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Nasdaq · USD

CURI

CuriosityStream Inc.

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Tapewire entity
6455
SEC CIK
0001776909
Parsed reports
338

Last 12 months

Inside the activity.

5 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202602
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2023 Filed Aug 1, 2023 19:48 UTC
WESTLEY PETERChief Financial Officer
Disposition to issuerStock Options (right to buy) · Derivative 221,904 Not disclosed Strike: $1.62 Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 4

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 221,904 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F5 · derivative.exercise_date: Includes unvested option to purchase 166,428 shares of the Company's common stock, which would have vested annually until May 21, 2026.

F5 · derivative.expiration_date: Includes unvested option to purchase 166,428 shares of the Company's common stock, which would have vested annually until May 21, 2026.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:48 UTC
WESTLEY PETERChief Financial Officer
Disposition to issuerStock Options (right to buy) · Derivative 50,000 Not disclosed Strike: $2.32 Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 3

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F4 · derivative.exercise_date: Includes unvested option to purchase 37,500 shares of the Company's common stock, which would have vested annually until April 22, 2026.

F4 · derivative.expiration_date: Includes unvested option to purchase 37,500 shares of the Company's common stock, which would have vested annually until April 22, 2026.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:48 UTC
WESTLEY PETERChief Financial Officer
GrantRestricted Stock Units · Derivative 134,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 2

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,813

Underlying: Common Stock · 134,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's unvested cancelled stock options, the Company granted Mr. Westley 134,813 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 23,502 shares in equal increments on April 22, 2024, April 22, 2025 and April 22, 2026; and 111,311 shares in equal increments on May 21, 2024, May 21, 2025, and May 21, 2026.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's unvested cancelled stock options, the Company granted Mr. Westley 134,813 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 23,502 shares in equal increments on April 22, 2024, April 22, 2025 and April 22, 2026; and 111,311 shares in equal increments on May 21, 2024, May 21, 2025, and May 21, 2026.

F3 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's unvested cancelled stock options, the Company granted Mr. Westley 134,813 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 23,502 shares in equal increments on April 22, 2024, April 22, 2025 and April 22, 2026; and 111,311 shares in equal increments on May 21, 2024, May 21, 2025, and May 21, 2026.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:48 UTC
WESTLEY PETERChief Financial Officer
GrantRestricted Stock Units · Derivative 44,249 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,249

Underlying: Common Stock · 44,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's fully vested cancelled stock options, the Company granted Mr. Westley 44,249 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's fully vested cancelled stock options, the Company granted Mr. Westley 44,249 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F2 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's fully vested cancelled stock options, the Company granted Mr. Westley 44,249 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

Read SEC document
July 28, 2023 Filed Aug 3, 2023 19:49 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Disposition to issuerStock Options (right to buy) · Derivative 4,758 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0000950170-23-037907 · ownership.xml · derivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,758 shares

Expires not disclosed

F1 · kind: The Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 613,434 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan, and granted her restricted stock units ("RSUs") of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · kind: Represents an option to purchase 4,758 shares of common stock, including 1,784 of which was unvested, which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023 in connection with the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023.

F2 · price: Represents an option to purchase 4,758 shares of common stock, including 1,784 of which was unvested, which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023 in connection with the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023.

F2 · derivative.exercise_date: Represents an option to purchase 4,758 shares of common stock, including 1,784 of which was unvested, which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023 in connection with the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023.

F2 · derivative.expiration_date: Represents an option to purchase 4,758 shares of common stock, including 1,784 of which was unvested, which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023 in connection with the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023.

Read SEC document
July 28, 2023 Filed Aug 10, 2023 01:09 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
GrantRestricted Stock Units · Derivative 56,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-040879 · ownership.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,575

Underlying: Common Stock · 4,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

F1 · kind: Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

F2 · kind: The Compensation Committee of the Board of Directors of the Company approved the cancellation of Ms. Cudahy's options to purchase 613,434 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan, and granted her RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F1 · price: Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

F1 · derivative.exercise_date: Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

F1 · derivative.expiration_date: Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

Read SEC document
July 28, 2023 Filed Aug 10, 2023 01:09 UTC Amendment
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Exercise / conversionCommon Stock 104 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-040879 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025.

Read SEC document
July 27, 2023 Filed Aug 2, 2023 01:02 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 8,900 $1.00 $8,900.00
Disclosure

SEC source: 0000950170-23-036717 · ownership.xml · nonDerivative · entry 3

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 528,604

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 26, 2023 Filed Aug 2, 2023 01:02 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 4,400 $1.00 $4,400.00
Disclosure

SEC source: 0000950170-23-036717 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 537,504

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 25, 2023 Filed Aug 2, 2023 01:02 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 5,400 $1.00 $5,400.00
Disclosure

SEC source: 0000950170-23-036717 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 541,904

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 24, 2023 Filed Jul 25, 2023 16:12 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 5,700 $1.00 $5,700.00
Disclosure

SEC source: 0000950170-23-034299 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 547,304

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 16:12 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 6,300 $1.02 $6,426.00
Disclosure

SEC source: 0000950170-23-034299 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 553,004

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 19:53 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 8,349 $1.03 $8,599.47
Disclosure

SEC source: 0000950170-23-033819 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 559,304

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 19:53 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 12,381 $1.02 $12,628.62
Disclosure

SEC source: 0000950170-23-033819 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 567,653

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 18, 2023 Filed Jul 19, 2023 20:38 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 13,500 $1.03 $13,905.00
Disclosure

SEC source: 0000950170-23-033540 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 580,034

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:38 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 13,100 $1.00 $13,100.00
Disclosure

SEC source: 0000950170-23-033540 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 593,534

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 19:01 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 1,200 $1.00 $1,200.00
Disclosure

SEC source: 0000950170-23-033166 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,634

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 19:01 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 14,588 $1.01 $14,733.88
Disclosure

SEC source: 0000950170-23-033166 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 607,834

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 12, 2023 Filed Jul 13, 2023 17:35 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 13,214 $1.04 $13,742.56
Disclosure

SEC source: 0000950170-23-032811 · ownership.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 622,422

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
July 11, 2023 Filed Jul 13, 2023 17:35 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 9,721 $1.02 $9,915.42
Disclosure

SEC source: 0000950170-23-032811 · ownership.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 635,636

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 21:00 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 45 $0.93 $41.85
Disclosure

SEC source: 0000950170-23-029899 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,390

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:09 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 19 $1.04 $19.76
Disclosure

SEC source: 0000950170-23-029450 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,435

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:01 UTC
WESTLEY PETERChief Financial Officer
Tax withholdingCommon Stock 24,857 $0.90 $22,371.30
Disclosure

SEC source: 0000950170-23-026420 · ownership.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,211

Read SEC document
May 24, 2023 Filed May 26, 2023 20:09 UTC
WESTLEY PETERChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 72,068 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-024510 · ownership.xml · derivative · entry 3

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,203

Underlying: Common Stock · 72,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:09 UTC
WESTLEY PETERChief Financial Officer
Exercise / conversionCommon Stock 72,068 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-024510 · ownership.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:07 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 19 $0.90 $17.10
Disclosure

SEC source: 0000950170-23-024509 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,454

Read SEC document
April 21, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 2,899 $1.03 $2,985.97
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 12

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 645,357

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 16:06 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 19 $1.05 $19.95
Disclosure

SEC source: 0000950170-23-014001 · ownership.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,473

Read SEC document
April 20, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 8,500 $1.04 $8,840.00
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 11

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 648,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 19, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 17,639 $1.05 $18,520.95
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 10

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 656,756

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 18, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 28,846 $1.04 $29,999.84
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 9

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 674,395

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 17, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 51,704 $1.03 $53,255.12
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 8

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 703,241

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 14, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 18,795 $1.11 $20,862.45
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 7

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 754,945

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 13, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 35,045 $1.14 $39,951.30
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 6

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 773,740

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 12, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 10,870 $1.16 $12,609.20
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 5

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 808,785

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 11, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 18,050 $1.16 $20,938.00
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 4

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 819,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 10, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 12,511 $1.14 $14,262.54
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 3

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 837,705

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 06, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 15,541 $1.19 $18,493.79
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 850,216

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 06, 2023 Filed Apr 27, 2023 22:59 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 15,500 $1.18 $18,290.00
Disclosure

SEC source: 0000899243-23-011829 · doc4.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,757

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:22 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 7,000 $1.21 $8,470.00
Disclosure

SEC source: 0000899243-23-010932 · doc4.xml · nonDerivative · entry 2

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 881,257

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:22 UTC
HENDRICKS JOHN SDirector · 10% owner
SaleCommon Stock 7,900 $1.21 $9,559.00
Disclosure

SEC source: 0000899243-23-010932 · doc4.xml · nonDerivative · entry 1

HENDRICKS JOHN S · CIK 0001259263 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 888,257

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 52 $1.37 $71.24
Disclosure

SEC source: 0000899243-23-010234 · doc4.xml · nonDerivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,492

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:49 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 22 $1.38 $30.36
Disclosure

SEC source: 0000899243-23-010234 · doc4.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,544

Read SEC document
March 10, 2023 Filed Mar 17, 2023 20:20 UTC GrantRestricted Stock Units · Derivative 54,804 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008997 · doc4.xml · derivative · entry 1

Hendricks Andrew · CIK 0001841743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,804

Underlying: Common Stock · 54,804 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2023, the Company granted Mr. Hendricks 54,804 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On March 10, 2023, the Company granted Mr. Hendricks 54,804 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

Read SEC document
March 10, 2023 Filed Mar 18, 2023 00:17 UTC GrantRestricted Stock Units · Derivative 54,804 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008996 · doc4.xml · derivative · entry 1

Hendricks Elizabeth Ann · CIK 0001827456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,804

Underlying: Common Stock · 54,804 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2023, the Company granted Ms. Hendricks 54,804 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On March 10, 2023, the Company granted Ms. Hendricks 54,804 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

Read SEC document
March 10, 2023 Filed Mar 18, 2023 00:16 UTC GrantRestricted Stock Units · Derivative 52,669 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008994 · doc4.xml · derivative · entry 1

Blank Matthew · CIK 0001511516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,669

Underlying: Common Stock · 52,669 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2023, the Company granted Mr. Blank 52,669 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On March 10, 2023, the Company granted Mr. Blank 52,669 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

Read SEC document
March 10, 2023 Filed Mar 18, 2023 00:17 UTC GrantRestricted Stock Units · Derivative 54,804 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008995 · doc4.xml · derivative · entry 1

Nikzad Michael · CIK 0001783048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,804

Underlying: Common Stock · 54,804 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2023, the Company granted Mr. Nikzad 54,804 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On March 10, 2023, the Company granted Mr. Nikzad 54,804 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

Read SEC document
March 10, 2023 Filed Mar 18, 2023 00:16 UTC GrantRestricted Stock Units · Derivative 62,278 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008993 · doc4.xml · derivative · entry 1

Keeley Patrick J. · CIK 0001827521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,278

Underlying: Common Stock · 62,278 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2023, the Company granted Mr. Keeley 62,278 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On March 10, 2023, the Company granted Mr. Keeley 62,278 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

Read SEC document
March 10, 2023 Filed Mar 18, 2023 00:16 UTC GrantRestricted Stock Units · Derivative 62,278 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008992 · doc4.xml · derivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,278

Underlying: Common Stock · 62,278 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2023, the Company granted Mr. Huberman 62,278 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On March 10, 2023, the Company granted Mr. Huberman 62,278 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:52 UTC
Cudahy Theresa EllenCOO, Gen Counsel and Secretary
Tax withholdingCommon Stock 22 $1.83 $40.26
Disclosure

SEC source: 0000899243-23-005999 · doc4.xml · nonDerivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,566

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.