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Roberts Jonathan C

Disclosed activity across 1 company

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15486
SEC CIK
0001410515

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVS HEALTH CorpCVS · Entity 2884EVP & Chief Operating OfficerApril 01, 2022April 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVS HEALTH Corp

Report date April 01, 2022 · Filed April 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $101.09 · Expires 2032-04-01Direct25,987 Reported balance After 2022-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-04-01 · Grant · Acquired 25,987 · Balance 25,987

F1: Option becomes exercisable in four equal installments, commencing 4/1/2023.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $104.82 · Expires 2023-04-01Direct161,318 Reported balance Holding disclosure · report date 2022-04-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 161,318

F3: Option became exercisable in four equal annual installments, commencing 4/1/2017.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $78.05 · Expires 2024-04-03Direct200,358 Reported balance Holding disclosure · report date 2022-04-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 200,358

F4: Option became exercisable in four equal annual installments, commencing 4/3/2018.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $62.21 · Expires 2025-04-01Direct248,131 Reported balance Holding disclosure · report date 2022-04-01 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 248,131

F5: Option became exercisable in four equal annual installments, commencing 4/1/2019.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.19 · Expires 2029-04-01Direct303,010 Reported balance Holding disclosure · report date 2022-04-01 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 303,010

F6: Option became exercisable in four equal annual installments, commencing 4/1/2020.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $58.34 · Expires 2030-04-01Direct239,355 Reported balance Holding disclosure · report date 2022-04-01 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 239,355

F7: The number of shares subject to the option were calculated using a 30-day average price.

F8: Options became exercisable in four equal installments, commencing 4/1/2021.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $74.30 · Expires 2031-04-01Direct172,772 Reported balance Holding disclosure · report date 2022-04-01 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 172,772

F9: Option becomes exercisable in four equal installments, commencing 4/1/2022.

Common StockSEC Table I · non-derivativeDirect426,024.717 Reported balance Holding disclosure · report date 2022-04-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 426,024.717

Common StockSEC Table I · non-derivativeIndirectBy GRAT38,192 Reported balance Holding disclosure · report date 2022-04-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 38,192

Common Stock (restricted)SEC Table I · non-derivativeDirect12,812 Reported balance Holding disclosure · report date 2022-04-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 12,812

ESOP Common StockSEC Table I · non-derivativeIndirectBy ESOP6,155.5059 Reported balance Holding disclosure · report date 2022-04-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,155.5059

Stock UnitSEC Table I · non-derivativeDirect341,392.3767 Reported balance Holding disclosure · report date 2022-04-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 341,392.3767

Phantom Stock CreditsSEC Table II · derivative / convertible security · Conversion / exercise price $1.00Direct1,416.3128 Reported balance Holding disclosure · report date 2022-04-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 1,416.3128

F2: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Option becomes exercisable in four equal installments, commencing 4/1/2023.

F2: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F3: Option became exercisable in four equal annual installments, commencing 4/1/2017.

F4: Option became exercisable in four equal annual installments, commencing 4/3/2018.

F5: Option became exercisable in four equal annual installments, commencing 4/1/2019.

F6: Option became exercisable in four equal annual installments, commencing 4/1/2020.

F7: The number of shares subject to the option were calculated using a 30-day average price.

F8: Options became exercisable in four equal installments, commencing 4/1/2021.

F9: Option becomes exercisable in four equal installments, commencing 4/1/2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 5, 2022 21:43 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 25,987 $101.09 Strike: $101.09 $2,627,025.83
Disclosure

SEC source: 0001127602-22-011608 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,987

Underlying: Common Stock · 25,987 shares

Expires 2032-04-01

F1 · derivative.exercise_date: Option becomes exercisable in four equal installments, commencing 4/1/2023.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:32 UTC CVS HEALTH Corp CVS · Entity 2884 GrantCommon Stock 322,395 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006308 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,024.717

F1 · shares: Represents shares earned by the reporting person pursuant to certain performance stock units (the "PSUs"), which were granted to the reporting person under the Issuer's 2017 Incentive Compensation Plan on June 5, 2019. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Management and Planning Committee of the Board of Directors of the Issuer on February 21, 2022.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 21:58 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 68,482 $0.00 Strike: $102.26 $0.00
Disclosure

SEC source: 0001127602-22-002431 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,482 shares

Expires 2022-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2016.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 21:58 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 68,482 $107.50 $7,361,815.00
Disclosure

SEC source: 0001127602-22-002431 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,114.717

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 21:58 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionCommon Stock 68,482 $102.26 $7,002,969.32
Disclosure

SEC source: 0001127602-22-002431 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,596.717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:35 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 108,870 $0.00 Strike: $45.93 $0.00
Disclosure

SEC source: 0001127602-21-028481 · form4.xml · derivative · entry 7

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108,870 shares

Expires 2022-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option became exercisable in three equal annual installments, commencing 9/4/2015.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:35 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 108,870 $95.00 $10,342,650.00
Disclosure

SEC source: 0001127602-21-028481 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,114.717

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:35 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionCommon Stock 108,870 $45.93 $5,000,399.10
Disclosure

SEC source: 0001127602-21-028481 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,984.717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:59 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 172,772 $74.30 Strike: $74.30 $12,836,959.60
Disclosure

SEC source: 0001127602-21-012812 · form4.xml · derivative · entry 7

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,772

Underlying: Common Stock · 172,772 shares

Expires 2031-04-01

F3 · derivative.exercise_date: Option becomes exercisable in four equal installments, commencing 4/1/2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:59 UTC CVS HEALTH Corp CVS · Entity 2884 Tax withholdingCommon Stock 79,714 $74.30 $5,922,750.20
Disclosure

SEC source: 0001127602-21-012812 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,760.717

F2 · shares: Surrender of shares in payment of taxes due upon the vesting and settlement of the PSUs on April 1, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:55 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 73,433 $0.00 Strike: $74.29 $0.00
Disclosure

SEC source: 0001127602-21-012257 · form4.xml · derivative · entry 7

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,433 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2015.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:55 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 73,433 $74.49 $5,470,024.17
Disclosure

SEC source: 0001127602-21-012257 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663.717

F1 · kind: All sales were effected pursuant to Rule 10b5-1 plan.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:55 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionCommon Stock 73,433 $74.29 $5,455,337.57
Disclosure

SEC source: 0001127602-21-012257 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,096.717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Apr 2, 2021 21:59 UTC CVS HEALTH Corp CVS · Entity 2884 GrantCommon Stock 175,811 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012812 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,474.717

F1 · shares: Represents shares earned by the reporting person pursuant to certain performance stock units (the "PSUs"), which were granted to the reporting person under the Issuer's 2017 Incentive Compensation Plan on February 1, 2021. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Management and Planning Committee of the Board of Directors of the Issuer on February 1, 2021. The PSUs vested and settled on April 1, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:21 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 239,355 $58.61 Strike: $58.61 $14,028,596.55
Disclosure

SEC source: 0001127602-20-013222 · form4.xml · derivative · entry 5

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,355

Underlying: Common Stock · 239,355 shares

Expires 2030-04-01

F1 · derivative.exercise_price: The number of shares subject to the option were calculated using a 30-day average price.

F2 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/1/2021.

Read SEC document
April 01, 2020 Filed Apr 7, 2020 21:33 UTC Amendment CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 239,355 $0.00 Strike: $58.34 $0.00
Disclosure

SEC source: 0001127602-20-013402 · form4a.xml · derivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,355

Underlying: Common Stock · 239,355 shares

Expires 2030-04-01

F1 · derivative.exercise_price: This Form 4/A is being filed in order to correct the exercise price (Table II, column 2) for the stock option granted on 4/1/2020, which was reported incorrectly on the original Form 4 due to a clerical error.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:47 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Unit 63,366 $59.18 $3,749,999.88
Disclosure

SEC source: 0001127602-20-009167 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,406.0608

F1 · shares: Consists of Stock Units Awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan, the receipt of which the reporting person has elected to defer.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:31 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 68,844 $0.00 Strike: $54.53 $0.00
Disclosure

SEC source: 0001127602-20-001407 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,844 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2014.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:31 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 57,563 $72.63 $4,180,800.69
Disclosure

SEC source: 0001127602-20-001407 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,044.6311

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes, and the Reporting Person retaining all remaining shares.

F2 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $71.75 and 73.04 per share.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:31 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionCommon Stock 68,844 $54.53 $3,754,063.32
Disclosure

SEC source: 0001127602-20-001407 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,607.6311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:47 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 303,010 $54.19 Strike: $54.19 $16,420,111.90
Disclosure

SEC source: 0001127602-19-014647 · form4.xml · derivative · entry 5

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,010

Underlying: Common Stock · 303,010 shares

Expires 2029-04-01

F1 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/1/2020.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:46 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Unit 27,183 $57.83 $1,571,992.89
Disclosure

SEC source: 0001127602-19-009278 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,188.4985

F1 · shares: Consists of Stock Units awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan, the receipt of which the reporting person has elected to defer.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:10 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 77,639 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0001127602-19-003734 · form4.xml · derivative · entry 3

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,639 shares

Expires 2019-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/2/2013.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:10 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 77,639 $64.54 $5,010,821.06
Disclosure

SEC source: 0001127602-19-003734 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,763.6311

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $62.93 and $65.30 per share.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:10 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionCommon Stock 77,639 $45.07 $3,499,189.73
Disclosure

SEC source: 0001127602-19-003734 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,402.6311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:16 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 248,131 $62.21 Strike: $62.21 $15,436,229.51
Disclosure

SEC source: 0001127602-18-013801 · form4.xml · derivative · entry 5

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,131

Underlying: Common Stock · 248,131 shares

Expires 2025-04-01

F1 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/1/2019.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:44 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Unit 5,979 $67.73 $404,957.67
Disclosure

SEC source: 0001127602-18-009707 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,911.2079

F1 · shares: Consists of Stock Units awarded at market price pursuant to Issuer's 2017 Incentive Compensation Plan and its Long-Term Incentive Plan, the receipt of which the reporting person has elected to defer.

Read SEC document
November 08, 2017 Filed Feb 9, 2018 22:12 UTC CVS HEALTH Corp CVS · Entity 2884 GiftCommon Stock 222 $68.99 $15,315.78
Disclosure

SEC source: 0001127602-18-004968 · form5.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,762.5252

Read SEC document
September 18, 2017 Filed Sep 19, 2017 20:42 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 85,743 $0.00 Strike: $34.96 $0.00
Disclosure

SEC source: 0001127602-17-027732 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,743 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in four equal annual installments, commencing 4/1/2012.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 20:42 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 85,743 $83.14 $7,128,673.02
Disclosure

SEC source: 0001127602-17-027732 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,812.1293

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $82.89 and $83.35 per share.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 20:42 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionCommon Stock 85,743 $34.96 $2,997,575.28
Disclosure

SEC source: 0001127602-17-027732 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,555.1293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:32 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 200,358 $78.05 Strike: $78.05 $15,637,941.90
Disclosure

SEC source: 0001127602-17-014046 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,358

Underlying: Common Stock · 200,358 shares

Expires 2024-04-03

F3 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/3/2018.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:32 UTC CVS HEALTH Corp CVS · Entity 2884 GrantCommon Stock (restricted) 25,624 $78.05 $1,999,953.20
Disclosure

SEC source: 0001127602-17-014046 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,780

F2 · shares: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/3/2020 and 50% on 4/3/2022.

Read SEC document
April 02, 2017 Filed Apr 4, 2017 21:32 UTC CVS HEALTH Corp CVS · Entity 2884 Tax withholdingCommon Stock 4,655 $78.50 $365,417.50
Disclosure

SEC source: 0001127602-17-014046 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,812.1293

F1 · shares: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock unit award.

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February 28, 2017 Filed Mar 2, 2017 21:12 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Unit 21,717 $80.58 $1,749,955.86
Disclosure

SEC source: 0001127602-17-009680 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,442.4939

F1 · shares: Consists of Stock Units awarded at market price pursuant to Issuer's 2010 Incentive Compensation Plan and its Long-Term Incentive Plan, the receipt of which the reporting person has elected to defer.

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February 16, 2017 Filed Feb 17, 2017 21:10 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 61,196 $0.00 Strike: $36.23 $0.00
Disclosure

SEC source: 0001127602-17-006904 · form4.xml · derivative · entry 7

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,196 shares

Expires 2017-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option became exercisable in three annual installments, commencing 4/1/2011.

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February 16, 2017 Filed Feb 17, 2017 21:10 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 61,196 $80.00 $4,895,680.00
Disclosure

SEC source: 0001127602-17-006904 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,759.1293

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

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February 16, 2017 Filed Feb 17, 2017 21:10 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionCommon Stock 61,196 $36.23 $2,217,131.08
Disclosure

SEC source: 0001127602-17-006904 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,955.1293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2016 Filed Apr 5, 2016 21:42 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 161,318 $104.82 Strike: $104.82 $16,909,352.76
Disclosure

SEC source: 0001127602-16-048878 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,318

Underlying: Common Stock · 161,318 shares

Expires 2023-04-01

F2 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/1/2017.

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April 01, 2016 Filed Apr 5, 2016 21:42 UTC CVS HEALTH Corp CVS · Entity 2884 GrantCommon Stock (restricted) 21,465 $104.82 $2,249,961.30
Disclosure

SEC source: 0001127602-16-048878 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS Caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,753

F1 · shares: Consists of restricted stock units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2019 and 50% on 4/1/2021.

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February 29, 2016 Filed Mar 2, 2016 22:28 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Unit 16,748 $97.17 $1,627,403.16
Disclosure

SEC source: 0001127602-16-044567 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,063.1322

F1 · shares: Consists of Stock Units awarded at market price pursuant to Issuer's 2010 Incentive Compensation Plan and its Long-Term Incentive Plan, the receipt of which the reporting person has elected to defer.

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February 11, 2016 Filed Feb 11, 2016 22:17 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 23,355 $92.86 $2,168,745.30
Disclosure

SEC source: 0001127602-16-040730 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,643.5258

F1 · price: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $92.54 and $93.11 per share.

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November 12, 2015 Filed Feb 11, 2016 22:17 UTC CVS HEALTH Corp CVS · Entity 2884 GiftCommon Stock 175 $93.12 $16,296.00
Disclosure

SEC source: 0001127602-16-040730 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,998.5258

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April 02, 2015 Filed Apr 3, 2015 20:49 UTC CVS HEALTH Corp CVS · Entity 2884 Tax withholdingCommon Stock 4,654 $102.71 $478,012.34
Disclosure

SEC source: 0001127602-15-013953 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,087.0256

F2 · shares: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award.

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April 01, 2015 Filed Apr 3, 2015 20:49 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 68,482 $102.26 Strike: $102.26 $7,002,969.32
Disclosure

SEC source: 0001127602-15-013953 · form4.xml · derivative · entry 6

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,482

Underlying: Common Stock · 68,482 shares

Expires 2022-04-01

F3 · derivative.exercise_date: Option becomes exercisable in four equal annual installments, commencing 4/1/2016.

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April 01, 2015 Filed Apr 3, 2015 20:49 UTC CVS HEALTH Corp CVS · Entity 2884 GrantCommon Stock (restricted) 9,778 $102.26 $999,898.28
Disclosure

SEC source: 0001127602-15-013953 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,753

F1 · shares: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2018 and 50% 4/1/2020.

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March 02, 2015 Filed Mar 3, 2015 22:02 UTC CVS HEALTH Corp CVS · Entity 2884 GiftCommon Stock 98 $104.19 $10,210.62
Disclosure

SEC source: 0001127602-15-009639 · form4.xml · nonDerivative · entry 2

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,034.0256

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February 27, 2015 Filed Mar 3, 2015 22:02 UTC CVS HEALTH Corp CVS · Entity 2884 GrantCommon Stock 15,644 $103.87 $1,624,942.28
Disclosure

SEC source: 0001127602-15-009639 · form4.xml · nonDerivative · entry 1

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,132.0256

F1 · shares: Consists of Stock Units awarded at market price pursuant to Issuer's 2010 Incentive Compensation Plan and its Long-Term Incentive Plan.

Read SEC document
January 07, 2015 Filed Jan 8, 2015 21:12 UTC CVS HEALTH Corp CVS · Entity 2884 Exercise / conversionStock Option · Derivative 86,487 $0.00 Strike: $41.17 $0.00
Disclosure

SEC source: 0001127602-15-001445 · form4.xml · derivative · entry 8

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,487 shares

Expires 2015-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option became exercisable in three annual installments, commencing 4/1/2009.

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January 07, 2015 Filed Jan 8, 2015 21:12 UTC CVS HEALTH Corp CVS · Entity 2884 SaleCommon Stock 86,487 $95.31 $8,243,075.97
Disclosure

SEC source: 0001127602-15-001445 · form4.xml · nonDerivative · entry 3

Roberts Jonathan C · CIK 0001410515 · EVP & President, CVS/caremark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,467.7177

F1 · kind: All sales were effected pursuant to a Rule 10b5-1 plan.

F2 · price: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $94.67 and $95.70 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.