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CTO

CTO Realty Growth, Inc.

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5116
SEC CIK
0000023795
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476

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 3,553 $18.52 $65,801.56
Disclosure

SEC source: 0001415889-23-000895 · form4-01122023_050106.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,308

F3 · shares: On January 10, 2023, the Reporting Person instructed the Issuer to withhold 3,553 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes (i) 23,997 shares of restricted common stock which vest over time, which were previously reported, and (ii) 2,397 shares of common stock acquired through the Issuer's dividend reinvestment plan since September 28, 2022 (the date of the Reporting Person's previous Form 4 filing).

Read SEC document
January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 13,473 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000895 · form4-01122023_050106.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,861

F1 · shares: On January 10, 2023, the Issuer issued 13,473 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 24, 2020, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes (i) 23,997 shares of restricted common stock which vest over time, which were previously reported, and (ii) 2,397 shares of common stock acquired through the Issuer's dividend reinvestment plan since September 28, 2022 (the date of the Reporting Person's previous Form 4 filing).

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,373 $18.52 $25,427.96
Disclosure

SEC source: 0001415889-23-000894 · form4-01122023_050101.xml · nonDerivative · entry 3

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,169

F5 · shares: On January 10, 2023, the Reporting Person instructed the Issuer to withhold 1,373 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes the 9,000 restricted shares reported herein, as well as 10,440 additional shares of restricted common stock which vest over time which were previously reported.

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
GrantCommon Stock 4,631 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000894 · form4-01122023_050101.xml · nonDerivative · entry 2

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,542

F4 · shares: Effective as of January 10, 2023, the Issuer issued 4,631 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated October 1, 2020, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes the 9,000 restricted shares reported herein, as well as 10,440 additional shares of restricted common stock which vest over time which were previously reported.

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

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January 03, 2023 Filed Jan 4, 2023 21:16 UTC GrantCommon Stock 841 $18.56 $15,608.96
Disclosure

SEC source: 0001415889-23-000296 · form4-01042023_040129.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,281

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $18.56000.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:15 UTC GrantCommon Stock 774 $18.56 $14,365.44
Disclosure

SEC source: 0001415889-23-000295 · form4-01042023_040123.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,829

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2022 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $18.56000.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:15 UTC GrantCommon Stock 673 $18.56 $12,490.88
Disclosure

SEC source: 0001415889-23-000294 · form4-01042023_040116.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,183

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2022 board retainer fee of $10,000 and committee retainer fees of $2,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $18.56000.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:15 UTC GrantCommon Stock 808 $18.56 $14,996.48
Disclosure

SEC source: 0001415889-23-000292 · form4-01042023_040101.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,970

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $18.5600.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:15 UTC GrantCommon Stock 538 $18.56 $9,985.28
Disclosure

SEC source: 0001415889-23-000293 · form4-01042023_040111.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,360

F1 · price: These shares were issued to the Reporting Person in lieu of her 4th quarter 2022 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $18.56000.

F2 · balance_after: This amount includes 125.5 shares of common stock acquired through the Issuer's dividend reinvestment plan in connection with the Issuer's dividends paid on December 30, 2022.

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December 05, 2022 Filed Dec 5, 2022 21:30 UTC OtherCommon Stock 6,315 $19.00 $119,985.00
Disclosure

SEC source: 0001415889-22-012070 · form4-12052022_041210.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,697

F1 · kind: Shares acquired in connection with a public offering of the Issuer's common stock.

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December 05, 2022 Filed Dec 5, 2022 21:30 UTC OtherCommon Stock 10,000 $19.00 $190,000.00
Disclosure

SEC source: 0001415889-22-012069 · form4-12052022_041201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,162

F1 · kind: Shares acquired in connection with a public offering of the Issuer's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:01 UTC GrantCommon Stock 787 $19.84 $15,617.62
Disclosure

SEC source: 0001415889-22-010236 · form4-10042022_051016.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,440

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445.

F2 · balance_after: The Form 4 filed by the Reporting Person on July 5, 2022 (the "Prior Form 4") did not correctly reflect the number of shares owned directly by the Reporting Person resulting from the Issuer's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. Box 5 of the Prior Form 4 should have reflected 31,653 shares owned directly by the Reporting Person.

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October 01, 2022 Filed Oct 4, 2022 21:01 UTC GrantCommon Stock 503 $19.84 $9,981.78
Disclosure

SEC source: 0001415889-22-010237 · form4-10042022_051021.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,382

F1 · price: These shares were issued to the Reporting Person in lieu of her 3rd quarter 2022 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445.

F2 · balance_after: This amount includes 226 shares of common stock acquired through the Issuer's dividend reinvestment plan in connection with the Issuer's dividends paid on June 30, 2022 and September 30, 2022.

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October 01, 2022 Filed Oct 4, 2022 21:00 UTC GrantCommon Stock 724 $19.84 $14,367.42
Disclosure

SEC source: 0001415889-22-010234 · form4-10042022_051001.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:00 UTC GrantCommon Stock 629 $19.84 $12,482.19
Disclosure

SEC source: 0001415889-22-010235 · form4-10042022_051009.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $2,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445.

Read SEC document
October 01, 2022 Filed Oct 13, 2022 22:36 UTC GrantCommon Stock 755 $19.84 $14,982.60
Disclosure

SEC source: 0001415889-22-010537 · form4-10132022_031031.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,162

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.8445.

Read SEC document
September 27, 2022 Filed Sep 28, 2022 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 500 $18.75 $9,372.75
Disclosure

SEC source: 0001415889-22-010005 · form4-09282022_050907.xml · nonDerivative · entry 3

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,991

F2 · balance_after: This amount includes the following: (i) the 9,000 restricted shares reported above, as well as 14,997 additional shares of restricted common stock which vest over time which were previously reported; and (ii) 1,037 shares of common stock acquired through the Issuer's dividend reinvestment plan since June 9, 2022 (the date of the reporting person's previous Form 4 filing).

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

Read SEC document
September 27, 2022 Filed Sep 28, 2022 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 500 $18.87 $9,433.90
Disclosure

SEC source: 0001415889-22-010005 · form4-09282022_050907.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,491

F2 · balance_after: This amount includes the following: (i) the 9,000 restricted shares reported above, as well as 14,997 additional shares of restricted common stock which vest over time which were previously reported; and (ii) 1,037 shares of common stock acquired through the Issuer's dividend reinvestment plan since June 9, 2022 (the date of the reporting person's previous Form 4 filing).

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

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September 26, 2022 Filed Sep 28, 2022 21:00 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
PurchaseCommon Stock 1,300 $18.92 $24,595.87
Disclosure

SEC source: 0001415889-22-010003 · form4-09282022_050902.xml · nonDerivative · entry 2

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,688

F2 · balance_after: This amount includes the 21,000 restricted shares reported above, as well as 25,296 additional shares of restricted common stock which vest over time which were previously reported.

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

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August 02, 2022 Filed Aug 2, 2022 21:30 UTC PurchaseCommon Stock 1,245 $21.50 $26,767.50
Disclosure

SEC source: 0001415889-22-008135 · form4-08022022_050801.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,331

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:00 UTC GrantCommon Stock 704 $20.41 $14,371.67
Disclosure

SEC source: 0001415889-22-007407 · form4-07052022_070722.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,086

F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

F2 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split).

F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:00 UTC GrantCommon Stock 489 $20.41 $9,982.59
Disclosure

SEC source: 0001415889-22-007406 · form4-07052022_070717.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,653

F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

F2 · price: These shares were issued to the Reporting Person in lieu of her 2nd quarter 2022 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split).

F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

F3 · balance_after: The above number includes 31.3570 shares of common stock acquired through the Issuer's dividend reinvestment plan in connection with the Issuer's first quarter 2022 dividend.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:00 UTC GrantCommon Stock 640 $20.41 $13,065.15
Disclosure

SEC source: 0001415889-22-007405 · form4-07052022_070711.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881

F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

F2 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $3,083.79 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split).

F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:00 UTC GrantCommon Stock 765 $20.41 $15,616.94
Disclosure

SEC source: 0001415889-22-007404 · form4-07052022_070706.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,061

F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

F2 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split).

F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:00 UTC GrantCommon Stock 734 $20.41 $14,984.10
Disclosure

SEC source: 0001415889-22-007403 · form4-07052022_070701.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,407

F1 · shares: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

F2 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $61.243 ($20.414333 factoring in the aforementioned 3-for-1 stock split).

F1 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

Read SEC document
July 01, 2022 Filed Sep 28, 2022 21:00 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010003 · form4-09282022_050902.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,388

F1 · shares: Restricted shares which vest on the third anniversary of July 1, 2022, provided that the reporting person is an employee of the Issuer on such date.

F2 · balance_after: This amount includes the 21,000 restricted shares reported above, as well as 25,296 additional shares of restricted common stock which vest over time which were previously reported.

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

Read SEC document
July 01, 2022 Filed Sep 28, 2022 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010005 · form4-09282022_050907.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,991

F1 · shares: Restricted shares which vest on the third anniversary of July 1, 2022, provided that the reporting person is an employee of the Issuer on such date.

F2 · balance_after: This amount includes the following: (i) the 9,000 restricted shares reported above, as well as 14,997 additional shares of restricted common stock which vest over time which were previously reported; and (ii) 1,037 shares of common stock acquired through the Issuer's dividend reinvestment plan since June 9, 2022 (the date of the reporting person's previous Form 4 filing).

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

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July 01, 2022 Filed Sep 28, 2022 21:30 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010004 · form4-09282022_050901.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,139

F1 · shares: Restricted shares which vest on the third anniversary of July 1, 2022, provided that the reporting person is an employee of the Issuer on such date.

F2 · balance_after: This amount includes the 21,000 restricted shares reported above, as well as 20,709 additional shares of restricted common stock which vest over time which were previously reported.

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

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July 01, 2022 Filed Jan 12, 2023 22:30 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000894 · form4-01122023_050101.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,911

F1 · shares: Restricted shares which vest on the third anniversary of July 1, 2022, provided that the reporting person is an employee of the Issuer on such date.

F2 · balance_after: This amount includes the 9,000 restricted shares reported herein, as well as 10,440 additional shares of restricted common stock which vest over time which were previously reported.

F3 · balance_after: Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.

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June 13, 2022 Filed Jun 15, 2022 20:30 UTC PurchaseCommon Stock 1,000 $60.40 $60,400.00
Disclosure

SEC source: 0001415889-22-006599 · form4-06152022_040601.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,891

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June 07, 2022 Filed Jun 9, 2022 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Exercise / conversionEmployee Stock Option · Derivative 9,000 $0.00 Strike: $39.87 $0.00
Disclosure

SEC source: 0001415889-22-006395 · form4-06092022_060601.xml · derivative · entry 5

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2024-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing a right to purchase a total of 12,541 shares, became exercisable in three installments on the first, second and third anniversaries of the grant date, which was 10/22/2014.

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June 07, 2022 Filed Jun 9, 2022 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 6,306 $65.97 $416,006.82
Disclosure

SEC source: 0001415889-22-006395 · form4-06092022_060601.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,985

F1 · balance_after: This amount includes (i) 4,999 shares of restricted common stock which vest over time, which were previously reported, and (ii) 261 shares of common stock acquired through the Issuer's dividend reinvestment plan since February 18, 2022 (the date of the Reporting Person's previous Form 4 filing).

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June 07, 2022 Filed Jun 9, 2022 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Exercise / conversionCommon Stock 9,000 $39.87 $358,830.00
Disclosure

SEC source: 0001415889-22-006395 · form4-06092022_060601.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount includes (i) 4,999 shares of restricted common stock which vest over time, which were previously reported, and (ii) 261 shares of common stock acquired through the Issuer's dividend reinvestment plan since February 18, 2022 (the date of the Reporting Person's previous Form 4 filing).

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April 01, 2022 Filed Apr 1, 2022 22:00 UTC GrantCommon Stock 165 $64.37 $10,620.56
Disclosure

SEC source: 0001415889-22-003623 · form4-04012022_060421.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2022 board retainer fee of $8,111.11 (partial quarter) and committee retainer fees of $2,534.72 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $64.367.

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April 01, 2022 Filed Apr 1, 2022 22:00 UTC GrantCommon Stock 223 $64.37 $14,353.84
Disclosure

SEC source: 0001415889-22-003622 · form4-04012022_060416.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,794

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2022 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $64.367.

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April 01, 2022 Filed Apr 1, 2022 22:00 UTC GrantCommon Stock 155 $64.37 $9,976.89
Disclosure

SEC source: 0001415889-22-003621 · form4-04012022_060410.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

F1 · price: These shares were issued to the Reporting Person in lieu of her 1st quarter 2022 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $64.367.

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April 01, 2022 Filed Apr 1, 2022 22:00 UTC
WOLD CASEY RDirector
GrantCommon Stock 194 $64.37 $12,487.20
Disclosure

SEC source: 0001415889-22-003625 · form4-04012022_060432.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,999

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2022 board retainer fee of $10,000 and committee retainer fees of $2,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $64.367.

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April 01, 2022 Filed Apr 1, 2022 22:00 UTC GrantCommon Stock 242 $64.37 $15,576.81
Disclosure

SEC source: 0001415889-22-003624 · form4-04012022_060426.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,296

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2022 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $64.367.

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April 01, 2022 Filed Apr 1, 2022 22:00 UTC GrantCommon Stock 233 $64.37 $14,997.51
Disclosure

SEC source: 0001415889-22-003620 · form4-04012022_060403.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,891

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2021 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $57.1670.

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March 24, 2022 Filed May 9, 2022 21:55 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
SaleCommon Stock 1,000 $63.50 $63,500.00
Disclosure

SEC source: 0001415889-22-004781 · form4-05092022_020503.xml · nonDerivative · entry 7

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,637

F10 · balance_after: This amount includes 3,480 shares of restricted common stock which vest over time, which were reported previously and above.

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February 17, 2022 Filed Feb 18, 2022 21:10 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 2,251 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001558 · form4-02182022_040207.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,030

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2022, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 2,251 restricted shares reported above, as well as 2,748 additional shares of restricted common stock which vest over time, which were previously reported.

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February 17, 2022 Filed Feb 18, 2022 21:10 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
GrantCommon Stock 3,183 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001560 · form4-02182022_040223.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,796

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2022, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 3,183 restricted shares reported above, as well as 5,249 additional shares of restricted common stock which vest over time which were previously reported.

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February 17, 2022 Filed Feb 18, 2022 21:10 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 3,183 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001559 · form4-02182022_040216.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,713

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2022, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 3,183 restricted shares reported above, as well as 3,720 additional shares of restricted common stock which vest over time which were previously reported.

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February 17, 2022 Filed Feb 18, 2022 21:10 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 7,609 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001557 · form4-02182022_040202.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,441

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2022, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 7,609 restricted shares reported above, as well as 9,322 additional shares of restricted common stock which vest over time which were previously reported.

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February 17, 2022 Filed Feb 18, 2022 21:05 UTC GrantCommon Stock 582 $60.04 $34,942.12
Disclosure

SEC source: 0001415889-22-001555 · form4-02182022_040226.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380.

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February 17, 2022 Filed Feb 18, 2022 21:05 UTC GrantCommon Stock 582 $60.04 $34,942.12
Disclosure

SEC source: 0001415889-22-001554 · form4-02182022_040219.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,571

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC
WOLD CASEY RDirector
GrantCommon Stock 582 $60.04 $34,942.12
Disclosure

SEC source: 0001415889-22-001556 · form4-02182022_040231.xml · nonDerivative · entry 1

WOLD CASEY R · CIK 0001169255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,805

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC GrantCommon Stock 582 $60.04 $34,942.12
Disclosure

SEC source: 0001415889-22-001551 · form4-02182022_040202.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202

F1 · price: These shares were issued to the Reporting Person as her $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380.

F2 · balance_after: The above number includes (a) 17.190 shares of common stock acquired through the Issuer's dividend reinvestment plan (the "DRIP") in connection with the Issuer's third quarter 2021 dividend and (b) 30.439 shares of common stock acquired through the DRIP in connection with the Issuer's fourth quarter 2021 dividend.

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February 17, 2022 Filed Feb 18, 2022 21:05 UTC GrantCommon Stock 582 $60.04 $34,942.12
Disclosure

SEC source: 0001415889-22-001552 · form4-02182022_040207.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:05 UTC GrantCommon Stock 582 $60.04 $34,942.12
Disclosure

SEC source: 0001415889-22-001553 · form4-02182022_040213.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,658

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy adopted by the Issuer's board of directors on February 27, 2019, as amended. The share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2022, or $60.0380.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.