HUBERMAN JONATHAN

SEC source: 0001628280-26-005981 · wk-form4_1770398379.xml · derivative · entry 4

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,341

Underlying: Common Stock · 21,341 shares

Expires not disclosed

F3 · derivative.exercise_price: On Feb 4, 2026 the Company granted Mr. Huberman 21,341 restricted stock units under the Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on Feb 4, 2027, and will be settled upon vesting (or within 30 days thereafter).

F3 · derivative.exercise_date: On Feb 4, 2026 the Company granted Mr. Huberman 21,341 restricted stock units under the Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on Feb 4, 2027, and will be settled upon vesting (or within 30 days thereafter).

F3 · derivative.expiration_date: On Feb 4, 2026 the Company granted Mr. Huberman 21,341 restricted stock units under the Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on Feb 4, 2027, and will be settled upon vesting (or within 30 days thereafter).

F3 · balance_after: On Feb 4, 2026 the Company granted Mr. Huberman 21,341 restricted stock units under the Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on Feb 4, 2027, and will be settled upon vesting (or within 30 days thereafter).

SEC source: 0001628280-26-005981 · wk-form4_1770398379.xml · derivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 4, 2026, 43,750 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: On February 4, 2026, 43,750 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · derivative.expiration_date: On February 4, 2026, 43,750 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0001628280-26-005981 · wk-form4_1770398379.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On February 4, 2026, 43,750 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · shares: On February 4, 2026, 43,750 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · price: On February 4, 2026, 43,750 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0001628280-25-053833 · wk-form4_1764020260.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,210,169

F1 · shares: Shares sold pursuant to a 10b5-1 plan which Mr. Huberman entered into on August 13, 2025.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-25-052699 · wk-form4_1763418335.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,224,285

F1 · shares: Shares sold pursuant to a 10b5-1 plan which Mr. Huberman entered into on August 13, 2025.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001228716-25-000009 · wk-form4_1757708368.xml · nonDerivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,233,576

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly

SEC source: 0001228716-25-000009 · wk-form4_1757708368.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,283,576

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.5 to $4.505, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly

SEC source: 0001628280-25-041823 · wk-form4_1757450691.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,308,576

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6 to $4.655, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly

SEC source: 0001628280-25-041663 · wk-form4_1757019736.xml · nonDerivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,333,576

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $4.57, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly

SEC source: 0001628280-25-041663 · wk-form4_1757019736.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,358,576

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6 to $4.65, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly

SEC source: 0001628280-25-041498 · wk-form4_1756846280.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,374,383

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.64, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-25-041235 · wk-form4_1756329651.xml · nonDerivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,414,440

F1 · price: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F1 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-25-041235 · wk-form4_1756329651.xml · nonDerivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,414,536

F1 · price: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F1 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-25-041235 · wk-form4_1756329651.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,430,761

F1 · price: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.455, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-25-024584 · wk-form4_1747075197.xml · derivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 08, 2025, the 57,500 restricted stock units previously granted to Mr. Jonathan Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · price: On May 08, 2025, the 57,500 restricted stock units previously granted to Mr. Jonathan Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 08, 2025, the 57,500 restricted stock units previously granted to Mr. Jonathan Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 08, 2025, the 57,500 restricted stock units previously granted to Mr. Jonathan Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0001628280-25-024584 · wk-form4_1747075197.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 08, 2025, the 57,500 restricted stock units previously granted to Mr. Jonathan Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0001628280-25-003977 · wk-form4_1738777223.xml · derivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 43,750 shares

Expires not disclosed

F1 · derivative.exercise_price: On Feb 4, 2025 the Company granted Mr. Huberman 43,750 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on Feb 4, 2026, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.exercise_date: On Feb 4, 2025 the Company granted Mr. Huberman 43,750 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on Feb 4, 2026, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On Feb 4, 2025 the Company granted Mr. Huberman 43,750 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on Feb 4, 2026, and will be settled upon vesting (or within 30 days thereafter).

SEC source: 0001628280-24-040293 · wk-form4_1726226059.xml · nonDerivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ooyala Global Inc.

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.72, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of Ooyala Global Inc. and may be deemed to share beneficial ownership of the securities held directly by Ooyala Global Inc., and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-24-039899 · wk-form4_1725914689.xml · nonDerivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ooyala Global Inc.

Disclosed balance after: 16,848

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.66, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of Ooyala Global Inc. and may be deemed to share beneficial ownership of the securities held directly by Ooyala Global Inc., and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-24-039724 · wk-form4_1725656047.xml · nonDerivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ooyala Global Inc.

Disclosed balance after: 25,986

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.66, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of Ooyala Global Inc. and may be deemed to share beneficial ownership of the securities held directly by Ooyala Global Inc., and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-24-039647 · wk-form4_1725643192.xml · nonDerivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ooyala Global Inc.

Disclosed balance after: 37,064

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 to $1.70, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of Ooyala Global Inc. and may be deemed to share beneficial ownership of the securities held directly by Ooyala Global Inc., and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F4 · ownership.nature: Represents shares of the Company's common stock initially obtained by Ooyala Global Inc. in October 2020 as a PIPE Investor and the disposition of 50,000 shares to a former owner of Ooyala Global Inc. in December 2020, both of which were inadvertently omitted from Mr. Huberman's prior reported holdings.

SEC source: 0001628280-24-038873 · wk-form4_1724967255.xml · nonDerivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,433,576

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The reporting person undertakes to provide to CuriosityStream Inc., any security holder of CuriosityStream Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Mr. Huberman holds these securities indirectly as the reporting person and managing member of 211 LV LLC and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001628280-24-022559 · wk-form4_1715364567.xml · derivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 57,500 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 8, 2024, the Company granted Jonathan Huberman 57,500 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on May 8, 2025, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On May 8, 2024, the Company granted Jonathan Huberman 57,500 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on May 8, 2025, and will be settled upon vesting (or within 30 days thereafter).

SEC source: 0001628280-24-010633 · wk-form4_1710278026.xml · derivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 10, 2024, the 62,278 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 10, 2024, the 62,278 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0001628280-24-010633 · wk-form4_1710278026.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 10, 2024, the 62,278 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0000899243-23-011028 · doc4.xml · derivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011,828

Underlying: Common Stock · 1,011,828 shares

Expires 2028-04-06

SEC source: 0000899243-23-011028 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,459

SEC source: 0000899243-23-008992 · doc4.xml · derivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,278

Underlying: Common Stock · 62,278 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 10, 2023, the Company granted Mr. Huberman 62,278 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On March 10, 2023, the Company granted Mr. Huberman 62,278 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on March 10, 2024, and will be settled upon vesting (or within 30 days thereafter).

SEC source: 0000899243-23-003150 · doc4.xml · derivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500,000

Underlying: Common Stock · 4,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on August 29, 2025.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on August 29, 2025.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The RSUs will vest on August 29, 2025.

SEC source: 0000899243-23-000738 · doc4.xml · derivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 30, 2022, the 14,755 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: On December 30, 2022, the 14,755 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

F1 · derivative.expiration_date: On December 30, 2022, the 14,755 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0000899243-23-000738 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 30, 2022, the 14,755 restricted stock units previously granted to Mr. Huberman under the Company's 2020 Omnibus Incentive Plan (the "Plan") vested and converted into shares of the Company's common stock on a one-for-one basis.

SEC source: 0000899243-22-038508 · doc4.xml · nonDerivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,632

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.91 to $0.9378. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-038508 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,832

SEC source: 0000899243-22-038089 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,332

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7279 to $0.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-037987 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,832

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-037779 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,632

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.68 to $0.75. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-037439 · doc4.xml · nonDerivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,232

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7501 to $0.8468. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-037439 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,932

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.55 to $0.6738. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-037087 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,132

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.49 to $0.64. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-036932 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,432

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.439 to $0.483. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-036519 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,932

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4601 to $0.54. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-030083 · doc4.xml · derivative · entry 6

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,701,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock automatically converted into one share of Common Stock of the Issuer at consummaion of the Business Combination.

F6 · derivative.exercise_date: Each share of Class B Common Stock automatically converted into one share of Common Stock of the Issuer at consummaion of the Business Combination.

F6 · derivative.expiration_date: Each share of Class B Common Stock automatically converted into one share of Common Stock of the Issuer at consummaion of the Business Combination.

F2 · ownership.nature: Reflects securities held of record by Software Acquisition Holdings III LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as a result, may be deemed to share beneficial ownership of the securities held by the Sponsor. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-22-030083 · doc4.xml · derivative · entry 5

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,982,754

Underlying: Common Stock · 9,982,754 shares

Expires 2027-08-26

F2 · ownership.nature: Reflects securities held of record by Software Acquisition Holdings III LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as a result, may be deemed to share beneficial ownership of the securities held by the Sponsor. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-22-030083 · doc4.xml · derivative · entry 4

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

Underlying: Common Stock · 10,714 shares

Expires 2027-08-26

F5 · price: The reporting person executed a subscription agreement, dated April 19, 2022 (the "PIPE Subscription Agreement"), for $0.5 million aggregate principal amount of the Notes. Pursuant to the PIPE Subscription Agreement, the reporting person also received a pro rata portion of warrants for no additional consideration.

SEC source: 0000899243-22-030083 · doc4.xml · derivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 43,478 shares

Expires 2026-09-01

F3 · derivative.exercise_price: The conversion rate for the 7.00% Senior Convertible Notes (the "Notes") is initially 86.9565 shares of the Issuer's Common Stock per $1,000 principal amount of Notes (equivalent to an initial conversion price of approximately $11.50 per share of Common Stock). The conversion rate is subject to adjustment in some events but will not be adjusted for any accrued and unpaid interest.

F5 · price: The reporting person executed a subscription agreement, dated April 19, 2022 (the "PIPE Subscription Agreement"), for $0.5 million aggregate principal amount of the Notes. Pursuant to the PIPE Subscription Agreement, the reporting person also received a pro rata portion of warrants for no additional consideration.

F4 · derivative.exercise_date: Holders may convert the Notes at any time until the close of business on August 28, 2026.

SEC source: 0000899243-22-030083 · doc4.xml · nonDerivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,701,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the business combination (the "Business Combination") of Software Acquisition Group Inc. III and Branded Online, Inc. (d/b/a Nogin) ("Legacy Nogin"), as contemplated by an agreement and plan of merger, dated as of February 14, 2022 and as amended on April 20, 2022 and August 26, 2022 (as amended, the "Merger Agreement"), each share of common stock and preferred stock of Legacy Nogin, in each case outstanding immediately prior to the effective time of the business combination, was cancelled and converted into the right to receive shares of the Issuer's Common Stock and, at each Legacy Nogin stockholder's election, cash consideration.

F2 · ownership.nature: Reflects securities held of record by Software Acquisition Holdings III LLC (the "Sponsor"). The reporting person is the managing member of the Sponsor, and as a result, may be deemed to share beneficial ownership of the securities held by the Sponsor. The reporting person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-22-030083 · doc4.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,482

F1 · kind: Pursuant to the business combination (the "Business Combination") of Software Acquisition Group Inc. III and Branded Online, Inc. (d/b/a Nogin) ("Legacy Nogin"), as contemplated by an agreement and plan of merger, dated as of February 14, 2022 and as amended on April 20, 2022 and August 26, 2022 (as amended, the "Merger Agreement"), each share of common stock and preferred stock of Legacy Nogin, in each case outstanding immediately prior to the effective time of the business combination, was cancelled and converted into the right to receive shares of the Issuer's Common Stock and, at each Legacy Nogin stockholder's election, cash consideration.

F1 · price: Pursuant to the business combination (the "Business Combination") of Software Acquisition Group Inc. III and Branded Online, Inc. (d/b/a Nogin) ("Legacy Nogin"), as contemplated by an agreement and plan of merger, dated as of February 14, 2022 and as amended on April 20, 2022 and August 26, 2022 (as amended, the "Merger Agreement"), each share of common stock and preferred stock of Legacy Nogin, in each case outstanding immediately prior to the effective time of the business combination, was cancelled and converted into the right to receive shares of the Issuer's Common Stock and, at each Legacy Nogin stockholder's election, cash consideration.

SEC source: 0001213900-22-000563 · ownership.xml · derivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,755

Underlying: Common Stock · 14,755 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 1, 2022, the Company granted Mr. Huberman 14,755 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on January 1, 2023, and will be settled upon vesting (or within 30 days thereafter).

F1 · derivative.expiration_date: On January 1, 2022, the Company granted Mr. Huberman 14,755 restricted stock units under the Company's 2020 Omnibus Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units granted will vest on January 1, 2023, and will be settled upon vesting (or within 30 days thereafter).

SEC source: 0001213900-20-038547 · ownership.xml · derivative · entry 5

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ooyala Global Inc.

Disclosed balance after: 1,102,800

Underlying: Common Stock · 1,102,800 shares

Expires not disclosed

F5 · kind: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F5 · shares: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F5 · price: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F6 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F7 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F5 · derivative.underlying_shares: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F5 · balance_after: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F4 · ownership.nature: The reporting person holds these securities indirectly as the reporting person is a managing member of 211 LV LLC and Ooyala Global Inc. and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC and Ooyala Global Inc., and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001213900-20-038547 · ownership.xml · derivative · entry 4

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 211 LV LLC

Disclosed balance after: 1,010,900

Underlying: Common Stock · 1,010,900 shares

Expires not disclosed

F5 · kind: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F5 · shares: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F5 · price: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F6 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F7 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F5 · derivative.underlying_shares: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F5 · balance_after: Pro rata distribution of warrants from the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F4 · ownership.nature: The reporting person holds these securities indirectly as the reporting person is a managing member of 211 LV LLC and Ooyala Global Inc. and may be deemed to share beneficial ownership of the securities held directly by 211 LV LLC and Ooyala Global Inc., and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.