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CVS

CVS HEALTH Corp

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2884
SEC CIK
0000064803
Parsed reports
1,748

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Apr 202600
May 202608
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2022 Filed Aug 5, 2022 20:50 UTC
Lotvin AlanEVP&President-PharmacyServices
Exercise / conversionStock Option · Derivative 70,398 $0.00 Strike: $58.34 $0.00
Disclosure

SEC source: 0001127602-22-020596 · form4.xml · derivative · entry 10

Lotvin Alan · CIK 0001472795 · EVP&President-PharmacyServices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,399

Underlying: Common Stock · 70,398 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The number of shares subject to the option were calculated using a 30-day average price.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2021.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:50 UTC
Lotvin AlanEVP&President-PharmacyServices
SaleCommon Stock 50,501 $98.00 $4,949,098.00
Disclosure

SEC source: 0001127602-22-020596 · form4.xml · nonDerivative · entry 4

Lotvin Alan · CIK 0001472795 · EVP&President-PharmacyServices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,183.3689

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:50 UTC
Lotvin AlanEVP&President-PharmacyServices
Exercise / conversionCommon Stock 50,501 $54.19 $2,736,649.19
Disclosure

SEC source: 0001127602-22-020596 · form4.xml · nonDerivative · entry 3

Lotvin Alan · CIK 0001472795 · EVP&President-PharmacyServices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,684.3689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:50 UTC
Lotvin AlanEVP&President-PharmacyServices
SaleCommon Stock 70,398 $98.00 $6,899,004.00
Disclosure

SEC source: 0001127602-22-020596 · form4.xml · nonDerivative · entry 2

Lotvin Alan · CIK 0001472795 · EVP&President-PharmacyServices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,183.3689

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:50 UTC
Lotvin AlanEVP&President-PharmacyServices
Exercise / conversionCommon Stock 70,398 $58.34 $4,107,019.32
Disclosure

SEC source: 0001127602-22-020596 · form4.xml · nonDerivative · entry 1

Lotvin Alan · CIK 0001472795 · EVP&President-PharmacyServices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,581.3689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:48 UTC
Finke Daniel PEVP/Pres, Health Care Benefits
Exercise / conversionStock Option · Derivative 9,546 $0.00 Strike: $52.37 $0.00
Disclosure

SEC source: 0001127602-22-020590 · form4.xml · derivative · entry 6

Finke Daniel P · CIK 0001844305 · EVP/Pres, Health Care Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,094

Underlying: Common Stock · 9,546 shares

Expires 2029-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option became exercisable in three equal annual installments, commencing 5/31/2022.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:48 UTC
Finke Daniel PEVP/Pres, Health Care Benefits
SaleCommon Stock 9,546 $100.00 $954,600.00
Disclosure

SEC source: 0001127602-22-020590 · form4.xml · nonDerivative · entry 2

Finke Daniel P · CIK 0001844305 · EVP/Pres, Health Care Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,149.9607

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:48 UTC
Finke Daniel PEVP/Pres, Health Care Benefits
Exercise / conversionCommon Stock 9,546 $52.37 $499,924.02
Disclosure

SEC source: 0001127602-22-020590 · form4.xml · nonDerivative · entry 1

Finke Daniel P · CIK 0001844305 · EVP/Pres, Health Care Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,695.9607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionStock Option · Derivative 38,873 $0.00 Strike: $74.30 $0.00
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · derivative · entry 9

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,622

Underlying: Common Stock · 38,873 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Option became exercisable in four equal annual installments, commencing 4/1/2022.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionStock Option · Derivative 50,502 $0.00 Strike: $54.19 $0.00
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · derivative · entry 8

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,502

Underlying: Common Stock · 50,502 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2020.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionStock Option · Derivative 49,279 $0.00 Strike: $58.34 $0.00
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · derivative · entry 7

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,558

Underlying: Common Stock · 49,279 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The number of shares subject to the option were calculated using a 30-day average price.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2021.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
SaleCommon Stock 38,873 $95.00 $3,692,935.00
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · nonDerivative · entry 6

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,273

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionCommon Stock 38,873 $74.30 $2,888,263.90
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · nonDerivative · entry 5

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
SaleCommon Stock 50,502 $95.00 $4,797,690.00
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · nonDerivative · entry 4

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,273

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionCommon Stock 50,502 $54.19 $2,736,703.38
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · nonDerivative · entry 3

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
SaleCommon Stock 49,279 $95.00 $4,681,505.00
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · nonDerivative · entry 2

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,273

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:00 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionCommon Stock 49,279 $58.35 $2,875,429.65
Disclosure

SEC source: 0001127602-22-018293 · form4.xml · nonDerivative · entry 1

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 6, 2022 21:05 UTC
Shah Prem SEVP and Co-President of Retail
GrantCommon Stock (RSU) 20,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016899 · form4.xml · nonDerivative · entry 1

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,671

F1 · security: Consists of RSUs awarded pursuant to the Issuer's 2017 Incentive Compensation Plan. Restrictions lapse in three equal installments beginning 5/31/2023.

Read SEC document
May 31, 2022 Filed Jun 6, 2022 21:18 UTC
Chaguturu Sreekanth KEVP and Chief Medical Officer
GrantCommon Stock (RSU) 12,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016908 · form4.xml · nonDerivative · entry 1

Chaguturu Sreekanth K · CIK 0001928726 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,919

F1 · security: Consists of RSUs awarded pursuant to the Issuer's 2017 Incentive Compensation Plan. Restrictions lapse on the third anniversary of the grant date.

Read SEC document
May 31, 2022 Filed Jun 30, 2022 22:07 UTC Amendment
Shah Prem SEVP and Co-President of Retail
GrantCommon Stock (RSU) 0 $0.00 $0.00
Disclosure

SEC source: 0000947871-22-000731 · ownership.xml · nonDerivative · entry 1

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This Form 4/A is being filed to amend a Form 4 filed by Mr. Shah on 06/06/2022, which incorrectly reported an award of Restricted Stock Units ("RSUs") with respect to 12,919 shares of the Issuer's common stock. The Form 4 filing was the result of an administrative error.

Read SEC document
May 31, 2022 Filed Jun 30, 2022 22:13 UTC Amendment
Chaguturu Sreekanth KEVP and Chief Medical Officer
GrantCommon Stock (RSU) 0 $0.00 $0.00
Disclosure

SEC source: 0000947871-22-000732 · ownership.xml · nonDerivative · entry 1

Chaguturu Sreekanth K · CIK 0001928726 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This Form 4/A is being filed to amend a Form 4 filed by Dr. Chaguturu on 06/06/2022, which incorrectly reported an award of Restricted Stock Units ("RSUs") with respect to 12,919 shares of the Issuer's common stock. The Form 4 filing was the result of an administrative error.

Read SEC document
May 11, 2022 Filed May 13, 2022 23:33 UTC GrantCommon Stock 51 $97.99 $4,997.49
Disclosure

SEC source: 0000947871-22-000569 · ownership.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,875

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:24 UTC GrantShare Credits · Derivative 1,282.0186 $97.99 Strike: $0.00 $125,625.00
Disclosure

SEC source: 0001127602-22-014412 · form4.xml · derivative · entry 2

DECOUDREAUX ALECIA A · CIK 0001233354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,488.6249

Underlying: Common Stock · 1,282.0186 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:26 UTC GrantCommon Stock 1,384 $97.99 $135,618.16
Disclosure

SEC source: 0001127602-22-014413 · form4.xml · nonDerivative · entry 1

Finucane Anne A. · CIK 0001511491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892.2482

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:30 UTC GrantShare Credits · Derivative 1,358.557 $97.99 Strike: $0.00 $133,125.00
Disclosure

SEC source: 0001127602-22-014418 · form4.xml · derivative · entry 2

BROWN C DAVID II · CIK 0001197672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,123.6827

Underlying: Common Stock · 1,358.557 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:39 UTC GrantShare Credits · Derivative 1,282.0186 $97.99 Strike: $0.00 $125,625.00
Disclosure

SEC source: 0001127602-22-014439 · form4.xml · derivative · entry 3

LUDWIG EDWARD J · CIK 0001221783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222.8902

Underlying: Common Stock · 1,282.0186 shares

Expires not disclosed

F2 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F3 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F3 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:39 UTC GrantCommon Stock 165 $97.99 $16,168.35
Disclosure

SEC source: 0001127602-22-014439 · form4.xml · nonDerivative · entry 1

LUDWIG EDWARD J · CIK 0001221783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,499

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:41 UTC GrantCommon Stock 1,282 $97.99 $125,623.18
Disclosure

SEC source: 0001127602-22-014445 · form4.xml · nonDerivative · entry 1

AGUIRRE FERNANDO · CIK 0001224983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,526

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:43 UTC GrantCommon Stock 1,409 $97.99 $138,067.91
Disclosure

SEC source: 0001127602-22-014449 · form4.xml · nonDerivative · entry 1

MILLON JEAN PIERRE · CIK 0001190016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:46 UTC GrantShare Credits · Derivative 1,709.3581 $97.99 Strike: $0.00 $167,500.00
Disclosure

SEC source: 0001127602-22-014455 · form4.xml · derivative · entry 2

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,142.2024

Underlying: Common Stock · 1,709.3581 shares

Expires not disclosed

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:50 UTC GrantCommon Stock 1,358 $97.99 $133,070.42
Disclosure

SEC source: 0001127602-22-014462 · form4.xml · nonDerivative · entry 1

DEPARLE NANCY ANN · CIK 0001144511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,760

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:51 UTC GrantShare Credits · Derivative 3,112.5625 $97.99 Strike: $0.00 $305,000.00
Disclosure

SEC source: 0001127602-22-014466 · form4.xml · derivative · entry 2

FARAH ROGER N · CIK 0001112072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,083.7262

Underlying: Common Stock · 3,112.5625 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:55 UTC
WHITE TONY LDirector
GrantCommon Stock 38 $97.99 $3,723.62
Disclosure

SEC source: 0001127602-22-014472 · form4.xml · nonDerivative · entry 1

WHITE TONY L · CIK 0001171315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,852

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:57 UTC GrantShare Credits · Derivative 1,760.3837 $97.99 Strike: $0.00 $172,500.00
Disclosure

SEC source: 0001127602-22-014475 · form4.xml · derivative · entry 2

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,397.0255

Underlying: Common Stock · 1,760.3837 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionStock Option · Derivative 4,103 $0.00 Strike: $74.30 $0.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · derivative · entry 18

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,723

Underlying: Common Stock · 4,103 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Option becomes exercisable in three equal installments commencing 04/01/2022.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionStock Option · Derivative 5,719 $0.00 Strike: $58.34 $0.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · derivative · entry 17

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,596

Underlying: Common Stock · 5,719 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Option becomes exercisable in four equal installments commencing 04/01/2021. Additional options from this award have been exercised.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionStock Option · Derivative 3,157 $0.00 Strike: $54.19 $0.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · derivative · entry 16

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,469

Underlying: Common Stock · 3,157 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Option becomes exercisable in four equal installments commencing 04/01/2020. Additional options from this award have been exercised.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionStock Option · Derivative 845 $0.00 Strike: $62.21 $0.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · derivative · entry 15

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846

Underlying: Common Stock · 845 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Option becomes exercisable in four equal installments commencing 04/01/2019. Additional options from this award have been exercised.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
SaleCommon Stock 3,130 $105.00 $328,650.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 9

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,453.24

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
SaleCommon Stock 4,103 $105.00 $430,815.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 8

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,583.24

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionCommon Stock 4,103 $74.30 $304,852.90
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 7

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,686.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
SaleCommon Stock 5,719 $105.00 $600,495.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 6

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,583.24

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

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April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionCommon Stock 5,719 $58.34 $333,646.46
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 5

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,302.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
SaleCommon Stock 3,157 $105.00 $331,485.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 4

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,583.24

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

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April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionCommon Stock 3,157 $54.19 $171,077.83
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 3

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,740.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
SaleCommon Stock 845 $105.00 $88,725.00
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 2

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,583.24

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

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April 08, 2022 Filed Apr 12, 2022 20:51 UTC
Shah Prem SEVP and Co-President of Retail
Exercise / conversionCommon Stock 845 $62.21 $52,567.45
Disclosure

SEC source: 0001127602-22-011910 · form4.xml · nonDerivative · entry 1

Shah Prem S · CIK 0001900910 · EVP and Co-President of Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,428.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 05, 2022 Filed Apr 6, 2022 21:02 UTC
Finke Daniel PEVP/Pres, Health Care Benefits
SaleCommon Stock 5,941 $100.00 $594,100.00
Disclosure

SEC source: 0001127602-22-011678 · form4.xml · nonDerivative · entry 6

Finke Daniel P · CIK 0001844305 · EVP/Pres, Health Care Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,149.9607

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

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April 04, 2022 Filed Apr 6, 2022 21:02 UTC
Finke Daniel PEVP/Pres, Health Care Benefits
Exercise / conversionStock Option · Derivative 27,166 $0.00 Strike: $58.34 $0.00
Disclosure

SEC source: 0001127602-22-011678 · form4.xml · derivative · entry 11

Finke Daniel P · CIK 0001844305 · EVP/Pres, Health Care Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,166

Underlying: Common Stock · 27,166 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2021.

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April 04, 2022 Filed Apr 6, 2022 21:02 UTC
Finke Daniel PEVP/Pres, Health Care Benefits
Exercise / conversionStock Option · Derivative 16,161 $0.00 Strike: $54.19 $0.00
Disclosure

SEC source: 0001127602-22-011678 · form4.xml · derivative · entry 10

Finke Daniel P · CIK 0001844305 · EVP/Pres, Health Care Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,161

Underlying: Common Stock · 16,161 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option became exercisable in four equal annual installments, beginning on 4/1/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.