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CVS

CVS HEALTH Corp

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2884
SEC CIK
0000064803
Parsed reports
1,748

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202608
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2017 Filed Sep 15, 2017 20:14 UTC
MERLO LARRY JDirector · President and CEO
Exercise / conversionStock Option · Derivative 241,150 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0001127602-17-027494 · form4.xml · derivative · entry 8

MERLO LARRY J · CIK 0001194413 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 241,150 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2012.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:14 UTC
MERLO LARRY JDirector · President and CEO
SaleCommon Stock 241,150 $83.07 $20,032,330.50
Disclosure

SEC source: 0001127602-17-027494 · form4.xml · nonDerivative · entry 3

MERLO LARRY J · CIK 0001194413 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,254.5612

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sale prices ranging between $82.22 and $83.68 per share.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:14 UTC
MERLO LARRY JDirector · President and CEO
Exercise / conversionCommon Stock 241,150 $34.96 $8,430,604.00
Disclosure

SEC source: 0001127602-17-027494 · form4.xml · nonDerivative · entry 2

MERLO LARRY J · CIK 0001194413 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,404.5612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:29 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionStock Option · Derivative 49,174 $0.00 Strike: $54.53 $0.00
Disclosure

SEC source: 0001127602-17-027343 · form4.xml · derivative · entry 9

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,174 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2014.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:29 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionStock Option · Derivative 41,093 $0.00 Strike: $48.67 $0.00
Disclosure

SEC source: 0001127602-17-027343 · form4.xml · derivative · entry 8

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,547

Underlying: Common Stock · 41,093 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option becomes exercisable in three equal annual installments, commencing 10/1/2015.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:29 UTC
Moriarty Thomas MEVP & General Counsel
SaleCommon Stock 49,174 $79.61 $3,914,742.14
Disclosure

SEC source: 0001127602-17-027343 · form4.xml · nonDerivative · entry 4

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,009.1134

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F3 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.38 and $80.00 per share.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:29 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionCommon Stock 49,174 $54.53 $2,681,458.22
Disclosure

SEC source: 0001127602-17-027343 · form4.xml · nonDerivative · entry 3

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,183.1134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:29 UTC
Moriarty Thomas MEVP & General Counsel
SaleCommon Stock 41,093 $79.61 $3,271,413.73
Disclosure

SEC source: 0001127602-17-027343 · form4.xml · nonDerivative · entry 2

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,009.1134

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.33 and $80.00 per share.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:29 UTC
Moriarty Thomas MEVP & General Counsel
Exercise / conversionCommon Stock 41,093 $48.67 $1,999,996.31
Disclosure

SEC source: 0001127602-17-027343 · form4.xml · nonDerivative · entry 1

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,102.1134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:33 UTC
Denton David MEVP and CFO
Exercise / conversionStock Option · Derivative 108,183 $0.00 Strike: $54.53 $0.00
Disclosure

SEC source: 0001127602-17-027344 · form4.xml · derivative · entry 7

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,183 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2014.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:33 UTC
Denton David MEVP and CFO
SaleCommon Stock 108,183 $79.62 $8,613,530.46
Disclosure

SEC source: 0001127602-17-027344 · form4.xml · nonDerivative · entry 4

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,056.399

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F4 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.33 and $80.00 per share.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:33 UTC
Denton David MEVP and CFO
Exercise / conversionCommon Stock 108,183 $54.53 $5,899,218.99
Disclosure

SEC source: 0001127602-17-027344 · form4.xml · nonDerivative · entry 3

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,239.399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:33 UTC
Denton David MEVP and CFO
SaleCommon Stock 105,040 $79.68 $8,369,587.20
Disclosure

SEC source: 0001127602-17-027344 · form4.xml · nonDerivative · entry 2

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,056.399

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F3 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.35 and $80.00 per share.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 21:33 UTC
Denton David MEVP and CFO
SaleCommon Stock 23,855 $79.61 $1,899,096.55
Disclosure

SEC source: 0001127602-17-027344 · form4.xml · nonDerivative · entry 1

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,096.399

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.33 and $80.00 per share.

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:14 UTC
MERLO LARRY JDirector · President and CEO
GiftCommon Stock 14,163 $77.61 $1,099,190.43
Disclosure

SEC source: 0001127602-17-027494 · form4.xml · nonDerivative · entry 1

MERLO LARRY J · CIK 0001194413 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,254.5612

Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:10 UTC SaleCommon Stock 2,500 $79.62 $199,050.00
Disclosure

SEC source: 0001127602-17-026036 · form4.xml · nonDerivative · entry 1

SWIFT RICHARD J · CIK 0001200537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258

F1 · price: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $79.54 and $79.66 per share.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 20:51 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionStock Option · Derivative 6,029 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0001127602-17-022294 · form4.xml · derivative · entry 8

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,029 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2012.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 20:51 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionStock Option · Derivative 14,304 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0001127602-17-022294 · form4.xml · derivative · entry 7

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,304 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in three equal annual installments, commencing 4/1/2014.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 20:51 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
SaleCommon Stock 20,333 $80.00 $1,626,640.00
Disclosure

SEC source: 0001127602-17-022294 · form4.xml · nonDerivative · entry 3

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,996.6533

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $80.00 and $80.02 per share.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 20:51 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionCommon Stock 6,029 $34.96 $210,773.84
Disclosure

SEC source: 0001127602-17-022294 · form4.xml · nonDerivative · entry 2

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,329.6533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 20:51 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionCommon Stock 14,304 $34.96 $500,067.84
Disclosure

SEC source: 0001127602-17-022294 · form4.xml · nonDerivative · entry 1

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300.6533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 20:56 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionStock Option · Derivative 6,029 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0001127602-17-022005 · form4.xml · derivative · entry 8

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029

Underlying: Common Stock · 6,029 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2012.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 20:56 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionStock Option · Derivative 14,303 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0001127602-17-022005 · form4.xml · derivative · entry 7

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,304

Underlying: Common Stock · 14,303 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in three equal annual installments, commencing 4/1/2014.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 20:56 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
SaleCommon Stock 20,332 $76.98 $1,565,157.36
Disclosure

SEC source: 0001127602-17-022005 · form4.xml · nonDerivative · entry 3

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,996.6533

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $76.58 and $77.39 per share.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 20:56 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionCommon Stock 6,029 $34.96 $210,773.84
Disclosure

SEC source: 0001127602-17-022005 · form4.xml · nonDerivative · entry 2

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,328.6533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 20:56 UTC
Foulkes HelenaEVP, President-CVS Pharmacy
Exercise / conversionCommon Stock 14,303 $34.96 $500,032.88
Disclosure

SEC source: 0001127602-17-022005 · form4.xml · nonDerivative · entry 1

Foulkes Helena · CIK 0001429996 · EVP, President-CVS Pharmacy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,299.6533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:22 UTC
Denton David MEVP and CFO
Exercise / conversionStock Option · Derivative 107,178 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0001127602-17-021306 · form4.xml · derivative · entry 9

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,178 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2012.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:22 UTC
Denton David MEVP and CFO
Exercise / conversionStock Option · Derivative 110,912 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0001127602-17-021306 · form4.xml · derivative · entry 8

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,912 shares

Expires 2019-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/2/2013.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:22 UTC
Denton David MEVP and CFO
Exercise / conversionStock Option · Derivative 12,420 $0.00 Strike: $40.28 $0.00
Disclosure

SEC source: 0001127602-17-021306 · form4.xml · derivative · entry 7

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,420 shares

Expires 2018-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option became exercisable in three equal annual installments, commencing 3/5/2011.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:22 UTC
Denton David MEVP and CFO
SaleCommon Stock 230,510 $80.00 $18,440,800.00
Disclosure

SEC source: 0001127602-17-021306 · form4.xml · nonDerivative · entry 4

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,562.8314

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:22 UTC
Denton David MEVP and CFO
Exercise / conversionCommon Stock 107,178 $34.96 $3,746,942.88
Disclosure

SEC source: 0001127602-17-021306 · form4.xml · nonDerivative · entry 3

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,072.8314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:22 UTC
Denton David MEVP and CFO
Exercise / conversionCommon Stock 110,912 $45.07 $4,998,803.84
Disclosure

SEC source: 0001127602-17-021306 · form4.xml · nonDerivative · entry 2

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,894.8314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:22 UTC
Denton David MEVP and CFO
Exercise / conversionCommon Stock 12,420 $40.28 $500,277.60
Disclosure

SEC source: 0001127602-17-021306 · form4.xml · nonDerivative · entry 1

Denton David M · CIK 0001428718 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,982.8314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:53 UTC GrantShare Credits · Derivative 1,729.6763 $80.94 Strike: $0.00 $140,000.00
Disclosure

SEC source: 0001127602-17-017939 · form4.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,729.6763

Underlying: Common Stock · 1,729.6763 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:00 UTC GrantCommon Stock 3,521 $80.94 $284,989.74
Disclosure

SEC source: 0001127602-17-017941 · form4.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,207

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:04 UTC GrantCommon Stock 1,297 $80.94 $104,979.18
Disclosure

SEC source: 0001127602-17-017942 · form4.xml · nonDerivative · entry 1

DEPARLE NANCY ANN · CIK 0001144511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,892

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:05 UTC GrantCommon Stock 1,389 $80.94 $112,425.66
Disclosure

SEC source: 0001127602-17-017943 · form4.xml · nonDerivative · entry 1

BRACKEN RICHARD M · CIK 0001216830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,633

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:07 UTC GrantCommon Stock 1,297 $80.94 $104,979.18
Disclosure

SEC source: 0001127602-17-017947 · form4.xml · nonDerivative · entry 1

MILLON JEAN PIERRE · CIK 0001190016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:09 UTC
WHITE TONY LDirector
GrantCommon Stock 1,297 $80.94 $104,979.18
Disclosure

SEC source: 0001127602-17-017948 · form4.xml · nonDerivative · entry 1

WHITE TONY L · CIK 0001171315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,999

F1 · shares: Consists of common stock issued in payment of a semi-annual retainer.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:11 UTC GrantShare Credits · Derivative 1,853.2246 $80.94 Strike: $0.00 $150,000.00
Disclosure

SEC source: 0001127602-17-017949 · form4.xml · derivative · entry 2

BROWN C DAVID II · CIK 0001197672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,400.9027

Underlying: Common Stock · 1,853.2246 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:13 UTC GrantShare Credits · Derivative 1,729.6763 $80.94 Strike: $0.00 $140,000.00
Disclosure

SEC source: 0001127602-17-017951 · form4.xml · derivative · entry 1

DECOUDREAUX ALECIA A · CIK 0001233354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,221.2055

Underlying: Common Stock · 1,729.6763 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

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May 10, 2017 Filed May 12, 2017 21:15 UTC GrantShare Credits · Derivative 1,413.0838 $80.94 Strike: $0.00 $114,375.00
Disclosure

SEC source: 0001127602-17-017952 · form4.xml · derivative · entry 2

SWIFT RICHARD J · CIK 0001200537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,012.5537

Underlying: Common Stock · 1,413.0838 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

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May 10, 2017 Filed May 12, 2017 21:17 UTC GrantShare Credits · Derivative 1,729.6763 $80.94 Strike: $0.00 $140,000.00
Disclosure

SEC source: 0001127602-17-017955 · form4.xml · derivative · entry 2

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,799.5882

Underlying: Common Stock · 1,729.6763 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

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May 10, 2017 Filed May 12, 2017 21:19 UTC GrantShare Credits · Derivative 1,297.2572 $80.94 Strike: $0.00 $105,000.00
Disclosure

SEC source: 0001127602-17-017957 · form4.xml · derivative · entry 3

Finucane Anne A. · CIK 0001511491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009.4012

Underlying: Common Stock · 1,297.2572 shares

Expires not disclosed

F1 · shares: Consists of share credits issued for deferral of a semi-annual retainer, at the market price, pursuant to the 2017 Incentive Compensation Plan.

F2 · derivative.exercise_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

F2 · derivative.expiration_date: Consists of deferred stock compensation payable pursuant to Reporting Person's election.

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April 03, 2017 Filed Apr 4, 2017 21:31 UTC
MERLO LARRY JDirector · President and CEO
GrantStock Option · Derivative 338,105 $78.05 Strike: $78.05 $26,389,095.25
Disclosure

SEC source: 0001127602-17-014045 · form4.xml · derivative · entry 7

MERLO LARRY J · CIK 0001194413 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,105

Underlying: Common Stock · 338,105 shares

Expires 2024-04-03

F3 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.

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April 03, 2017 Filed Apr 4, 2017 21:31 UTC
MERLO LARRY JDirector · President and CEO
GrantCommon Stock (restricted) 43,241 $78.05 $3,374,960.05
Disclosure

SEC source: 0001127602-17-014045 · form4.xml · nonDerivative · entry 3

MERLO LARRY J · CIK 0001194413 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,116

F2 · shares: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/3/2020 and 50% on 4/3/2022.

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April 03, 2017 Filed Apr 4, 2017 21:32 UTC
Roberts Jonathan CEVP & Chief Operating Officer
GrantStock Option · Derivative 200,358 $78.05 Strike: $78.05 $15,637,941.90
Disclosure

SEC source: 0001127602-17-014046 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,358

Underlying: Common Stock · 200,358 shares

Expires 2024-04-03

F3 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.

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April 03, 2017 Filed Apr 4, 2017 21:32 UTC
Roberts Jonathan CEVP & Chief Operating Officer
GrantCommon Stock (restricted) 25,624 $78.05 $1,999,953.20
Disclosure

SEC source: 0001127602-17-014046 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,780

F2 · shares: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/3/2020 and 50% on 4/3/2022.

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April 03, 2017 Filed Apr 4, 2017 21:37 UTC
Moriarty Thomas MEVP & General Counsel
GrantStock Option · Derivative 125,224 $78.05 Strike: $78.05 $9,773,733.20
Disclosure

SEC source: 0001127602-17-014055 · form4.xml · derivative · entry 5

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,224

Underlying: Common Stock · 125,224 shares

Expires 2024-04-03

F3 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.

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April 03, 2017 Filed Apr 4, 2017 21:37 UTC
Moriarty Thomas MEVP & General Counsel
GrantCommon Stock (restricted) 16,015 $78.05 $1,249,970.75
Disclosure

SEC source: 0001127602-17-014055 · form4.xml · nonDerivative · entry 2

Moriarty Thomas M · CIK 0001412221 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,668

F2 · shares: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/3/2020 and 50% on 4/3/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.