CVLT

SEC source: 0001209191-21-035923 · doc4.xml · derivative · entry 8

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,625

Underlying: Common Stock · 8,814 shares

Expires 2022-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 6

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,058.7083

SEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 5

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,274.6051

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.51 and 76.28, inclusive.

SEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,874.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

SEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,688.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

SEC source: 0001209191-21-035924 · doc4.xml · nonDerivative · entry 1

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,511

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.80 and 73.91 inclusive.

SEC source: 0001209191-21-035923 · doc4.xml · derivative · entry 7

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,439

Underlying: Common Stock · 8,817 shares

Expires 2022-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,874.6051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

SEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,057.6051

F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

SEC source: 0001209191-21-035841 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief - Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,704

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.98 and 70.99 inclusive.

SEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 4

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,689

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.40 and 67.78 inclusive.

SEC source: 0001209191-21-034055 · doc4.xml · nonDerivative · entry 5

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,555.2108

F6 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.29 and 67.45 inclusive.

SEC source: 0001209191-21-034049 · doc4.xml · nonDerivative · entry 4

Merrill Gary · CIK 0001560814 · Chief - Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,880

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.29 and 68.14 inclusive.

SEC source: 0001209191-21-034047 · doc4.xml · nonDerivative · entry 4

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,452

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.40 and 67.88 inclusive.

SEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 4

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,874.6051

F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.29 and 68.14 inclusive.

SEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 3

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,046

F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, if at all, over a three year period based on the Company's achievement of certain financial performance metrics tied to EBIT and revenue measures.

SEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 2

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,165

F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index.

SEC source: 0001209191-21-034056 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,284

F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-034055 · doc4.xml · nonDerivative · entry 4

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,924.2108

F5 · security: The common stock is being granted as performance share units (PSUs), which will vest, if at all, over a three year period based on the Company's achievement of certain financial performance metrics tied to EBIT and revenue measures.

SEC source: 0001209191-21-034055 · doc4.xml · nonDerivative · entry 3

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,944.2108

F4 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index.

SEC source: 0001209191-21-034055 · doc4.xml · nonDerivative · entry 2

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,964.2108

F3 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-034055 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,003.2108

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.41 and 68.38 inclusive.

SEC source: 0001209191-21-034049 · doc4.xml · nonDerivative · entry 3

Merrill Gary · CIK 0001560814 · Chief - Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,048

F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, if at all, over a three year period based on the Company's achievement of certain financial performance metrics tied to EBIT and revenue measures.

SEC source: 0001209191-21-034049 · doc4.xml · nonDerivative · entry 2

Merrill Gary · CIK 0001560814 · Chief - Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286

F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index.

SEC source: 0001209191-21-034049 · doc4.xml · nonDerivative · entry 1

Merrill Gary · CIK 0001560814 · Chief - Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,524

F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-034047 · doc4.xml · nonDerivative · entry 3

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,230

F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, if at all, over a three year period based on the Company's achievement of certain financial performance metrics tied to EBIT and revenue measures.

SEC source: 0001209191-21-034047 · doc4.xml · nonDerivative · entry 2

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,824

F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index.

SEC source: 0001209191-21-034047 · doc4.xml · nonDerivative · entry 1

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,418

F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 3

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,438.6051

F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, if at all, over a three year period based on the Company's achievement of certain financial performance metrics tied to EBIT and revenue measures.

SEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,914.6051

F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index.

SEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,390.6051

F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-030908 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,003.2108

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.60 and 70.65 inclusive.

SEC source: 0001209191-21-027606 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,522

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.37 and 68.87 inclusive.

SEC source: 0001209191-21-019034 · doc4.xml · nonDerivative · entry 2

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,542.2108

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.85 and 61.02 inclusive.

SEC source: 0001209191-21-019034 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,556.2108

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.80 and 60.76 inclusive.

SEC source: 0001209191-21-012332 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,341.6051

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.76 and 68.34 inclusive.

SEC source: 0001209191-21-012325 · doc4.xml · nonDerivative · entry 1

Di Blasio Riccardo · CIK 0001777688 · VP - Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,606

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.84 and 68.31 inclusive.

SEC source: 0001209191-21-012324 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,542.2108

F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.84 and 68.46 inclusive.

SEC source: 0001209191-21-012321 · doc4.xml · nonDerivative · entry 2

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,564

F2 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.84 and 68.33 inclusive.

SEC source: 0001209191-21-012321 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,801

F1 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

SEC source: 0001209191-21-010818 · doc4.xml · nonDerivative · entry 2

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,956.6051

F2 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.

SEC source: 0001209191-21-010823 · doc4.xml · nonDerivative · entry 1

Mirchandani Sanjay · CIK 0001765820 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,720.2108

F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on February 12, 2021.

SEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 5

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,168.1272

F2 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on February 12, 2021.

SEC source: 0001209191-21-010818 · doc4.xml · nonDerivative · entry 1

CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,297.4089

F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on February 12, 2021.

SEC source: 0001209191-21-010820 · doc4.xml · derivative · entry 7

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

Underlying: Common Stock · 1,504 shares

Expires 2024-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The common stock is being granted as restricted stock units and are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-010820 · doc4.xml · derivative · entry 6

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires 2025-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The common stock is being granted as restricted stock units and are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.

SEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 4

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,801

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.32 and 70.35 inclusive.

SEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 3

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 2

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,801

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.32 and 70.35 inclusive.

SEC source: 0001209191-21-010820 · doc4.xml · nonDerivative · entry 1

Whalen James J. · CIK 0001770896 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.