Tapewire

Nasdaq · USD

CVBF

CVB FINANCIAL CORP

Export transactions ↓
Tapewire entity
4071
SEC CIK
0000354647
Parsed reports
428

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202610
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2026 Filed Jan 27, 2026 01:44 UTC Tax withholdingCommon Stock 1,447 $19.84 $28,708.48
Disclosure

SEC source: 0000354647-26-000035 · form4.xml · nonDerivative · entry 2

Farnsworth David F · CIK 0001680121 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,724

F2 · shares: Withholding of shares of RSA vested on 1/24/2026 to pay for taxes due on vested amount.

Read SEC document
January 24, 2026 Filed Jan 27, 2026 01:15 UTC
Brager David A.President & CEO
Tax withholdingCommon Stock 5,433 $19.84 $107,790.72
Disclosure

SEC source: 0000354647-26-000031 · form4.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,552

F1 · shares: Withholding of shares of RSA vested on 1/24/2026 to pay for taxes due on vested amount.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 23:44 UTC
Harvey David CEVP Chief Operating Officer
Tax withholdingCommon Stock 2,157 $20.73 $44,703.83
Disclosure

SEC source: 0000354647-26-000027 · form4.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,820

F1 · shares: Withholding of shares of RSA vested on 1/22/2026 to pay for taxes due on vested amount.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 23:51 UTC
WOHL RICHARD HEVP & General Counsel
Tax withholdingCommon Stock 1,454 $20.73 $30,134.15
Disclosure

SEC source: 0000354647-26-000029 · form4.xml · nonDerivative · entry 1

WOHL RICHARD H · CIK 0001223126 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,715.642

F1 · shares: Withholding of shares of RSA vested on 1/22/2026 to pay for taxes due on vested amount.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 23:22 UTC Tax withholdingCommon Stock 2,157 $20.73 $44,703.83
Disclosure

SEC source: 0000354647-26-000023 · form4.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,419

F1 · shares: Withholding of shares of RSA vested on 1/22/2026 to pay for taxes due on vested amount.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 23:37 UTC Tax withholdingCommon Stock 1,367 $20.73 $28,331.08
Disclosure

SEC source: 0000354647-26-000025 · form4.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,171

F1 · shares: Withholding of shares of RSA vested on 1/22/2026 to pay for taxes due on vested amount.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 23:19 UTC
Brager David A.President & CEO
Tax withholdingCommon Stock 6,622 $20.73 $137,240.95
Disclosure

SEC source: 0000354647-26-000021 · form4.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,985

F1 · shares: Withholding of shares of RSA vested on 1/22/2026 to pay for taxes due on vested amount.

Read SEC document
January 22, 2026 Filed Jan 23, 2026 23:14 UTC
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 824 $20.73 $17,077.40
Disclosure

SEC source: 0000354647-26-000019 · form4.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,202

F1 · shares: Withholding of shares of RSA vested on 1/22/2026 to pay for taxes due on vested amount.

Read SEC document
January 21, 2026 Filed Jan 22, 2026 18:49 UTC
WOHL RICHARD HEVP & General Counsel
GrantCommon Stock 9,014 $0.00 $0.00
Disclosure

SEC source: 0000354647-26-000017 · form4.xml · nonDerivative · entry 1

WOHL RICHARD H · CIK 0001223126 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,169.642

Read SEC document
January 21, 2026 Filed Jan 22, 2026 18:20 UTC GrantCommon Stock 13,365 $0.00 $0.00
Disclosure

SEC source: 0000354647-26-000010 · form4.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,576

Read SEC document
January 21, 2026 Filed Jan 22, 2026 18:25 UTC
Harvey David CEVP Chief Operating Officer
GrantCommon Stock 13,365 $0.00 $0.00
Disclosure

SEC source: 0000354647-26-000012 · form4.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,977

Read SEC document
January 21, 2026 Filed Jan 22, 2026 18:45 UTC GrantCommon Stock 10,288 $0.00 $0.00
Disclosure

SEC source: 0000354647-26-000015 · form4.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,538

Read SEC document
January 21, 2026 Filed Jan 22, 2026 18:16 UTC
Brager David A.President & CEO
GrantCommon Stock 40,240 $0.00 $0.00
Disclosure

SEC source: 0000354647-26-000008 · form4.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,607

Read SEC document
January 21, 2026 Filed Jan 22, 2026 17:43 UTC
Laygo SherylChief Accounting Officer
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0000354647-26-000002 · form4.xml · nonDerivative · entry 1

Laygo Sheryl · CIK 0002046881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,144

Read SEC document
January 21, 2026 Filed Jan 22, 2026 17:52 UTC
DeAngelis YamynnEVP Chief Risk Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000354647-26-000004 · form4.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,026

Read SEC document
December 13, 2025 Filed Dec 16, 2025 20:52 UTC
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 56 $19.92 $1,115.52
Disclosure

SEC source: 0000354647-25-000023 · form4.xml · nonDerivative · entry 2

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,026

F2 · shares: Withholding of shares granted and vested on 12/13/2025 to pay for taxes due on vested amount.

Read SEC document
December 13, 2025 Filed Dec 16, 2025 20:52 UTC
DeAngelis YamynnEVP Chief Risk Officer
GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0000354647-25-000023 · form4.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,082

F1 · shares: Filer was granted 156 shares in connection with the Company's annual holiday party award ceremony. Filer will receive 100 net shares because 56 of the shares granted will be withheld to pay for applicable payroll taxes.

Read SEC document
November 19, 2025 Filed Nov 22, 2025 01:29 UTC GrantCommon Stock 2,281 $0.00 $0.00
Disclosure

SEC source: 0000354647-25-000019 · form4.xml · nonDerivative · entry 1

Stephens Timothy Michael · CIK 0002094043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,281

Read SEC document
November 14, 2025 Filed Nov 14, 2025 19:23 UTC PurchaseCommon Stock 27,094 $18.45 $499,995.39
Disclosure

SEC source: 0000354647-25-000017 · form4.xml · nonDerivative · entry 1

Borba George A Jr · CIK 0001562449 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Indirectly through Partnership

Disclosed balance after: 745,782

F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $18.41 to $18.5 per share. Full information regarding the number of shares purchased at each price shall be provided to the Staff, Issuer, or a security holder of Issuer, upon request.

F2 · balance_after: Shares held by George Borba & Son Dairy, L.P., a California limited partnership, of which Reporting Person is a general partner.

Read SEC document
October 20, 2025 Filed Oct 21, 2025 20:55 UTC
Laygo SherylChief Accounting Officer
Tax withholdingCommon Stock 358 $19.01 $6,805.58
Disclosure

SEC source: 0000354647-25-000012 · form4.xml · nonDerivative · entry 1

Laygo Sheryl · CIK 0002046881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,644

F1 · shares: Withholding of shares of RSA vested on 10/20/2025 to pay for taxes due on vested amount.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 16:47 UTC
Kan AnnaDirector
SaleCommon Stock 11,000 $20.35 $223,850.00
Disclosure

SEC source: 0000354647-25-000008 · form4.xml · nonDerivative · entry 1

Kan Anna · CIK 0001681468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,593

Read SEC document
August 14, 2025 Filed Aug 15, 2025 21:38 UTC
Olvera JaneDirector
SaleCommon Stock 1,200 $19.55 $23,460.00
Disclosure

SEC source: 0001127602-25-020510 · form4.xml · nonDerivative · entry 1

Olvera Jane · CIK 0001846658 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 04, 2025 Filed Aug 4, 2025 22:54 UTC PurchaseCommon Stock 53,567 $18.67 $999,999.47
Disclosure

SEC source: 0001127602-25-020037 · form4.xml · nonDerivative · entry 1

Borba George A Jr · CIK 0001562449 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Indirectly through Partnership

Disclosed balance after: 718,688

F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $18.495 to $18.72 per share. Full information regarding the number of shares purchased at each price shall be provided to the Staff, Issuer, or a security holder of Issuer, upon request.

F2 · balance_after: Shares held by George Borba & Son Dairy, L.P., a California limited partnership, of which Reporting Person is a general partner.

Read SEC document
May 21, 2025 Filed May 22, 2025 23:52 UTC GrantCommon Stock 4,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015368 · form4.xml · nonDerivative · entry 1

Sheehy Kimberly H. · CIK 0001567047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,618

Read SEC document
May 21, 2025 Filed May 22, 2025 23:45 UTC
Oswalt Hal WDirector
GrantCommon Stock 4,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015364 · form4.xml · nonDerivative · entry 1

Oswalt Hal W · CIK 0001595220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,593

Read SEC document
May 21, 2025 Filed May 22, 2025 23:48 UTC GrantCommon Stock 4,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015366 · form4.xml · nonDerivative · entry 1

O Brien Raymond V III · CIK 0001558716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,593

Read SEC document
May 21, 2025 Filed May 22, 2025 23:35 UTC
Kan AnnaDirector
GrantCommon Stock 4,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015360 · form4.xml · nonDerivative · entry 1

Kan Anna · CIK 0001681468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,593

Read SEC document
May 21, 2025 Filed May 22, 2025 23:41 UTC
Olvera JaneDirector
GrantCommon Stock 4,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015362 · form4.xml · nonDerivative · entry 1

Olvera Jane · CIK 0001846658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,910

Read SEC document
May 21, 2025 Filed May 22, 2025 23:29 UTC GrantCommon Stock 4,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015358 · form4.xml · nonDerivative · entry 1

Del Guercio Stephen A · CIK 0001561350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,304

Read SEC document
May 21, 2025 Filed May 22, 2025 23:26 UTC GrantCommon Stock 4,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015356 · form4.xml · nonDerivative · entry 1

Borba George A Jr · CIK 0001562449 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,825

Read SEC document
March 25, 2025 Filed Mar 27, 2025 18:21 UTC
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 287 $18.94 $5,435.78
Disclosure

SEC source: 0001127602-25-010517 · form4.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,926

F1 · shares: Withholding of shares of RSA vested on 3/25/2025 to pay for taxes due on vested amount.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 18:14 UTC
WOHL RICHARD HEVP & General Counsel
Tax withholdingCommon Stock 1,000 $18.94 $18,940.00
Disclosure

SEC source: 0001127602-25-010515 · form4.xml · nonDerivative · entry 1

WOHL RICHARD H · CIK 0001223126 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,155.642

F1 · shares: Withholding of shares of RSA vested on 3/25/2025 to pay for taxes due on vested amount.

Read SEC document
March 25, 2025 Filed Apr 3, 2025 19:32 UTC
DeAngelis YamynnEVP Chief Risk Officer
OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-011339 · form4.xml · nonDerivative · entry 1

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,926

F1 · kind: Rescission of a prior grant made in error.

F2 · shares: The mistaken duplicate equity grant made on March 20, 2024 was subsequently rescinded on March 25, 2025 once the inadvertent error was discovered.

Read SEC document
March 23, 2025 Filed Mar 25, 2025 00:08 UTC
Laygo SherylChief Accounting Officer
Tax withholdingCommon Stock 207 $18.70 $3,870.90
Disclosure

SEC source: 0001127602-25-010310 · form4.xml · nonDerivative · entry 2

Laygo Sheryl · CIK 0002046881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,001

F2 · shares: Withholding of shares of RSA vested on 3/23/2025 to pay for taxes due on vested amount.

Read SEC document
March 23, 2025 Filed Mar 27, 2025 18:39 UTC Amendment
Laygo SherylChief Accounting Officer
Tax withholdingCommon Stock 207 $18.70 $3,870.90
Disclosure

SEC source: 0001127602-25-010519 · form4a.xml · nonDerivative · entry 2

Laygo Sheryl · CIK 0002046881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,002

F4 · shares: Withholding of shares of RSA vested on 3/23/2025 to pay for taxes due on vested amount.

F5 · balance_after: Correction of amount of shares beneficially owned.

Read SEC document
March 20, 2025 Filed Mar 25, 2025 00:08 UTC
Laygo SherylChief Accounting Officer
Tax withholdingCommon Stock 247 $18.61 $4,596.67
Disclosure

SEC source: 0001127602-25-010310 · form4.xml · nonDerivative · entry 1

Laygo Sheryl · CIK 0002046881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,208

F1 · shares: Withholding of shares of RSA vested on 3/20/2025 to pay for taxes due on vested amount.

Read SEC document
March 20, 2025 Filed Mar 27, 2025 18:39 UTC Amendment
Laygo SherylChief Accounting Officer
Tax withholdingCommon Stock 246 $18.61 $4,578.06
Disclosure

SEC source: 0001127602-25-010519 · form4a.xml · nonDerivative · entry 1

Laygo Sheryl · CIK 0002046881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,209

F1 · shares: Correction of amount of shares withheld to pay for taxes.

F2 · shares: Withholding of shares of RSA vested on 3/20/2025 to pay for taxes due on vested amount.

F3 · balance_after: Correction of amount of shares beneficially owned.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 16:22 UTC
Laygo SherylChief Accounting Officer
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010087 · form4.xml · nonDerivative · entry 1

Laygo Sheryl · CIK 0002046881 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,455

Read SEC document
March 07, 2025 Filed Mar 12, 2025 00:05 UTC
WOHL RICHARD HEVP & General Counsel
Tax withholdingCommon Stock 3,124 $19.44 $60,730.56
Disclosure

SEC source: 0001127602-25-009161 · form4.xml · nonDerivative · entry 2

WOHL RICHARD H · CIK 0001223126 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,155.642

F2 · shares: Withholding of shares of PRSU vested on 1/26/2025 to pay for taxes due on vested amount.

Read SEC document
March 07, 2025 Filed Mar 12, 2025 00:05 UTC
WOHL RICHARD HEVP & General Counsel
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-009161 · form4.xml · nonDerivative · entry 1

WOHL RICHARD H · CIK 0001223126 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,279.642

F1 · shares: Satisfaction of vesting conditions for Performance Stock Units ("PRSU") granted on 1/26/2022 based on performance conditions being met.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:40 UTC
Harvey David CEVP Chief Operating Officer
Tax withholdingCommon Stock 6,836 $19.44 $132,891.84
Disclosure

SEC source: 0001127602-25-009146 · form4.xml · nonDerivative · entry 2

Harvey David C · CIK 0001480054 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,612

F2 · shares: Withholding of shares of PRSU vested on 1/26/2025 to pay for taxes due on the vested amount.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:40 UTC
Harvey David CEVP Chief Operating Officer
GrantCommon Stock 14,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-009146 · form4.xml · nonDerivative · entry 1

Harvey David C · CIK 0001480054 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,448

F1 · shares: Satisfaction of vesting conditions for Performance Stock Units ("PRSU") granted on 1/26/2022 based on performance conditions being met.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:32 UTC Tax withholdingCommon Stock 7,124 $19.44 $138,490.56
Disclosure

SEC source: 0001127602-25-009142 · form4.xml · nonDerivative · entry 2

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,211

F2 · shares: Withholding of shares of PRSU vested on 1/26/2025 to pay for taxes due on vested amount.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:32 UTC GrantCommon Stock 14,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-009142 · form4.xml · nonDerivative · entry 1

Nicholson E Allen · CIK 0001651815 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,335

F1 · shares: Satisfaction of vesting conditions for Performance Stock Units ("PRSU") granted on 1/26/2022 based on performance conditions being met.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:23 UTC
Brager David A.President & CEO
Tax withholdingCommon Stock 13,342 $19.44 $259,368.48
Disclosure

SEC source: 0001127602-25-009136 · form4.xml · nonDerivative · entry 2

Brager David A. · CIK 0001506476 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,367

F2 · shares: Withholding of shares of PRSU vested on 1/26/2025 to pay for taxes due on vested amount.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:23 UTC
Brager David A.President & CEO
GrantCommon Stock 26,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-009136 · form4.xml · nonDerivative · entry 1

Brager David A. · CIK 0001506476 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,709

F1 · shares: Satisfaction of vesting conditions for Performance Stock Units ("PRSU") granted on 1/26/2022 based on performance conditions being met.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:08 UTC Tax withholdingCommon Stock 4,137 $19.44 $80,423.28
Disclosure

SEC source: 0001127602-25-009131 · form4.xml · nonDerivative · entry 2

Farnsworth David F · CIK 0001680121 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,250

F2 · shares: Withholding of shares of PRSU vested on 1/26/2025 to pay for taxes due on vested amount.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 23:08 UTC GrantCommon Stock 11,562 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-009131 · form4.xml · nonDerivative · entry 1

Farnsworth David F · CIK 0001680121 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,387

F1 · shares: Satisfaction of vesting conditions for Performance Stock Units ("PRSU") granted on 1/26/2022 based on performance conditions being met.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 21:32 UTC
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 658 $21.02 $13,831.16
Disclosure

SEC source: 0001127602-25-002127 · form4.xml · nonDerivative · entry 4

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,179

F4 · shares: Withholding of shares of RSA vested on 1/27/2025 to pay for taxes due on vested amount.

Read SEC document
January 27, 2025 Filed Feb 20, 2025 20:40 UTC Amendment
DeAngelis YamynnEVP Chief Risk Officer
Tax withholdingCommon Stock 658 $21.02 $13,831.16
Disclosure

SEC source: 0001127602-25-005907 · form4a.xml · nonDerivative · entry 4

DeAngelis Yamynn · CIK 0001733262 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,213

F6 · shares: Withholding of shares of RSA vested on 1/27/2025 to pay for taxes due on vested amount.

F3 · balance_after: Correction of amount of shares beneficially owned.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.