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WESTLEY PETER

Disclosed activity across 2 companies

Tapewire entity
90285
SEC CIK
0001663979

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AVID TECHNOLOGY, INC.

Report date November 07, 2023 · Filed November 07, 2023

Section 16 reporting ended · disclosed 2023-11-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-11-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-11-07 · Disposition to issuer · Disposed 62,589 · Balance 6,203

F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement.

Row 2 · 2023-11-07 · Disposition to issuer · Disposed 6,203 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement.

F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause.

CuriosityStream Inc.

Report date May 31, 2024 · Filed June 04, 2024

Section 16 reporting ended · disclosed 2024-06-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect155,411 Reported balance After 2024-05-31 transaction · row 1
1 source row

Row 1 · 2024-05-31 · Tax withholding · Disposed 15,302 · Balance 155,411

F1: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Common StockSEC Table I · non-derivativeIndirectHeld by The Westley Revocable Trust, of which Mr. Westley is the trustee.6,312 Reported balance Holding disclosure · report date 2024-05-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,312

Filing footnotes · ownership attribution and instrument terms

F1: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2024 Filed May 31, 2024 19:58 UTC CuriosityStream Inc. CURI · Entity 6455 Disposition to issuerRestricted Stock Units · Derivative 72,067 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026021 · wk-form4_1717184846.xml · derivative · entry 5

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,068

Underlying: Common Stock · 72,067 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

F3 · price: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

F3 · derivative.exercise_date: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

F3 · derivative.expiration_date: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

Read SEC document
May 31, 2024 Filed May 31, 2024 19:58 UTC CuriosityStream Inc. CURI · Entity 6455 Disposition to issuerRestricted Stock Units · Derivative 44,937 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026021 · wk-form4_1717184846.xml · derivative · entry 4

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,938

Underlying: Common Stock · 44,937 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026 and April 22, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

F2 · price: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026 and April 22, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

F2 · derivative.exercise_date: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026 and April 22, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

F2 · derivative.expiration_date: Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026 and April 22, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

Read SEC document
May 31, 2024 Filed May 31, 2024 19:58 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionRestricted Stock Units · Derivative 44,249 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026021 · wk-form4_1717184846.xml · derivative · entry 3

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 31, 2024 Filed May 31, 2024 19:58 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionCommon Stock 44,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-026021 · wk-form4_1717184846.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 12:33 UTC CuriosityStream Inc. CURI · Entity 6455 Tax withholdingCommon Stock 15,302 $1.04 $15,914.08
Disclosure

SEC source: 0001628280-24-026480 · wk-form4_1717504419.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,411

F1 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
May 21, 2024 Filed May 21, 2024 20:54 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionRestricted Stock Units · Derivative 72,068 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024556 · wk-form4_1716324837.xml · derivative · entry 5

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,135

Underlying: Common Stock · 72,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On May 21, 2024, 72,068 restricted stock units previously granted to Mr. Westley on May 21, 2022, vested and converted into shares of the Company's common stock on a one-to-one basis.

F2 · derivative.exercise_date: On May 21, 2024, 72,068 restricted stock units previously granted to Mr. Westley on May 21, 2022, vested and converted into shares of the Company's common stock on a one-to-one basis.

F2 · derivative.expiration_date: On May 21, 2024, 72,068 restricted stock units previously granted to Mr. Westley on May 21, 2022, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 21, 2024 Filed May 21, 2024 20:54 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionRestricted Stock Units · Derivative 37,104 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024556 · wk-form4_1716324837.xml · derivative · entry 4

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,875

Underlying: Common Stock · 37,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 21, 2024, 37,104 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On May 21, 2024, 37,104 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On May 21, 2024, 37,104 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 21, 2024 Filed May 21, 2024 20:54 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionCommon Stock 72,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-024556 · wk-form4_1716324837.xml · nonDerivative · entry 2

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On May 21, 2024, 72,068 restricted stock units previously granted to Mr. Westley on May 21, 2022, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 21, 2024 Filed May 21, 2024 20:54 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionCommon Stock 37,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-024556 · wk-form4_1716324837.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2024, 37,104 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 21, 2024 Filed May 22, 2024 18:11 UTC CuriosityStream Inc. CURI · Entity 6455 Tax withholdingCommon Stock 12,831 $1.06 $13,536.71
Disclosure

SEC source: 0001628280-24-024696 · wk-form4_1716401499.xml · nonDerivative · entry 2

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,464

F1 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
May 21, 2024 Filed May 22, 2024 18:11 UTC CuriosityStream Inc. CURI · Entity 6455 Tax withholdingCommon Stock 24,922 $1.06 $26,292.71
Disclosure

SEC source: 0001628280-24-024696 · wk-form4_1716401499.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,295

F1 · shares: Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 15:45 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionRestricted Stock Units · Derivative 7,834 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-017568 · wk-form4_1713973492.xml · derivative · entry 3

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,979

Underlying: Common Stock · 7,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 22, 2024, 7,834 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On April 22, 2024, 7,834 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On April 22, 2024, 7,834 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 15:45 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionCommon Stock 7,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-017568 · wk-form4_1713973492.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 22, 2024, 7,834 restricted stock units previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

Read SEC document
November 07, 2023 Filed Nov 7, 2023 16:47 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 Disposition to issuerCommon Stock 6,203 $27.05 $167,791.15
Disclosure

SEC source: 0000905148-23-001333 · form4.xml · nonDerivative · entry 2

WESTLEY PETER · CIK 0001663979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause.

Read SEC document
November 07, 2023 Filed Nov 7, 2023 16:47 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 Disposition to issuerCommon Stock 62,589 $27.05 $1,693,032.45
Disclosure

SEC source: 0000905148-23-001333 · form4.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,203

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:48 UTC CuriosityStream Inc. CURI · Entity 6455 Disposition to issuerStock Options (right to buy) · Derivative 221,904 Not disclosed Strike: $1.62 Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 4

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 221,904 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F5 · derivative.exercise_date: Includes unvested option to purchase 166,428 shares of the Company's common stock, which would have vested annually until May 21, 2026.

F5 · derivative.expiration_date: Includes unvested option to purchase 166,428 shares of the Company's common stock, which would have vested annually until May 21, 2026.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:48 UTC CuriosityStream Inc. CURI · Entity 6455 Disposition to issuerStock Options (right to buy) · Derivative 50,000 Not disclosed Strike: $2.32 Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 3

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F4 · derivative.exercise_date: Includes unvested option to purchase 37,500 shares of the Company's common stock, which would have vested annually until April 22, 2026.

F4 · derivative.expiration_date: Includes unvested option to purchase 37,500 shares of the Company's common stock, which would have vested annually until April 22, 2026.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 19:48 UTC CuriosityStream Inc. CURI · Entity 6455 GrantRestricted Stock Units · Derivative 134,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 2

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,813

Underlying: Common Stock · 134,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's unvested cancelled stock options, the Company granted Mr. Westley 134,813 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 23,502 shares in equal increments on April 22, 2024, April 22, 2025 and April 22, 2026; and 111,311 shares in equal increments on May 21, 2024, May 21, 2025, and May 21, 2026.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F3 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's unvested cancelled stock options, the Company granted Mr. Westley 134,813 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 23,502 shares in equal increments on April 22, 2024, April 22, 2025 and April 22, 2026; and 111,311 shares in equal increments on May 21, 2024, May 21, 2025, and May 21, 2026.

F3 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's unvested cancelled stock options, the Company granted Mr. Westley 134,813 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest as follows: 23,502 shares in equal increments on April 22, 2024, April 22, 2025 and April 22, 2026; and 111,311 shares in equal increments on May 21, 2024, May 21, 2025, and May 21, 2026.

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July 28, 2023 Filed Aug 1, 2023 19:48 UTC CuriosityStream Inc. CURI · Entity 6455 GrantRestricted Stock Units · Derivative 44,249 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-036414 · ownership.xml · derivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,249

Underlying: Common Stock · 44,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_price: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's fully vested cancelled stock options, the Company granted Mr. Westley 44,249 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F1 · price: Pursuant to the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with restricted stock units ("RSUs") (the "Option Cancellation and Exchange"), on July 28, 2023, the Compensation Committee of the Board of Directors of the Company approved the cancellation of Mr. Westley's options to purchase 271,904 shares of common stock, granted under the Company's 2020 Omnibus Incentive Plan (the "Plan"), and granted Mr. Westley RSUs of approximately equal fair value of the cancelled stock options, valued as of July 14, 2023.

F2 · derivative.exercise_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's fully vested cancelled stock options, the Company granted Mr. Westley 44,249 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

F2 · derivative.expiration_date: On July 28, 2023, pursuant to the Option Cancellation and Exchange, in exchange for Mr. Westley's fully vested cancelled stock options, the Company granted Mr. Westley 44,249 RSUs under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs granted will vest on July 28, 2024.

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June 01, 2023 Filed Jun 5, 2023 21:01 UTC CuriosityStream Inc. CURI · Entity 6455 Tax withholdingCommon Stock 24,857 $0.90 $22,371.30
Disclosure

SEC source: 0000950170-23-026420 · ownership.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,211

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May 25, 2023 Filed May 30, 2023 17:41 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 GrantCommon Stock 6,203 $0.00 $0.00
Disclosure

SEC source: 0000896841-23-000088 · wk-form4_1685482896.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,792

F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in full on the earlier of the date of the Company's 2024 Annual Meeting or May 25, 2024. Each RSU represents the contingent right to receive one share of the Issuer's common stock.

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May 24, 2023 Filed May 26, 2023 20:09 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionRestricted Stock Units · Derivative 72,068 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-024510 · ownership.xml · derivative · entry 3

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,203

Underlying: Common Stock · 72,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.exercise_date: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

F1 · derivative.expiration_date: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

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May 24, 2023 Filed May 26, 2023 20:09 UTC CuriosityStream Inc. CURI · Entity 6455 Exercise / conversionCommon Stock 72,068 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-024510 · ownership.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 24, 2023, the 72,068 restricted stock units previously granted to Mr. Westley under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-to-one basis.

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May 21, 2022 Filed May 24, 2022 21:39 UTC CuriosityStream Inc. CURI · Entity 6455 GrantRestricted Stock Units · Derivative 288,271 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029348 · ownership.xml · derivative · entry 2

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,271

Underlying: Common Stock · 288,271 shares

Expires not disclosed

F2 · derivative.exercise_price: On May 21, 2022, the Company granted Mr. Westley 288,271 restricted stock units under the Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest annually over four years in equal increments beginning on the first anniversary of the grant date and will fully vest if Mr. Westley's employment is involuntarily terminated without Cause (as defined in the Plan) following a Change in Control (as defined in the Plan).

F2 · derivative.exercise_date: On May 21, 2022, the Company granted Mr. Westley 288,271 restricted stock units under the Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest annually over four years in equal increments beginning on the first anniversary of the grant date and will fully vest if Mr. Westley's employment is involuntarily terminated without Cause (as defined in the Plan) following a Change in Control (as defined in the Plan).

F2 · derivative.expiration_date: On May 21, 2022, the Company granted Mr. Westley 288,271 restricted stock units under the Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest annually over four years in equal increments beginning on the first anniversary of the grant date and will fully vest if Mr. Westley's employment is involuntarily terminated without Cause (as defined in the Plan) following a Change in Control (as defined in the Plan).

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May 21, 2022 Filed May 24, 2022 21:39 UTC CuriosityStream Inc. CURI · Entity 6455 GrantStock Options (right to buy) · Derivative 221,904 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001213900-22-029348 · ownership.xml · derivative · entry 1

WESTLEY PETER · CIK 0001663979 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,904

Underlying: Common Stock · 221,904 shares

Expires 2032-05-21

F1 · derivative.exercise_date: On May 21, 2022, the Company granted Mr. Westley 221,904 options under the Company's 2020 Omnibus Incentive Plan (the "Plan"). The options granted will vest annually over four years in equal increments beginning on the first anniversary of the grant date and will fully vest if Mr. Westley's employment is involuntarily terminated without Cause (as defined in the Plan) following a Change in Control (as defined in the Plan).

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May 18, 2022 Filed May 19, 2022 20:21 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 GrantCommon Stock 6,242 $0.00 $0.00
Disclosure

SEC source: 0000896841-22-000077 · wf-form4_165300610138803.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,589

F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in full on the earlier of the date of the Company's 2023 Annual Meeting or May 18, 2023. Each RSU represents the contingent right to receive one share of the Issuer's common stock.

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May 17, 2021 Filed May 19, 2021 16:28 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 GrantCommon Stock 4,994 $27.03 $134,987.82
Disclosure

SEC source: 0000896841-21-000106 · wf-form4_162145606657882.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,347

F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in full on the earlier of the date of the Company's 2022 Annual Meeting or May 17, 2022. Each RSU represents the contingent right to receive one share of the Issuer's common stock.

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August 17, 2020 Filed Aug 18, 2020 17:34 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 OtherCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0000896841-20-000164 · wf-form4_159778646567830.xml · nonDerivative · entry 2

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,353

F1 · shares: The acquisitions reported in this Form 4 were affected pursuant to a Distribution Agreement, dated March 13, 2020, by and between Blum Capital Partners L.P. and certain of its affiliates pursuant to which Blum Strategic Partners V, L.P. ("Blum V") is distributing all of the common stock of the Issuer held by Blum V to its limited partners, including the Reporting Person.

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August 17, 2020 Filed Aug 18, 2020 17:34 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 OtherCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000896841-20-000164 · wf-form4_159778646567830.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,788

F1 · shares: The acquisitions reported in this Form 4 were affected pursuant to a Distribution Agreement, dated March 13, 2020, by and between Blum Capital Partners L.P. and certain of its affiliates pursuant to which Blum Strategic Partners V, L.P. ("Blum V") is distributing all of the common stock of the Issuer held by Blum V to its limited partners, including the Reporting Person.

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April 30, 2020 Filed May 1, 2020 16:14 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 GrantCommon Stock 16,381 $0.00 $0.00
Disclosure

SEC source: 0000896841-20-000095 · wf-form4_158836405957219.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,018

F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in full on the earlier of the date of the Company's 2021 Annual Meeting or April 30, 2021. Each RSU represents the contingent right to receive one share of the Issuer's common stock.

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April 07, 2020 Filed Apr 9, 2020 16:10 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 OtherCommon Stock 1,863 $0.00 $0.00
Disclosure

SEC source: 0000896841-20-000066 · wf-form4_158646300769125.xml · nonDerivative · entry 2

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,637

F1 · shares: The acquisitions reported in this Form 4 were affected pursuant to a Distribution Agreement, dated March 13, 2020, by and between Blum Capital Partners L.P. and certain of its affiliates pursuant to which Blum Strategic Partners V, L.P. ("Blum V") is distributing all of the common stock of the Issuer held by Blum V to its limited partners, including the Reporting Person.

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April 07, 2020 Filed Apr 9, 2020 16:10 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 OtherCommon Stock 2,542 $0.00 $0.00
Disclosure

SEC source: 0000896841-20-000066 · wf-form4_158646300769125.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,774

F1 · shares: The acquisitions reported in this Form 4 were affected pursuant to a Distribution Agreement, dated March 13, 2020, by and between Blum Capital Partners L.P. and certain of its affiliates pursuant to which Blum Strategic Partners V, L.P. ("Blum V") is distributing all of the common stock of the Issuer held by Blum V to its limited partners, including the Reporting Person.

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May 02, 2019 Filed May 3, 2019 16:45 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 GrantCommon Stock 13,450 $0.00 $0.00
Disclosure

SEC source: 0000896841-19-000088 · wf-form4_155691630554129.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,232

F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in full on the earlier of the date of the Company's 2020 Annual Meeting or May 2, 2020. Each RSU represents the contingent right to receive one share of the Issuer's common stock.

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August 08, 2018 Filed Aug 10, 2018 18:19 UTC AVID TECHNOLOGY, INC. AVID · Entity 108526 GrantCommon Stock 15,782 $0.00 $0.00
Disclosure

SEC source: 0000896841-18-000120 · wf-form4_153393954997891.xml · nonDerivative · entry 1

WESTLEY PETER · CIK 0001663979 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,782

F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in full on the earlier of the date of the Company's 2019 Annual Meeting or May 8, 2019. Each RSU represents the contingent right to receive one share of the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.