Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVB FINANCIAL CORPCVBF · Entity 4071 | Director | May 21, 2025 | May 22, 2025 |
| Evolv Technologies Holdings, Inc.EVLV · Entity 5017 | Director | June 17, 2026 | June 22, 2026 |
| SHIFT TECHNOLOGIES, INC.SFTGQ · Entity 108083 | Director | November 17, 2023 | November 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVB FINANCIAL CORP
Report date May 21, 2025 · Filed May 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,618 |
Reported balance
After 2025-05-21 transaction · row 1
1 source rowRow 1 · 2025-05-21 · Grant · Acquired 4,462 · Balance 17,618 |
Evolv Technologies Holdings, Inc.
Report date June 17, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 170,085 |
Reported balance
After 2026-06-17 transaction · row 1
1 source rowRow 1 · 2026-06-17 · Exercise / conversion · Acquired 27,050 · Balance 170,085 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-17 · Exercise / conversion · Disposed 27,050 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2: The RSUs vested in full on June 17, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,318 |
Reported balance
After 2026-06-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-18 · Grant · Acquired 28,318 · Balance 28,318 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F3: The RSUs will vest in full at the earlier of June 18, 2027 or the day immediately preceding the Issuer's next annual meeting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.
F2: The RSUs vested in full on June 17, 2026.
F3: The RSUs will vest in full at the earlier of June 18, 2027 or the day immediately preceding the Issuer's next annual meeting date.
SHIFT TECHNOLOGIES, INC.
Report date November 17, 2023 · Filed November 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 159,349 |
Reported balance
After 2023-11-17 transaction · row 1
1 source rowRow 1 · 2023-11-17 · Sale · Disposed 36,578 · Balance 159,349 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CarLotz, Inc.
Report date December 09, 2022 · Filed December 13, 2022
Section 16 reporting ended · disclosed 2022-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-09 transaction · row 1
1 source rowRow 1 · 2022-12-09 · Disposition to issuer · Disposed 30,049 · Balance 0 F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of August 9, 2022 (the "Merger Agreement"), by and among the Issuer, Shift Technologies, Inc. ("Shift") and Shift Remarketing Operations, Inc. ("Merger Sub"), pursuant to which, on December 9, 2022 (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Shift (the "Merger"). F2: (Continued from Footnote 1) In accordance with the terms of the Merger Agreement, at the Effective Time of the Merger, each issued and outstanding share of Class A Common Stock of the Issuer (other than shares of Issuer Common Stock held in treasury by the Issuer and not on behalf of a third party) (the "CarLotz Common Stock") was converted automatically into the right to receive 0.705241 (the "Exchange Ratio") of a duly authorized, validly issued, fully paid and nonassessable share of Class A common stock of Shift (the "Shift Common Stock"), rounded up to the nearest whole share for any fractional share of Shift Common Stock that would be issued to any holder of CarLotz Common Stock after aggregating all fractional shares of Shift Common Stock that would otherwise be received by such holder resulting from the calculation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-12-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-09 · Disposition to issuer · Disposed 217,665 · Balance 0 F3: At the Effective Time, each time-based restricted stock unit (excluding Company Earnout Acquiror RSUs (as defined in the Merger Agreement)) ("RSU") that was outstanding immediately prior to the Effective Time and to the extent vested at the Effective Time pursuant to its terms, was cancelled and converted into the right to receive a number of shares of Shift Common Stock equal to the product of (i) the number of vested whole shares of CarLotz Common Stock subject to such award immediately prior to the Effective Time and (ii) the Exchange Ratio, less applicable tax withholding. Each other RSU was assumed by Shift and converted into an equivalent RSU denominated in Shift Common Stock representing the right to receive a number of shares of Shift Common Stock equal to the product of (i) the number of vested whole shares of CarLotz Common Stock subject to such award immediately prior to the Effective Time and (ii) the Exchange Ratio. F4: These restricted stock units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of August 9, 2022 (the "Merger Agreement"), by and among the Issuer, Shift Technologies, Inc. ("Shift") and Shift Remarketing Operations, Inc. ("Merger Sub"), pursuant to which, on December 9, 2022 (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Shift (the "Merger").
F2: (Continued from Footnote 1) In accordance with the terms of the Merger Agreement, at the Effective Time of the Merger, each issued and outstanding share of Class A Common Stock of the Issuer (other than shares of Issuer Common Stock held in treasury by the Issuer and not on behalf of a third party) (the "CarLotz Common Stock") was converted automatically into the right to receive 0.705241 (the "Exchange Ratio") of a duly authorized, validly issued, fully paid and nonassessable share of Class A common stock of Shift (the "Shift Common Stock"), rounded up to the nearest whole share for any fractional share of Shift Common Stock that would be issued to any holder of CarLotz Common Stock after aggregating all fractional shares of Shift Common Stock that would otherwise be received by such holder resulting from the calculation.
F3: At the Effective Time, each time-based restricted stock unit (excluding Company Earnout Acquiror RSUs (as defined in the Merger Agreement)) ("RSU") that was outstanding immediately prior to the Effective Time and to the extent vested at the Effective Time pursuant to its terms, was cancelled and converted into the right to receive a number of shares of Shift Common Stock equal to the product of (i) the number of vested whole shares of CarLotz Common Stock subject to such award immediately prior to the Effective Time and (ii) the Exchange Ratio, less applicable tax withholding. Each other RSU was assumed by Shift and converted into an equivalent RSU denominated in Shift Common Stock representing the right to receive a number of shares of Shift Common Stock equal to the product of (i) the number of vested whole shares of CarLotz Common Stock subject to such award immediately prior to the Effective Time and (ii) the Exchange Ratio.
F4: These restricted stock units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant.
Switch, Inc.
Report date December 06, 2022 · Filed December 08, 2022
Section 16 reporting ended · disclosed 2022-12-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-06 transaction · row 1
1 source rowRow 1 · 2022-12-06 · Disposition to issuer · Disposed 58,241 · Balance 0 F1: Represents the cancellation of securities in exchange for the per share cash Merger consideration of $34.25, on the Merger closing date, in accordance with the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 11, 2022, by and among Switch, Inc. (the "Company"), Switch, Ltd., a Nevada limited liability company, Sunshine Merger Sub, Ltd., a Nevada limited liability company and a direct and wholly owned subsidiary of the Company, Sunshine Bidco Inc., a Delaware corporation ("Parent"), and Sunshine Parent Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the cancellation of securities in exchange for the per share cash Merger consideration of $34.25, on the Merger closing date, in accordance with the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 11, 2022, by and among Switch, Inc. (the "Company"), Switch, Ltd., a Nevada limited liability company, Sunshine Merger Sub, Ltd., a Nevada limited liability company and a direct and wholly owned subsidiary of the Company, Sunshine Bidco Inc., a Delaware corporation ("Parent"), and Sunshine Parent Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2026 Filed Jun 22, 2026 20:04 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 28,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001567047-26-000002 · wk-form4_1782158655.xml · derivative · entry 3 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,318 Underlying: Class A Common Stock · 28,318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of June 18, 2027 or the day immediately preceding the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:04 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionRestricted Stock Units · Derivative | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001567047-26-000002 · wk-form4_1782158655.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 27,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs vested in full on June 17, 2026. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:04 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionClass A Common Stock | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001567047-26-000002 · wk-form4_1782158655.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 20:11 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-032831 · wk-form4_1750795909.xml · derivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,050 Underlying: Class A Common Stock · 27,050 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of June 20, 2026 or the day immediately preceding the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 31, 2025 Filed Jun 3, 2025 20:52 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionRestricted Stock Units · Derivative | 54,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-029096 · wk-form4_1748983915.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 54,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs vested in full on May 31, 2025. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 31, 2025 Filed Jun 3, 2025 20:52 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionClass A Common Stock | 54,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-029096 · wk-form4_1748983915.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2025 Filed May 22, 2025 23:52 UTC | CVB FINANCIAL CORP CVBF · Entity 4071 | GrantCommon Stock | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015368 · form4.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,618 Read SEC document |
| July 02, 2024 Filed Aug 6, 2024 20:34 UTC | CVB FINANCIAL CORP CVBF · Entity 4071 | SaleCommon Stock | 2,961 | $17.14 | $50,762.79 |
DisclosureSEC source: 0001127602-24-021716 · form4.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,156 F1 · kind: Sale transaction made by insider's broker in error and without authorization from insider. F2 · price: Represents the weighted average sale price. The shares were sold at prices ranging from $17.1400 to $17.1501 Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer, or a security holder of Issuer, upon request. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 20:12 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 54,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026322 · wk-form4_1717445552.xml · derivative · entry 3 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,195 Underlying: Class A Common Stock · 54,195 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 31, 2025 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:12 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionRestricted Stock Units · Derivative | 25,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026322 · wk-form4_1717445552.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs vested in full on May 30, 2024. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:12 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionClass A Common Stock | 25,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026322 · wk-form4_1717445552.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2024 Filed May 16, 2024 19:02 UTC | CVB FINANCIAL CORP CVBF · Entity 4071 | GrantCommon Stock | 4,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015586 · form4.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,117 Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:42 UTC | SHIFT TECHNOLOGIES, INC. SFTGQ · Entity 108083 | SaleClass A Common Stock | 36,578 | $0.04 | $1,371.68 |
DisclosureSEC source: 0001213900-23-088770 · ownership.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,349 Read SEC document |
| May 30, 2023 Filed May 31, 2023 12:51 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 25,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020222 · wk-form4_1685537484.xml · derivative · entry 3 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,846 Underlying: Class A Common Stock · 25,846 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 30, 2024 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 26, 2023 Filed May 31, 2023 12:51 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionRestricted Stock Units · Derivative | 48,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020222 · wk-form4_1685537484.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 48,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 26, 2023 Filed May 31, 2023 12:51 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionClass A Common Stock | 48,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020222 · wk-form4_1685537484.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2023 Filed May 18, 2023 18:30 UTC | CVB FINANCIAL CORP CVBF · Entity 4071 | GrantCommon Stock | 8,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016076 · form4.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,218 Read SEC document |
| May 05, 2023 Filed May 8, 2023 21:41 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | GrantClass A Common Stock | 21,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001762322-23-000024 · wf-form4_168358209733763.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,927 F1 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share of Shift Technologies, Inc. (the "Company"). F2 · shares: The RSUs vest on July 13, 2023, subject to continued service with the Company or an affiliate of the Company. Vested RSUs will be settled during the first open trading window of the Company following the date of vesting. Read SEC document |
| December 09, 2022 Filed Dec 10, 2022 00:09 UTC | SHIFT TECHNOLOGIES, INC. SFT · Entity 108083 | GrantClass A Common Stock | 174,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001762322-22-000139 · wf-form4_167063094996653.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,699 F1 · shares: Received in exchange for 247,714 shares of Class A common stock of CarLotz, Inc. ("CarLotz") pursuant to the terms of the Agreement and Plan of Merger, dated as of August 9, 2022 (the "Merger Agreement"), by and among CarLotz, Shift Technologies, Inc. (the "Issuer") and Shift Remarketing Operations, Inc. ("Merger Sub"), pursuant to which, on December 9, 2022 (the "Effective Time"), among other things, CarLotz was merged with and into Merger Sub, with CarLotz surviving as a wholly owned subsidiary of the Issuer (the "Merger"). F2 · shares: (Continued from Footnote 1) In accordance with the terms of the Merger Agreement, at the Effective Time of the Merger, each issued and outstanding share of Class A Common Stock of CarLotz (other than shares of CarLotz Common Stock held in treasury by CarLotz and not on behalf of a third party) (the "CarLotz Common Stock") was converted automatically into the right to receive 0.705241 (the "Exchange Ratio") of a duly authorized, validly issued, fully paid and nonassessable share of Class A common stock of the Issuer (the "Issuer Common Stock"), rounded up to the nearest whole share for any fractional share of Issuer Common Stock that would be issued to any holder of CarLotz Common Stock after aggregating all fractional shares of Issuer Common Stock that would otherwise be received by such holder resulting from the calculation. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 02:38 UTC | CarLotz, Inc. LOTZ · Entity 121687 | Disposition to issuerRestricted Stock Units · Derivative | 217,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-079255 · ownership.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 217,665 shares Expires not disclosed F3 · derivative.exercise_price: At the Effective Time, each time-based restricted stock unit (excluding Company Earnout Acquiror RSUs (as defined in the Merger Agreement)) ("RSU") that was outstanding immediately prior to the Effective Time and to the extent vested at the Effective Time pursuant to its terms, was cancelled and converted into the right to receive a number of shares of Shift Common Stock equal to the product of (i) the number of vested whole shares of CarLotz Common Stock subject to such award immediately prior to the Effective Time and (ii) the Exchange Ratio, less applicable tax withholding. Each other RSU was assumed by Shift and converted into an equivalent RSU denominated in Shift Common Stock representing the right to receive a number of shares of Shift Common Stock equal to the product of (i) the number of vested whole shares of CarLotz Common Stock subject to such award immediately prior to the Effective Time and (ii) the Exchange Ratio. F4 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. F4 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 02:38 UTC | CarLotz, Inc. LOTZ · Entity 121687 | Disposition to issuerClass A Common Stock | 30,049 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-079255 · ownership.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of August 9, 2022 (the "Merger Agreement"), by and among the Issuer, Shift Technologies, Inc. ("Shift") and Shift Remarketing Operations, Inc. ("Merger Sub"), pursuant to which, on December 9, 2022 (the "Effective Time"), among other things, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Shift (the "Merger"). F2 · price: (Continued from Footnote 1) In accordance with the terms of the Merger Agreement, at the Effective Time of the Merger, each issued and outstanding share of Class A Common Stock of the Issuer (other than shares of Issuer Common Stock held in treasury by the Issuer and not on behalf of a third party) (the "CarLotz Common Stock") was converted automatically into the right to receive 0.705241 (the "Exchange Ratio") of a duly authorized, validly issued, fully paid and nonassessable share of Class A common stock of Shift (the "Shift Common Stock"), rounded up to the nearest whole share for any fractional share of Shift Common Stock that would be issued to any holder of CarLotz Common Stock after aggregating all fractional shares of Shift Common Stock that would otherwise be received by such holder resulting from the calculation. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:25 UTC | Switch, Inc. SWCH · Entity 121761 | Disposition to issuerClass A Common Stock | 58,241 | $34.25 | $1,994,754.25 |
DisclosureSEC source: 0001593968-22-001702 · primary_01.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the cancellation of securities in exchange for the per share cash Merger consideration of $34.25, on the Merger closing date, in accordance with the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 11, 2022, by and among Switch, Inc. (the "Company"), Switch, Ltd., a Nevada limited liability company, Sunshine Merger Sub, Ltd., a Nevada limited liability company and a direct and wholly owned subsidiary of the Company, Sunshine Bidco Inc., a Delaware corporation ("Parent"), and Sunshine Parent Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent. F1 · price: Represents the cancellation of securities in exchange for the per share cash Merger consideration of $34.25, on the Merger closing date, in accordance with the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated May 11, 2022, by and among Switch, Inc. (the "Company"), Switch, Ltd., a Nevada limited liability company, Sunshine Merger Sub, Ltd., a Nevada limited liability company and a direct and wholly owned subsidiary of the Company, Sunshine Bidco Inc., a Delaware corporation ("Parent"), and Sunshine Parent Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 16:51 UTC | CVB FINANCIAL CORP CVBF · Entity 4071 | GrantCommon Stock | 2,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012941 · doc1.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,961 Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:36 UTC | Switch, Inc. SWCH · Entity 121761 | GrantClass A Common Stock | 5,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001132 · primary_01.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,241 F1 · shares: Represents restricted shares granted on June 10, 2022, subject to forfeiture and transfer restrictions until the earlier of June 10, 2023 and the date of the Company's 2023 annual stockholder meeting. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 01:49 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantRestricted Stock Units · Derivative | 217,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-068709 · tm2217852-7_4seq1.xml · derivative · entry 3 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,665 Underlying: Class A Common Stock · 217,665 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: These Restricted Stock Units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. F3 · derivative.expiration_date: These Restricted Stock Units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 01:49 UTC | CarLotz, Inc. LOTZ · Entity 121687 | Exercise / conversionRestricted Stock Units · Derivative | 24,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-068709 · tm2217852-7_4seq1.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: These Restricted Stock Units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. F3 · derivative.expiration_date: These Restricted Stock Units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 01:49 UTC | CarLotz, Inc. LOTZ · Entity 121687 | Exercise / conversionClass A Common Stock | 24,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-068709 · tm2217852-7_4seq1.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class A common stock reflect the settlement of Restricted Stock Units of the Issuer on June 2, 2022. Each Restricted Stock Unit is convertible into a share of Class A common stock on a 1-for-1 basis. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:02 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 48,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-066747 · tm2216781-5_4seq1.xml · derivative · entry 3 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,494 Underlying: Class A Common Stock · 48,494 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F3 · derivative.exercise_date: The RSUs will vest in full at the earlier of May 26, 2023 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:02 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionRestricted Stock Units · Derivative | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-066747 · tm2216781-5_4seq1.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:02 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionClass A Common Stock | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-066747 · tm2216781-5_4seq1.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 22:24 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-126850 · tm2130159-3_4seq1.xml · derivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Underlying: Class A Common Stock · 14,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F2 · derivative.exercise_date: The RSUs will vest in full at the earlier of October 14, 2022 or the Issuer's next annual meeting date. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 20:39 UTC | Switch, Inc. SWCH · Entity 121761 | GrantClass A Common Stock | 9,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001622 · primary_01.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,278 F1 · shares: Represents restricted shares granted on June 11, 2021, subject to forfeiture and transfer restrictions until the earlier of June 11, 2022 and the date of the Company's 2022 annual stockholder meeting. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 10:14 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantRestricted Stock Units · Derivative | 24,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-081100 · tm2119728-3_4seq1.xml · derivative · entry 2 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,770 Underlying: Class A Common Stock · 24,770 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: These Restricted Stock Units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. F2 · derivative.expiration_date: These Restricted Stock Units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 10:14 UTC | CarLotz, Inc. LOTZ · Entity 121687 | GrantClass A Common Stock | 5,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-081100 · tm2119728-3_4seq1.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,279 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:42 UTC | Switch, Inc. SWCH · Entity 121761 | GrantClass A Common Stock | 11,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001473 · primary_01.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,950 F1 · shares: Represents restricted shares granted on June 12, 2020, subject to forfeiture and transfer restrictions until the earlier of June 12, 2021 and the date of the Company's 2021 annual stockholder meeting. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:59 UTC | Switch, Inc. SWCH · Entity 121761 | GrantClass A Common Stock | 15,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001388 · primary_01.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,227 F1 · shares: Represents restricted shares granted on June 7, 2019, subject to forfeiture and transfer restrictions until the earlier of June 7, 2020 and the date of the Company's 2020 annual stockholder meeting. Read SEC document |
| June 07, 2018 Filed Jul 25, 2018 00:48 UTC | Switch, Inc. SWCH · Entity 121761 | GrantClass A Common Stock | 15,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043824 · doc4.xml · nonDerivative · entry 1 Sheehy Kimberly H. · CIK 0001567047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,291 F1 · shares: Represents restricted shares granted on June 7, 2018, subject to forfeiture and transfer restrictions until the earlier of June 7, 2019 and the date of the Company's 2019 annual stockholder meeting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.