC source: 0001127602-18-026238 · form4.xml · derivative · entry 4

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,412

Underlying: Common Stock · 12,412 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:22 UTC
Unzicker Patrick JSenior Vice President, Chief F
GrantIncentive Stock Option (Right to Buy) · Derivative 2,038 $49.05 Strike: $49.05 $99,963.90
Disclosure

SEC source: 0001127602-18-026238 · form4.xml · derivative · entry 3

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,038

Underlying: Common Stock · 2,038 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:22 UTC
Unzicker Patrick JSenior Vice President, Chief F
GrantCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026238 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,834

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:03 UTC
Sodeika Lisa MSVP, Corporate Affairs
GrantNon-qualified Stock Option (Right to Buy) · Derivative 4,847 $49.05 Strike: $49.05 $237,745.35
Disclosure

SEC source: 0001127602-18-026226 · form4.xml · derivative · entry 3

Sodeika Lisa M · CIK 0001384586 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847

Underlying: Common Stock · 4,847 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:03 UTC
Sodeika Lisa MSVP, Corporate Affairs
GrantIncentive Stock Option (Right to Buy) · Derivative 1,753 $49.05 Strike: $49.05 $85,984.65
Disclosure

SEC source: 0001127602-18-026226 · form4.xml · derivative · entry 2

Sodeika Lisa M · CIK 0001384586 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Common Stock · 1,753 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:03 UTC
Sodeika Lisa MSVP, Corporate Affairs
GrantCommon Stock 1,960 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026226 · form4.xml · nonDerivative · entry 1

Sodeika Lisa M · CIK 0001384586 · SVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,076

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:03 UTC
Boden Holland Katherine AliceSVP, Medical and Healthcare
GrantNon-qualified Stock Option (Right to Buy) · Derivative 7,323 $49.05 Strike: $49.05 $359,193.15
Disclosure

SEC source: 0001127602-18-026225 · form4.xml · derivative · entry 3

Boden Holland Katherine Alice · CIK 0001695948 · SVP, Medical and Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323

Underlying: Common Stock · 7,323 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:03 UTC
Boden Holland Katherine AliceSVP, Medical and Healthcare
GrantIncentive Stock Option (Right to Buy) · Derivative 8,152 $49.05 Strike: $49.05 $399,855.60
Disclosure

SEC source: 0001127602-18-026225 · form4.xml · derivative · entry 2

Boden Holland Katherine Alice · CIK 0001695948 · SVP, Medical and Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

Underlying: Common Stock · 8,152 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:03 UTC
Boden Holland Katherine AliceSVP, Medical and Healthcare
GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026225 · form4.xml · nonDerivative · entry 1

Boden Holland Katherine Alice · CIK 0001695948 · SVP, Medical and Healthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,790

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:55 UTC
Lau FernandoChief Marketing Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 5,115 $49.05 Strike: $49.05 $250,890.75
Disclosure

SEC source: 0001127602-18-026222 · form4.xml · derivative · entry 3

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,115

Underlying: Common Stock · 5,115 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:55 UTC
Lau FernandoChief Marketing Officer
GrantIncentive Stock Option (Right to Buy) · Derivative 2,635 $49.05 Strike: $49.05 $129,246.75
Disclosure

SEC source: 0001127602-18-026222 · form4.xml · derivative · entry 2

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635

Underlying: Common Stock · 2,635 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:55 UTC
Lau FernandoChief Marketing Officer
GrantCommon Stock 2,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026222 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,264

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:46 UTC
Patel Mehul RGroup President, Prof. Ed.
GrantNon-qualified Stock Option (Right to Buy) · Derivative 3,823 $49.05 Strike: $49.05 $187,518.15
Disclosure

SEC source: 0001127602-18-026219 · form4.xml · derivative · entry 3

Patel Mehul R · CIK 0001722128 · Group President, Prof. Ed.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823

Underlying: Common Stock · 3,823 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:46 UTC
Patel Mehul RGroup President, Prof. Ed.
GrantIncentive Stock Option (Right to Buy) · Derivative 8,152 $49.05 Strike: $49.05 $399,855.60
Disclosure

SEC source: 0001127602-18-026219 · form4.xml · derivative · entry 2

Patel Mehul R · CIK 0001722128 · Group President, Prof. Ed.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

Underlying: Common Stock · 8,152 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:46 UTC
Patel Mehul RGroup President, Prof. Ed.
GrantCommon Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026219 · form4.xml · nonDerivative · entry 1

Patel Mehul R · CIK 0001722128 · Group President, Prof. Ed.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,510

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:45 UTC
Nash Christopher CSVP, Chief Information Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 5,876 $49.05 Strike: $49.05 $288,217.80
Disclosure

SEC source: 0001127602-18-026218 · form4.xml · derivative · entry 3

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,876

Underlying: Common Stock · 5,876 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:45 UTC
Nash Christopher CSVP, Chief Information Officer
GrantIncentive Stock Option (Right to Buy) · Derivative 2,374 $49.05 Strike: $49.05 $116,444.70
Disclosure

SEC source: 0001127602-18-026218 · form4.xml · derivative · entry 2

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

Underlying: Common Stock · 2,374 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:45 UTC
Nash Christopher CSVP, Chief Information Officer
GrantCommon Stock 2,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026218 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,146

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:29 UTC
Filgueiras CarlosGroup President, Tech/Business
GrantNon-qualified Stock Option (Right to Buy) · Derivative 2,173 $49.05 Strike: $49.05 $106,585.65
Disclosure

SEC source: 0001127602-18-026211 · form4.xml · derivative · entry 3

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 2,173 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:29 UTC
Filgueiras CarlosGroup President, Tech/Business
GrantIncentive Stock Option (Right to Buy) · Derivative 8,152 $49.05 Strike: $49.05 $399,855.60
Disclosure

SEC source: 0001127602-18-026211 · form4.xml · derivative · entry 2

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

Underlying: Common Stock · 8,152 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:29 UTC
Filgueiras CarlosGroup President, Tech/Business
GrantCommon Stock 2,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026211 · form4.xml · nonDerivative · entry 1

Filgueiras Carlos · CIK 0001591932 · Group President, Tech/Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,872

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. These restricted stock units vest 25% on the anniversary of the original grant date and are fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:27 UTC
Carroll KathleenVice President, Controller
GrantIncentive Stock Option (Right to Buy) · Derivative 1,850 $49.05 Strike: $49.05 $90,742.50
Disclosure

SEC source: 0001127602-18-026208 · form4.xml · derivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Stock · 1,850 shares

Expires 2028-08-22

F2 · security: This option vests at 25% per year and will be fully vested at the end of the 4th year.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 20:27 UTC
Carroll KathleenVice President, Controller
GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026208 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,990

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock unit vests 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 10,000 $48.35 $483,500.00
Disclosure

SEC source: 0001127602-18-026189 · form4.xml · nonDerivative · entry 3

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,615

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

F2 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in three equal installments beginning on the anniversary of the transaction date.

F3 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. The restricted stock units vest in four equal installments beginning on the anniversary of the transaction date. The restricted stock units and the stock appreciation rights reported in this Form 4 were granted to the reporting person to replace the value of stock option grants the reporting person was told he was receiving in 2008, 2010, 2011, and 2012 but were not fulfilled to the extent they exceeded the limit on the number of stock options that may be granted to any individual participant in a one-year period under the DeVry Inc. Amended and Restated 2005 Incentive Plan.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC
TAYLOR RONALD LSenior Advisor/Director
SaleCommon Stock 15,000 $48.56 $728,400.00
Disclosure

SEC source: 0001127602-18-026189 · form4.xml · nonDerivative · entry 2

TAYLOR RONALD L · CIK 0001239938 · Senior Advisor/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,615

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.

F2 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in three equal installments beginning on the anniversary of the transaction date.

F3 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. The restricted stock units vest in four equal installments beginning on the anniversary of the transaction date. The restricted stock units and the stock appreciation rights reported in this Form 4 were granted to the reporting person to replace the value of stock option grants the reporting person was told he was receiving in 2008, 2010, 2011, and 2012 but were not fulfilled to the extent they exceeded the limit on the number of stock options that may be granted to any individual participant in a one-year period under the DeVry Inc. Amended and Restated 2005 Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.