Tapewire

Nasdaq · USD

CURI

CuriosityStream Inc.

Export transactions ↓
Tapewire entity
6455
SEC CIK
0001776909
Parsed reports
338

Last 12 months

Inside the activity.

5 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202602
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 14, 2020 Filed Oct 15, 2020 23:38 UTC GrantStock Option (right to buy) · Derivative 16,067 Not disclosed Strike: $4.04 Not disclosed
Disclosure

SEC source: 0001213900-20-031596 · ownership.xml · derivative · entry 2

Keeley Patrick J. · CIK 0001827521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067

Underlying: Common Stock · 16,067 shares

Expires 2029-01-29

F3 · price: Received in the merger in exchange for a stock option to acquire 25,455 shares of Legacy CuriosityStream common stock for $2.55 per share.

F4 · derivative.exercise_date: The option becomes exercisable in four equal annual installments. The first installment became exercisable on 1/30/20, and the next three installments will become exercisable on 1/30/21, 1/30/22, and 1/30/23, respectively.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 23:38 UTC GrantCommon Stock 30,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031596 · ownership.xml · nonDerivative · entry 1

Keeley Patrick J. · CIK 0001827521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,056

F1 · price: On October 14, 2020, the company formerly known as CuriosityStream Inc. ("Legacy CuriosityStream") merged with CS Merger Sub, Inc., a wholly owned subsidiary of the issuer, Software Acquisition Group Inc. ("Issuer"). Software Acquisition Group subsequently changed its name to CuriosityStream Inc. The indicated shares were received in exchange for 25,000 shares of Legacy CuriosityStream preferred stock in connection with the merger.

F2 · price: At the effective time of the merger, each share of Legacy CuriosityStream preferred stock issued and outstanding immediately prior to the effective time was converted into the right to receive 1.202259922 of a share of the Issuer's common stock, with fractional shares rounded to the nearest whole share, pursuant to the Agreement and Plan of Merger, dated August 10, 2020, by and among Legacy CuriosityStream, the Issuer, CS Merger Sub, Inc. and Hendricks Factual Media LLC.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 23:38 UTC
Eustace Jason KeithCFO and Treasurer
GrantStock Option (right to buy) · Derivative 94,678 Not disclosed Strike: $5.88 Not disclosed
Disclosure

SEC source: 0001213900-20-031595 · ownership.xml · derivative · entry 1

Eustace Jason Keith · CIK 0001827519 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,678

Underlying: Common Stock · 94,678 shares

Expires 2030-02-16

F1 · price: On October 14, 2020, the company formerly known as CuriosityStream Inc. ("Legacy CuriosityStream") merged with CS Merger Sub, Inc., a wholly owned subsidiary of the issuer, Software Acquisition Group Inc. ("Issuer"). Software Acquisition Group subsequently changed its name to CuriosityStream Inc. Received in the merger in exchange for a stock option to acquire 150,000 shares of Legacy CuriosityStream common stock for $3.71 per share.

F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments. The first installment will become exercisable on 2/17/21, and the next three installments became exercisable on 2/17/22, 2/17/23, and 2/17/24, respectively.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 23:37 UTC
Emery Devin JamesCPO and EVP Content Strategy
GrantStock Option (right to buy) · Derivative 47,339 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0001213900-20-031594 · ownership.xml · derivative · entry 1

Emery Devin James · CIK 0001827443 · CPO and EVP Content Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,339

Underlying: Common Stock · 47,339 shares

Expires 2029-11-10

F1 · price: On October 14, 2020, the company formerly known as CuriosityStream Inc. ("Legacy CuriosityStream") merged with CS Merger Sub, Inc., a wholly owned subsidiary of the issuer, Software Acquisition Group Inc. ("Issuer"). Software Acquisition Group subsequently changed its name to CuriosityStream Inc. Received in the merger in exchange for a stock option to acquire 75,000 shares of Legacy CuriosityStream common stock for $2.65 per share.

F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments. The first installment will become exercisable on 11/11/20, and the next three installments will become exercisable on 11/11/21, 11/11/22, and 11/11/23, respectively.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 23:36 UTC
Cudahy Theresa EllenCOO, GC and Secretary
GrantStock Option (right to buy) · Derivative 78,899 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0001213900-20-031593 · ownership.xml · derivative · entry 2

Cudahy Theresa Ellen · CIK 0001827522 · COO, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,899

Underlying: Common Stock · 78,899 shares

Expires 2029-08-01

F2 · price: Received in the merger in exchange for a stock option to acquire 125,000 shares of Legacy CuriosityStream common stock for $2.65 per share.

F4 · derivative.exercise_date: The option becomes exercisable in four equal annual installments. The first installment became exercisable on 8/2/20, and the next three installments will become exercisable on 8/2/21, 8/2/22, and 8/2/23, respectively.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 23:36 UTC
Cudahy Theresa EllenCOO, GC and Secretary
GrantStock Option (right to buy) · Derivative 265,098 Not disclosed Strike: $4.04 Not disclosed
Disclosure

SEC source: 0001213900-20-031593 · ownership.xml · derivative · entry 1

Cudahy Theresa Ellen · CIK 0001827522 · COO, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,098

Underlying: Common Stock · 265,098 shares

Expires 2028-11-19

F1 · price: On October 14, 2020, the company formerly known as CuriosityStream Inc. ("Legacy CuriosityStream") merged with CS Merger Sub, Inc., a wholly owned subsidiary of the issuer, Software Acquisition Group Inc. ("Issuer"). Software Acquisition Group subsequently changed its name to CuriosityStream Inc. Received in the merger in exchange for a stock option to acquire 420,000 shares of Legacy CuriosityStream common stock for $2.55 per share.

F3 · derivative.exercise_date: The option becomes exercisable in four equal annual installments. The first installment became exercisable on 11/20/19, and the next three installments will become exercisable on 11/20/20, 11/20/21, and 11/20/22, respectively.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:56 UTC
Nikou Andrew KFormer 10% Owner
OtherWarrants · Derivative 3,676,000 $1.00 Strike: $11.50 $3,676,000.00
Disclosure

SEC source: 0001213900-20-031875 · ownership.xml · derivative · entry 3

Nikou Andrew K · CIK 0001782770 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,676,000

Underlying: Common Stock · 3,676,000 shares

Expires not disclosed

F4 · kind: The reporting person purchased 4,740,000 warrants in a private placement on November 22, 2019 in connection with the Issuer's initial public offering at a price of $1.00 per warrant. The warrants were not exercisable until 30 days following the the closing of the initial business combination of the Issuer, a material outside condition. Immediately prior to Software Acquisition Group Inc.'s business combination with CuriosityStream Inc., the reporting person forfeited 1,064,000 warrants to the Issuer for no additional consideration.

F5 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F6 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:56 UTC
Nikou Andrew KFormer 10% Owner
ConversionClass B Common Stock · Derivative 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031875 · ownership.xml · derivative · entry 2

Nikou Andrew K · CIK 0001782770 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,737,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.exercise_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.expiration_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F2 · derivative.underlying_shares: These shares represent Class B common stock held by Software Acquisition Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and Issuer, and reflect a 1.04-to-one stock split of the Class B common stock, approved by the issuer's board of directors on November 19, 2019.

F3 · derivative.underlying_shares: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:56 UTC
Nikou Andrew KFormer 10% Owner
ConversionCommon Stock 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031875 · ownership.xml · nonDerivative · entry 1

Nikou Andrew K · CIK 0001782770 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,737,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:58 UTC OtherWarrants · Derivative 3,676,000 $1.00 Strike: $11.50 $3,676,000.00
Disclosure

SEC source: 0001213900-20-031879 · ownership.xml · derivative · entry 3

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676,000

Underlying: Common Stock · 3,676,000 shares

Expires not disclosed

F4 · kind: The reporting person purchased 4,740,000 warrants in a private placement on November 22, 2019 in connection with the Issuer's initial public offering at a price of $1.00 per warrant. The warrants were not exercisable until 30 days following the the closing of the initial business combination of the Issuer, a material outside condition. Immediately prior to the Software Acquisition Group Inc.'s business combination with CuriosityStream Inc., the reporting person forfeited 1,064,000 warrants to the Issuer for no additional consideration.

F5 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F6 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F3 · balance_after: Jonathan S. Huberman, a member of Issuer's board of directors, Mike Nikzad, a member of Issuer's board of directors, and AKN Investments II, LLC are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Huberman and Nikzad and AKN Investments II, LLC may be deemed to share beneficial ownership of the shares of the securities held directly by the Sponsor. Each of Messrs. Huberman and Nikzad and AKN Investments II, LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:58 UTC ConversionClass B Common Stock · Derivative 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031879 · ownership.xml · derivative · entry 2

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,737,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.exercise_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.expiration_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F2 · derivative.underlying_shares: These shares represent Class B common stock held by Software Acquisition Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer, and reflect a 1.04-to-one stock split of the Class B common stock, approved by the issuer's board of directors on November 19, 2019.

F3 · derivative.underlying_shares: Jonathan S. Huberman, a member of Issuer's board of directors, Mike Nikzad, a member of Issuer's board of directors, and AKN Investments II, LLC are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Huberman and Nikzad and AKN Investments II, LLC may be deemed to share beneficial ownership of the shares of the securities held directly by the Sponsor. Each of Messrs. Huberman and Nikzad and AKN Investments II, LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:58 UTC ConversionCommon Stock 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031879 · ownership.xml · nonDerivative · entry 1

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F3 · balance_after: Jonathan S. Huberman, a member of Issuer's board of directors, Mike Nikzad, a member of Issuer's board of directors, and AKN Investments II, LLC are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Huberman and Nikzad and AKN Investments II, LLC may be deemed to share beneficial ownership of the shares of the securities held directly by the Sponsor. Each of Messrs. Huberman and Nikzad and AKN Investments II, LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:57 UTC OtherWarrants · Derivative 3,676,000 $1.00 Strike: $11.50 $3,676,000.00
Disclosure

SEC source: 0001213900-20-031876 · ownership.xml · derivative · entry 3

Nikzad Michael · CIK 0001783048 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,676,000

Underlying: Common Stock · 3,676,000 shares

Expires not disclosed

F4 · kind: The reporting person purchased 4,740,000 warrants in a private placement on November 22, 2019 in connection with the Issuer's initial public offering at a price of $1.00 per warrant. The warrants were not exercisable until 30 days following the the closing of the initial business combination of the Issuer, a material outside condition. Immediately prior to Software Acquisition Group Inc.'s business combination with CuriosityStream Inc., the reporting person forfeited 1,064,000 warrants to the Issuer for no additional consideration.

F5 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F6 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:57 UTC ConversionClass B Common Stock · Derivative 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031876 · ownership.xml · derivative · entry 2

Nikzad Michael · CIK 0001783048 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,737,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.exercise_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.expiration_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F2 · derivative.underlying_shares: These shares represent Class B common stock held by Software Acquisition Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and Issuer, and reflect a 1.04-to-one stock split of the Class B common stock, approved by the issuer's board of directors on November 19, 2019.

F3 · derivative.underlying_shares: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:57 UTC ConversionCommon Stock 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031876 · ownership.xml · nonDerivative · entry 1

Nikzad Michael · CIK 0001783048 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,737,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:55 UTC OtherWarrants · Derivative 3,676,000 $1.00 Strike: $11.50 $3,676,000.00
Disclosure

SEC source: 0001213900-20-031874 · ownership.xml · derivative · entry 3

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,676,000

Underlying: Common Stock · 3,676,000 shares

Expires not disclosed

F4 · kind: The reporting person purchased 4,740,000 warrants in a private placement on November 22, 2019 in connection with the Issuer's initial public offering at a price of $1.00 per warrant. The warrants were not exercisable until 30 days following the the closing of the initial business combination of the Issuer, a material outside condition. Immediately prior to Software Acquisition Group Inc.'s business combination with CuriosityStream Inc., the reporting person forfeited 1,064,000 warrants to the Issuer for no additional consideration.

F5 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F6 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:55 UTC ConversionClass B Common Stock · Derivative 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031874 · ownership.xml · derivative · entry 2

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,737,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.exercise_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.expiration_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F2 · derivative.underlying_shares: These shares represent Class B common stock held by Software Acquisition Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and Issuer, and reflect a 1.04-to-one stock split of the Class B common stock, approved by the issuer's board of directors on November 19, 2019.

F3 · derivative.underlying_shares: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 14, 2020 Filed Oct 17, 2020 00:55 UTC ConversionCommon Stock 3,737,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-031874 · ownership.xml · nonDerivative · entry 1

HUBERMAN JONATHAN · CIK 0001228716 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,737,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F3 · ownership.nature: As a managing member of the Sponsor the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 07, 2020 Filed Oct 14, 2020 20:09 UTC
GLAZER PAUL J10% owner
OtherClass A Common Stock 1,889,850 $10.04 $18,974,094.00
Disclosure

SEC source: 0001076809-20-000186 · primary_doc.xml · nonDerivative · entry 1

GLAZER CAPITAL, LLC · CIK 0001076809 · 10% owner

GLAZER PAUL J · CIK 0001133985 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2.

Disclosed balance after: 0

F1 · kind: REDEMPTION

F2 · ownership.nature: The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.