Last 12 months
Inside the activity.
5 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 5 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 11 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 4 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2026 Filed Oct 15, 2026 01:39 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
SaleCommon Stock | 1,844 | $28.05 | $51,724.20 |
DisclosureSEC source: 0001579629-26-000012 · form4-10152026_011030.xml · nonDerivative · entry 1 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,701 F1 · kind: The sales reported represent shares sold pursuant to the Issuer's Company-Wide Policy and do not represent discretionary transactions by the Reporting Person. These sales were made automatically to satisfy mandatory tax withholding obligations through a "sell-to-cover" transaction in connection with the vesting and settlement of restricted stock units, and the Reporting Person did not exercise any control over the timing, price or number of shares sold. Read SEC document |
| October 12, 2026 Filed Oct 15, 2026 01:38 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
SaleCommon Stock | 1,144 | $28.05 | $32,089.20 |
DisclosureSEC source: 0002138368-26-000009 · form4-10152026_011010.xml · nonDerivative · entry 1 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,817 F1 · kind: The sales reported represent shares sold pursuant to the Issuer's Company-Wide Policy and do not represent discretionary transactions by the Reporting Person. These sales were made automatically to satisfy mandatory tax withholding obligations through a "sell-to-cover" transaction in connection with the vesting and settlement of restricted stock units, and the Reporting Person did not exercise any control over the timing, price or number of shares sold. Read SEC document |
| October 12, 2026 Filed Oct 15, 2026 01:37 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
SaleCommon Stock | 1,087 | $28.05 | $30,490.35 |
DisclosureSEC source: 0001725092-26-000019 · form4-10152026_011031.xml · nonDerivative · entry 2 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 694,908 F1 · kind: The sales reported represent shares sold pursuant to the Issuer's Company-Wide Policy and do not represent discretionary transactions by the Reporting Person. These sales were made automatically to satisfy mandatory tax withholding obligations through a "sell-to-cover" transaction in connection with the vesting and settlement of restricted stock units, and the Reporting Person did not exercise any control over the timing, price or number of shares sold. Read SEC document |
| October 12, 2026 Filed Oct 15, 2026 01:37 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $27.50 | $275,000.00 |
DisclosureSEC source: 0001725092-26-000019 · form4-10152026_011031.xml · nonDerivative · entry 1 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 695,995 F1 · kind: The sales reported represent shares sold pursuant to the Issuer's Company-Wide Policy and do not represent discretionary transactions by the Reporting Person. These sales were made automatically to satisfy mandatory tax withholding obligations through a "sell-to-cover" transaction in connection with the vesting and settlement of restricted stock units, and the Reporting Person did not exercise any control over the timing, price or number of shares sold. Read SEC document |
| August 13, 2026 Filed Aug 15, 2026 00:46 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
SaleCommon Stock | 10,460 | $29.48 | $308,360.80 |
DisclosureSEC source: 0001725092-26-000013 · form4-08152026_120800.xml · nonDerivative · entry 6 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 705,995 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F6 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $28.90 to $29.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 13, 2026 Filed Aug 15, 2026 00:46 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
SaleCommon Stock | 2,375 | $28.11 | $66,761.25 |
DisclosureSEC source: 0001725092-26-000013 · form4-08152026_120800.xml · nonDerivative · entry 5 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 716,455 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F5 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $27.78 to $28.505, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 13, 2026 Filed Aug 15, 2026 00:46 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
SaleCommon Stock | 5,423 | $27.19 | $147,451.37 |
DisclosureSEC source: 0001725092-26-000013 · form4-08152026_120800.xml · nonDerivative · entry 4 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 718,830 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F4 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $26.70 to $27.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:22 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
Exercise / conversionCommon Stock · Derivative | 18,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001579629-26-000008 · form4-08172026_100832.xml · derivative · entry 5 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,393 Underlying: Common Stock · 18,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 13, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. F4 · derivative.exercise_date: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 13, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. F4 · derivative.expiration_date: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 13, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:22 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
SaleCommon Stock | 4 | $31.13 | $124.52 |
DisclosureSEC source: 0001579629-26-000008 · form4-08172026_100832.xml · nonDerivative · entry 4 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,545 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:22 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
SaleCommon Stock | 6,442 | $30.35 | $195,514.70 |
DisclosureSEC source: 0001579629-26-000008 · form4-08172026_100832.xml · nonDerivative · entry 3 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,549 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F3 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $29.99 to $30.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:22 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
SaleCommon Stock | 2,383 | $29.37 | $69,988.71 |
DisclosureSEC source: 0001579629-26-000008 · form4-08172026_100832.xml · nonDerivative · entry 2 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,991 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $28.97 to $29.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:22 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
Exercise / conversionCommon Stock | 18,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001579629-26-000008 · form4-08172026_100832.xml · nonDerivative · entry 1 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:19 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
Exercise / conversionCommon Stock · Derivative | 13,647 | $0.00 | $0.00 |
DisclosureSEC source: 0002138368-26-000007 · form4-08172026_100852.xml · derivative · entry 5 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,295 Underlying: Common Stock · 13,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 13, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. F4 · derivative.exercise_date: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 13, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. F4 · derivative.expiration_date: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 13, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:19 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
SaleCommon Stock | 3 | $31.13 | $93.39 |
DisclosureSEC source: 0002138368-26-000007 · form4-08172026_100852.xml · nonDerivative · entry 4 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,961 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:19 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
SaleCommon Stock | 4,106 | $30.35 | $124,617.10 |
DisclosureSEC source: 0002138368-26-000007 · form4-08172026_100852.xml · nonDerivative · entry 3 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,964 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F3 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $29.99 to $30.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:19 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
SaleCommon Stock | 1,519 | $29.37 | $44,613.03 |
DisclosureSEC source: 0002138368-26-000007 · form4-08172026_100852.xml · nonDerivative · entry 2 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,070 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $28.97 to $29.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 22:19 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
Exercise / conversionCommon Stock | 13,647 | $0.00 | $0.00 |
DisclosureSEC source: 0002138368-26-000007 · form4-08172026_100852.xml · nonDerivative · entry 1 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2026 Filed Aug 15, 2026 00:46 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 109,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001725092-26-000013 · form4-08152026_120800.xml · derivative · entry 7 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,358 Underlying: Common Stock · 109,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 12, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. F7 · derivative.exercise_date: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 12, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. F7 · derivative.expiration_date: The performance stock units ("PSU") were awarded subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. The award settled with respect to 1/3 of the PSUs underlying the award on August 12, 2026. The remaining 2/3 of the PSUs underlying the award are expected to settle on the achievement of a closing price per share of $38.50 and $44.00, in each case for a period of five consecutive trading days. Read SEC document |
| August 12, 2026 Filed Aug 15, 2026 00:46 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
SaleCommon Stock | 5,775 | $27.75 | $160,256.25 |
DisclosureSEC source: 0001725092-26-000013 · form4-08152026_120800.xml · nonDerivative · entry 3 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 724,253 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F3 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $27.50 to $28.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 12, 2026 Filed Aug 15, 2026 00:46 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
SaleCommon Stock | 34,225 | $26.99 | $923,732.75 |
DisclosureSEC source: 0001725092-26-000013 · form4-08152026_120800.xml · nonDerivative · entry 2 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 730,028 F1 · kind: The sales reported represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell-to-cover" transaction and do not represent discretionary transactions by the reporting person. F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $26.50 to $27.495, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein to the block trades. Read SEC document |
| August 12, 2026 Filed Aug 15, 2026 00:46 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 109,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001725092-26-000013 · form4-08152026_120800.xml · nonDerivative · entry 1 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 764,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2026 Filed Aug 3, 2026 20:19 UTC |
Ahlers James MChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 51,000 | $0.00 Strike: $30.40 | $0.00 |
DisclosureSEC source: 0001320383-26-000006 · form4-08032026_080815.xml · derivative · entry 2 Ahlers James M · CIK 0001320383 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,000 Underlying: Common Stock · 51,000 shares Expires 2036-07-30 F2 · derivative.exercise_date: The stock option becomes exercisable in equal quarterly installments over four years from July 30, 2026, subject to the reporting person's continued service with the issuer through each vest date. Read SEC document |
| July 30, 2026 Filed Aug 3, 2026 20:19 UTC |
Ahlers James MChief Financial Officer
|
GrantCommon Stock | 25,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001320383-26-000006 · form4-08032026_080815.xml · nonDerivative · entry 1 Ahlers James M · CIK 0001320383 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,500 F1 · shares: Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSU vest in equal quarterly installments over four years from July 30, 2026, subject to the reporting person's continued service with the issuer through each vest date. Read SEC document |
| July 13, 2026 Filed Jul 15, 2026 22:59 UTC |
Borie Dominique ChristianChief Medical Officer · Head of Research & Development
|
GrantStock Option (Right to Buy) · Derivative | 63,000 | $0.00 Strike: $30.92 | $0.00 |
DisclosureSEC source: 0002008790-26-000006 · form4-07152026_100742.xml · derivative · entry 2 Borie Dominique Christian · CIK 0002008790 · Chief Medical Officer · Head of Research & Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,000 Underlying: Common Stock · 63,000 shares Expires 2036-07-13 F2 · derivative.exercise_date: The stock option becomes exercisable in equal quarterly installments over four years from July 13, 2026, subject to the reporting person's continued service with the issuer through each vest date. Read SEC document |
| July 13, 2026 Filed Jul 15, 2026 22:59 UTC |
Borie Dominique ChristianChief Medical Officer · Head of Research & Development
|
GrantCommon Stock | 31,500 | $0.00 | $0.00 |
DisclosureSEC source: 0002008790-26-000006 · form4-07152026_100742.xml · nonDerivative · entry 1 Borie Dominique Christian · CIK 0002008790 · Chief Medical Officer · Head of Research & Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,500 F1 · shares: Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSU vest in equal quarterly installments over four years from July 13, 2026, subject to the reporting person's continued service with the issuer through each vest date. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 19:36 UTC |
Sarraf PashaDirector
|
GrantCommon Stock | 21,800 | $0.00 | $0.00 |
DisclosureSEC source: 0002059447-26-000004 · form4-07102026_110706.xml · nonDerivative · entry 1 Sarraf Pasha · CIK 0002059447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,595 F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. F2 · balance_after: Total holdings held after the transaction reflects a 1-for-30 reverse split of the issuer's stock effected on April 22, 2026. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:33 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
GrantCommon Stock · Derivative | 54,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001579629-26-000004 · form4-07102026_110713.xml · derivative · entry 2 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,589 Underlying: Common Stock · 54,589 shares Expires not disclosed F2 · derivative.exercise_price: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. F2 · derivative.exercise_date: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. F2 · derivative.expiration_date: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:33 UTC |
Ray SumitaChief Legal Compliance Officer · Corporate Secretary
|
GrantCommon Stock | 54,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001579629-26-000004 · form4-07102026_110713.xml · nonDerivative · entry 1 Ray Sumita · CIK 0001579629 · Chief Legal Compliance Officer · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,178 F1 · shares: Represents that grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest in equal quarterly installments over a period of forty-eight (48) months, measured from the date of grant, subject to the reporting person's continued service with the issuer through each vest date. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:37 UTC |
Camardo Daniel A.Director
|
GrantCommon Stock | 21,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001820365-26-000009 · form4-07102026_110706.xml · nonDerivative · entry 1 Camardo Daniel A. · CIK 0001820365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,800 F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:37 UTC |
Garzone PamelaDirector
|
GrantCommon Stock | 21,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001974756-26-000004 · form4-07102026_110755.xml · nonDerivative · entry 1 Garzone Pamela · CIK 0001974756 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,800 F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:35 UTC |
Meehan Viola MongDirector
|
GrantCommon Stock | 21,800 | $0.00 | $0.00 |
DisclosureSEC source: 0002137444-26-000007 · form4-07102026_110702.xml · nonDerivative · entry 1 Meehan Viola Mong · CIK 0002137444 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,800 F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:34 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
GrantCommon Stock · Derivative | 40,942 | $0.00 | $0.00 |
DisclosureSEC source: 0002138368-26-000005 · form4-07102026_110720.xml · derivative · entry 2 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,942 Underlying: Common Stock · 40,942 shares Expires not disclosed F2 · derivative.exercise_price: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. F2 · derivative.exercise_date: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. F2 · derivative.expiration_date: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:34 UTC |
Meluzio Michael VincentVP, Prin. Accounting Officer
|
GrantCommon Stock | 40,942 | $0.00 | $0.00 |
DisclosureSEC source: 0002138368-26-000005 · form4-07102026_110720.xml · nonDerivative · entry 1 Meluzio Michael Vincent · CIK 0002138368 · VP, Prin. Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,942 F1 · shares: Represents that grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest in equal quarterly installments over a period of forty-eight (48) months, measured from the date of grant, subject to the reporting person's continued service with the issuer through each vest date. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:32 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
GrantCommon Stock · Derivative | 327,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001725092-26-000006 · form4-07102026_110711.xml · derivative · entry 2 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,537 Underlying: Common Stock · 327,537 shares Expires not disclosed F2 · derivative.exercise_price: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. F2 · derivative.exercise_date: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. F2 · derivative.expiration_date: Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 23:32 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
GrantCommon Stock | 327,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001725092-26-000006 · form4-07102026_110711.xml · nonDerivative · entry 1 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 655,074 F1 · shares: Represents that grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest in equal quarterly installments over a period of forty-eight (48) months, measured from the date of grant, subject to the reporting person's continued service with the issuer through each vest date. Read SEC document |
| July 09, 2026 Filed Aug 28, 2026 17:05 UTC Amendment |
Sarraf PashaDirector
|
GrantCommon Stock | 18,400 | $0.00 | $0.00 |
DisclosureSEC source: 0002059447-26-000006 · form4a-08282026_090818.xml · nonDerivative · entry 1 Sarraf Pasha · CIK 0002059447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,195 F1 · shares: This amendment is being filed solely to correct an administrative calculation error in Column 4 of Table I of the original filing relating to a grant of restricted stock units ("RSUs") to the Reporting Person, which resulted in the number of securities acquired by the Reporting Person being overstated. The original filing incorrectly reported 21,800 shares; the correct amount of shares acquired is 18,400. As a result of this correction, the total amount of securities beneficially owned following the reported transaction in Column 5 has been updated to 29,195. One-third of the shares subject to the RSU vest on each of July 9, 2027, July 9, 2028 and July 9, 2029, subject to the Reporting Person's continued service with the Issuer through each such vest date. Read SEC document |
| July 09, 2026 Filed Aug 28, 2026 17:04 UTC Amendment |
Garzone PamelaDirector
|
GrantCommon Stock | 18,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001974756-26-000006 · form4a-08282026_090821.xml · nonDerivative · entry 1 Garzone Pamela · CIK 0001974756 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,900 F1 · shares: This amendment is being filed solely to correct an administrative calculation error in Column 4 of Table I of the original filing relating to a grant of restricted stock units ("RSUs") to the Reporting Person, which resulted in the number of securities acquired by the Reporting Person being overstated. The original filing incorrectly reported 21,800 shares; the correct amount of shares acquired is 18,900. As a result of this correction, the total amount of securities beneficially owned following the reported transaction in Column 5 has been updated to 18,900. One-third of the shares subject to the RSU vest on each of July 9, 2027, July 9, 2028 and July 9, 2029, subject to the Reporting Person's continued service with the Issuer through each such vest date. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 21:30 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
PurchaseCommon Stock Warrants (Right to Buy) · Derivative | 45,453 | Not disclosed Strike: $11.00 | Not disclosed |
DisclosureSEC source: 0001725092-26-000004 · form4-06032026_090611.xml · derivative · entry 2 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 45,453 Underlying: Common Stock · 45,453 shares Expires 2031-05-04 F2 · price: On April 30, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold pre-funded warrants and accompanying warrants to purchase shares of common stock in a private placement that closed on May 4, 2026. The purchase price for each pre-funded warrant and accompanying warrants to purchase one-half of one share of common stock was $11.00. The pre-funded warrants and accompanying warrants became exercisable on June 1, 2026, following approval by the Issuer's stockholders of the issuance of common stock upon exercise of the pre-funded warrants and accompanying warrants in accordance with applicable listing rules of the Nasdaq Stock Market, including Nasdaq Listing Rule 5636, at the Issuer's Special Meeting of Stockholders held on June 1, 2026. F3 · ownership.nature: The securities are held by the Shao-Lee Lin Trust, DTD 3/13/2023. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 21:30 UTC |
Lin Shao-LeeDirector · Chief Executive Officer
|
PurchasePre-Funded Warrants (Right to Buy) · Derivative | 90,906 | $11.00 Strike: $0.00 | $999,966.00 |
DisclosureSEC source: 0001725092-26-000004 · form4-06032026_090611.xml · derivative · entry 1 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 90,906 Underlying: Common Stock · 90,906 shares Expires not disclosed F2 · price: On April 30, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold pre-funded warrants and accompanying warrants to purchase shares of common stock in a private placement that closed on May 4, 2026. The purchase price for each pre-funded warrant and accompanying warrants to purchase one-half of one share of common stock was $11.00. The pre-funded warrants and accompanying warrants became exercisable on June 1, 2026, following approval by the Issuer's stockholders of the issuance of common stock upon exercise of the pre-funded warrants and accompanying warrants in accordance with applicable listing rules of the Nasdaq Stock Market, including Nasdaq Listing Rule 5636, at the Issuer's Special Meeting of Stockholders held on June 1, 2026. F1 · derivative.expiration_date: The securities do not have an expiration date. F3 · ownership.nature: The securities are held by the Shao-Lee Lin Trust, DTD 3/13/2023. Read SEC document |
| June 01, 2026 Filed Jul 30, 2026 20:35 UTC Amendment |
Lin Shao-LeeDirector · Chief Executive Officer
|
GrantCommon Stock Warrants (Right to Buy) · Derivative | 45,453 | Not disclosed Strike: $11.00 | Not disclosed |
DisclosureSEC source: 0001725092-26-000009 · form4a-07302026_080752.xml · derivative · entry 2 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 45,453 Underlying: Common Stock · 45,453 shares Expires 2031-05-04 F1 · kind: This amendment is filed solely to correct the transaction code reported in Column 4 of Table II. The transactions reported herein were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, prior to the issuance of the applicable securities. All other information in the original filing remains unchanged. F3 · price: On April 30, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold pre-funded warrants and accompanying warrants to purchase shares of common stock in a private placement that closed on May 4, 2026. The purchase price for each pre-funded warrant and accompanying warrants to purchase one-half of one share of common stock was $11.00. The pre-funded warrants and accompanying warrants became exercisable on June 1, 2026, following approval by the Issuer's stockholders of the issuance of common stock upon exercise of the pre-funded warrants and accompanying warrants in accordance with applicable listing rules of the Nasdaq Stock Market, including Nasdaq Listing Rule 5636, at the Issuer's Special Meeting of Stockholders held on June 1, 2026. F4 · ownership.nature: The securities are held by the Shao-Lee Lin Trust, DTD 3/13/2023. Read SEC document |
| June 01, 2026 Filed Jul 30, 2026 20:35 UTC Amendment |
Lin Shao-LeeDirector · Chief Executive Officer
|
GrantPre-Funded Warrants (Right to Buy) · Derivative | 90,906 | $11.00 Strike: $0.00 | $999,966.00 |
DisclosureSEC source: 0001725092-26-000009 · form4a-07302026_080752.xml · derivative · entry 1 Lin Shao-Lee · CIK 0001725092 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 90,906 Underlying: Common Stock · 90,906 shares Expires not disclosed F1 · kind: This amendment is filed solely to correct the transaction code reported in Column 4 of Table II. The transactions reported herein were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, prior to the issuance of the applicable securities. All other information in the original filing remains unchanged. F3 · price: On April 30, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold pre-funded warrants and accompanying warrants to purchase shares of common stock in a private placement that closed on May 4, 2026. The purchase price for each pre-funded warrant and accompanying warrants to purchase one-half of one share of common stock was $11.00. The pre-funded warrants and accompanying warrants became exercisable on June 1, 2026, following approval by the Issuer's stockholders of the issuance of common stock upon exercise of the pre-funded warrants and accompanying warrants in accordance with applicable listing rules of the Nasdaq Stock Market, including Nasdaq Listing Rule 5636, at the Issuer's Special Meeting of Stockholders held on June 1, 2026. F2 · derivative.expiration_date: The securities do not have an expiration date. F4 · ownership.nature: The securities are held by the Shao-Lee Lin Trust, DTD 3/13/2023. Read SEC document |
| May 30, 2026 Filed Jun 3, 2026 00:42 UTC |
Meehan Viola MongDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,626 | $0.00 Strike: $21.90 | $0.00 |
DisclosureSEC source: 0002137444-26-000005 · form4-06032026_120657.xml · derivative · entry 1 Meehan Viola Mong · CIK 0002137444 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626 Underlying: Common Stock · 1,626 shares Expires 2036-05-29 F1 · derivative.exercise_date: The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments. Read SEC document |
| May 30, 2026 Filed Jun 8, 2026 20:25 UTC |
Camardo Daniel A.Director
|
GrantStock Option (Right to Buy) · Derivative | 1,626 | $0.00 Strike: $21.90 | $0.00 |
DisclosureSEC source: 0001820365-26-000006 · form4-06082026_080603.xml · derivative · entry 1 Camardo Daniel A. · CIK 0001820365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626 Underlying: Common Stock · 1,626 shares Expires 2036-05-29 F1 · derivative.exercise_date: The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments. Read SEC document |
| May 03, 2026 Filed May 7, 2026 20:00 UTC |
Lin Shao-LeeDirector · CHIEF EXECUTIVE OFFICER
|
GrantStock Option (right to buy) · Derivative | 655,074 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001193125-26-211806 · ownership.xml · derivative · entry 2 Lin Shao-Lee · CIK 0001725092 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 655,074 Underlying: Common Stock · 655,074 shares Expires 2036-05-02 F1 · derivative.exercise_date: This stock option becomes exercisable in 48 equal monthly installments beginning on April 30, 2026. Read SEC document |
| May 03, 2026 Filed May 7, 2026 20:00 UTC |
Lin Shao-LeeDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 327,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-211806 · ownership.xml · nonDerivative · entry 1 Lin Shao-Lee · CIK 0001725092 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,537 Read SEC document |
| April 09, 2026 Filed Apr 10, 2026 20:00 UTC |
Baker Daniel G.CHIEF DEVELOPMENT OFFICER
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001193125-26-151200 · ownership.xml · derivative · entry 1 Baker Daniel G. · CIK 0002046802 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2036-04-08 F1 · derivative.exercise_date: This stock option becomes exercisable over four years, with 25% vesting on the one year anniversary of the grant date and the remainder vesting in equal, semi-annual installments thereafter. Read SEC document |
| April 09, 2026 Filed Apr 10, 2026 20:00 UTC |
Warren LucindaCHIEF BUSINESS OFFICER
|
GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001193125-26-151201 · ownership.xml · derivative · entry 1 Warren Lucinda · CIK 0002035620 · CHIEF BUSINESS OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2036-04-08 F1 · derivative.exercise_date: This stock option becomes exercisable over four years, with 25% vesting on the one year anniversary of the grant date and the remainder vesting in equal, semi-annual installments thereafter. Read SEC document |
| April 09, 2026 Filed Apr 10, 2026 20:00 UTC |
Sandercock ColinSVP, GENERAL COUNSEL
|
GrantStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001193125-26-151202 · ownership.xml · derivative · entry 1 Sandercock Colin · CIK 0001724870 · SVP, GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2036-04-08 F1 · derivative.exercise_date: This stock option becomes exercisable over four years, with 25% vesting on the one year anniversary of the grant date and the remainder vesting in equal, semi-annual installments thereafter. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 16:00 UTC |
Sarraf PashaDirector
|
GrantStock Option (right to buy) · Derivative | 24,400 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001193125-26-004354 · ownership.xml · derivative · entry 1 Sarraf Pasha · CIK 0002059447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,400 Underlying: Common Stock · 24,400 shares Expires 2036-01-01 F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. F2 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:00 UTC |
Broadfoot Jill MarieDirector
|
GrantStock Option (right to buy) · Derivative | 24,400 | $0.00 Strike: $0.34 | $0.00 |
DisclosureSEC source: 0001193125-26-004358 · ownership.xml · derivative · entry 1 Broadfoot Jill Marie · CIK 0001305178 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,400 Underlying: Common Stock · 24,400 shares Expires 2036-01-01 F1 · shares: Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. F2 · derivative.exercise_date: This stock option becomes fully exercisable on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.