Software Acquisition Holdings LLC

SEC source: 0001213900-20-038568 · ownership.xml · derivative · entry 2

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,676,000 shares

Expires not disclosed

F2 · kind: Represents the pro rata distribution of warrants held by the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F2 · shares: Represents the pro rata distribution of warrants held by the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F2 · price: Represents the pro rata distribution of warrants held by the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F3 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F2 · derivative.underlying_shares: Represents the pro rata distribution of warrants held by the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

F2 · balance_after: Represents the pro rata distribution of warrants held by the Sponsor to certain of its members. Each whole warrant is exercisable to purchase one share of Common Stock, subject to adjustment pursuant to the terms of the warrants.

SEC source: 0001213900-20-038568 · ownership.xml · nonDerivative · entry 1

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents the pro rata distribution of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. held by Software Acquisition Holdings LLC (the "Sponsor") to certain of its members.

F1 · shares: Represents the pro rata distribution of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. held by Software Acquisition Holdings LLC (the "Sponsor") to certain of its members.

F1 · price: Represents the pro rata distribution of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. held by Software Acquisition Holdings LLC (the "Sponsor") to certain of its members.

F1 · balance_after: Represents the pro rata distribution of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. held by Software Acquisition Holdings LLC (the "Sponsor") to certain of its members.

SEC source: 0001213900-20-031879 · ownership.xml · derivative · entry 3

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676,000

Underlying: Common Stock · 3,676,000 shares

Expires not disclosed

F4 · kind: The reporting person purchased 4,740,000 warrants in a private placement on November 22, 2019 in connection with the Issuer's initial public offering at a price of $1.00 per warrant. The warrants were not exercisable until 30 days following the the closing of the initial business combination of the Issuer, a material outside condition. Immediately prior to the Software Acquisition Group Inc.'s business combination with CuriosityStream Inc., the reporting person forfeited 1,064,000 warrants to the Issuer for no additional consideration.

F5 · derivative.exercise_date: The warrants will become exercisable, if at all, at the later of (i) 30 days after the completion of Issuer's initial business combination and (ii) 12 months from the effective date of the registration statement relating to an initial public offering.

F6 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of Issuer's initial business combination or earlier upon redemption or liquidation, as described under the heading "Description of Securities - Redeemable Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-234327).

F3 · balance_after: Jonathan S. Huberman, a member of Issuer's board of directors, Mike Nikzad, a member of Issuer's board of directors, and AKN Investments II, LLC are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Huberman and Nikzad and AKN Investments II, LLC may be deemed to share beneficial ownership of the shares of the securities held directly by the Sponsor. Each of Messrs. Huberman and Nikzad and AKN Investments II, LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

SEC source: 0001213900-20-031879 · ownership.xml · derivative · entry 2

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,737,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.exercise_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F1 · derivative.expiration_date: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F2 · derivative.underlying_shares: These shares represent Class B common stock held by Software Acquisition Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer, and reflect a 1.04-to-one stock split of the Class B common stock, approved by the issuer's board of directors on November 19, 2019.

F3 · derivative.underlying_shares: Jonathan S. Huberman, a member of Issuer's board of directors, Mike Nikzad, a member of Issuer's board of directors, and AKN Investments II, LLC are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Huberman and Nikzad and AKN Investments II, LLC may be deemed to share beneficial ownership of the shares of the securities held directly by the Sponsor. Each of Messrs. Huberman and Nikzad and AKN Investments II, LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

SEC source: 0001213900-20-031879 · ownership.xml · nonDerivative · entry 1

Software Acquisition Holdings LLC · CIK 0001776907 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in Issuer's Form 8-K (File No. 001-39139) under Item 2.01 Completion of Acquisition or Disposition of Assets, the Class B common stock, par value $0.0001 per share, were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of Issuer's initial business combination and had no expiration date. In connection with Issuer's business combination, such Class B common stock held by Software Acquisition Holdings LLC automatically converted into shares of common stock, par value $0.0001 per share, of CuriosityStream Inc.

F3 · balance_after: Jonathan S. Huberman, a member of Issuer's board of directors, Mike Nikzad, a member of Issuer's board of directors, and AKN Investments II, LLC are the managing members of the Sponsor and have voting and investment discretion with respect to the securities held by the Sponsor. As such, Messrs. Huberman and Nikzad and AKN Investments II, LLC may be deemed to share beneficial ownership of the shares of the securities held directly by the Sponsor. Each of Messrs. Huberman and Nikzad and AKN Investments II, LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest it may have therein, directly or indirectly.