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CTO

CTO Realty Growth, Inc.

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5116
SEC CIK
0000023795
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476

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 2, 2023 22:30 UTC GrantCommon Stock 899 $16.69 $14,999.82
Disclosure

SEC source: 0001415889-23-013768 · form4-10022023_061004.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,489

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.68500.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 22:30 UTC GrantCommon Stock 936 $16.69 $15,617.16
Disclosure

SEC source: 0001415889-23-013767 · form4-10022023_061001.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,912

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.68500.

Read SEC document
October 02, 2023 Filed Jan 4, 2024 21:25 UTC Amendment GrantCommon Stock 599 $16.69 $9,994.32
Disclosure

SEC source: 0001415889-24-000602 · form4a-01042024_040101.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,406

F1 · price: These shares were issued to the Reporting Person in lieu of her 3rd quarter 2023 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.685.

F2 · balance_after: This amount includes 148.390 shares (the "DRIP Shares") acquired through the Issuer's dividend reinvestment plan (the "DRIP") since July 3, 2023 (the date of the Reporting Person's prior Form 4 filing). This Form 4/A was filed to correct the amount shown in Column 5 of Table I of the Form 4 filed on October 2, 2023 by including the DRIP Shares.

Read SEC document
September 25, 2023 Filed Sep 26, 2023 13:20 UTC
Albright John PDirector · PRESIDENT & CEO
PurchaseCommon Stock 9,000 $16.03 $144,300.60
Disclosure

SEC source: 0001415889-23-013568 · form4-09262023_090901.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,252

F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.99 to $16.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: This amount includes 50,759 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 23:07 UTC GrantCommon Stock 596 $16.76 $9,989.26
Disclosure

SEC source: 0001415889-23-010608 · form4-07032023_110731.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,520

F1 · price: These shares were issued to the Reporting Person in lieu of her 2nd quarter 2023 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 22:00 UTC GrantCommon Stock 857 $16.76 $14,363.75
Disclosure

SEC source: 0001415889-23-010603 · form4-07032023_060717.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,374

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 22:00 UTC GrantCommon Stock 745 $16.76 $12,486.57
Disclosure

SEC source: 0001415889-23-010602 · form4-07032023_060715.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,504

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $2,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 22:00 UTC GrantCommon Stock 932 $16.76 $15,620.79
Disclosure

SEC source: 0001415889-23-010601 · form4-07032023_060713.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,976

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 22:00 UTC GrantCommon Stock 894 $16.76 $14,983.89
Disclosure

SEC source: 0001415889-23-010600 · form4-07032023_060711.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,590

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605.

Read SEC document
July 03, 2023 Filed Jan 4, 2024 21:20 UTC Amendment GrantCommon Stock 596 $16.76 $9,989.26
Disclosure

SEC source: 0001415889-24-000601 · form4a-01042024_040101.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,659

F1 · price: These shares were issued to the Reporting Person in lieu of her 2nd quarter 2023 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.7605.

F2 · balance_after: This amount includes 138.772 shares (the "DRIP Shares") acquired through the Issuer's dividend reinvestment plan (the "DRIP") since April 4, 2023 (the date of the Reporting Person's prior Form 4 filing). This Form 4/A was filed to correct the amount shown in Column 5 of Table I of the Form 4 filed on July 3, 2023 by including the DRIP Shares.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:15 UTC GrantCommon Stock 750 $16.66 $12,496.13
Disclosure

SEC source: 0001415889-23-006118 · form4-04042023_060410.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,759

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2023 board retainer fee of $10,000 and committee retainer fees of $2,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.66150.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:15 UTC GrantCommon Stock 862 $16.66 $14,362.21
Disclosure

SEC source: 0001415889-23-006117 · form4-04042023_060408.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,517

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2023 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.66150.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:15 UTC GrantCommon Stock 600 $16.66 $9,996.90
Disclosure

SEC source: 0001415889-23-006116 · form4-04042023_060406.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,924

F1 · price: These shares were issued to the Reporting Person in lieu of her 1st quarter 2023 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.66150.

F2 · balance_after: This amount includes 137 shares of common stock acquired through the Issuer's dividend reinvestment plan in connection with the Issuer's dividends paid on March 31, 2023.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:15 UTC GrantCommon Stock 937 $16.66 $15,611.83
Disclosure

SEC source: 0001415889-23-006115 · form4-04042023_060403.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,044

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.66150.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:15 UTC GrantCommon Stock 900 $16.66 $14,995.35
Disclosure

SEC source: 0001415889-23-006114 · form4-04042023_060401.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,696

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.66150.

Read SEC document
March 17, 2023 Filed Apr 25, 2025 22:00 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 1,000 $16.00 $16,000.00
Disclosure

SEC source: 0001415889-25-011382 · form4-04252025_060401.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,496

F1 · balance_after: This amount includes 31,103 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 21:45 UTC
Albright John PDirector · PRESIDENT & CEO
PurchaseCommon Stock 1,400 $16.62 $23,262.96
Disclosure

SEC source: 0001415889-23-004794 · form4-03132023_050307.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,252

F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $16.60 to $16.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: This amount includes 50,759 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 21:45 UTC
Albright John PDirector · PRESIDENT & CEO
PurchaseCommon Stock 355 $16.30 $5,786.50
Disclosure

SEC source: 0001415889-23-004794 · form4-03132023_050307.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Shanna E. Albright Rollover IRA

Disclosed balance after: 355

Read SEC document
March 10, 2023 Filed Mar 13, 2023 21:45 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
PurchaseCommon Stock 2,500 $16.75 $41,875.00
Disclosure

SEC source: 0001415889-23-004792 · form4-03132023_050301.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,907

F1 · balance_after: This amount includes 44,131 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:15 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 1,000 $16.60 $16,600.00
Disclosure

SEC source: 0001415889-23-004836 · form4-03142023_040301.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,744

F1 · balance_after: This amount includes 29,816 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:45 UTC
Albright John PDirector · PRESIDENT & CEO
PurchaseCommon Stock 6,200 $17.01 $105,443.40
Disclosure

SEC source: 0001415889-23-004598 · form4-03092023_040301.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,852

F1 · price: The price reported is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $16.97 to $17.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: This amount includes 50,759 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:30 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
PurchaseCommon Stock 1,182 $16.92 $19,999.44
Disclosure

SEC source: 0001415889-23-004669 · form4-03102023_040301.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,657

F1 · balance_after: This amount includes 45,313 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
March 08, 2023 Filed Apr 7, 2023 21:30 UTC Amendment
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
PurchaseCommon Stock 1,182 $16.92 $19,999.44
Disclosure

SEC source: 0001415889-23-006373 · form4a-04072023_050401.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,621

F1 · balance_after: This amount includes 44,134 shares of restricted common stock which vest over time, which were previously reported. On March 10, 2023, the reporting person filed a Form 4 erroneously reporting that the amount of securities beneficially owned following the reported transaction was 131,657, and that such amount included 45,313 shares of restricted common stock. This amendment is being filed to correct those amounts.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 890 $17.55 $15,619.50
Disclosure

SEC source: 0001415889-23-003665 · form4-03012023_040302.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Indirect · Kathyleen R. Smith TOD

Disclosed balance after: 3,000

F1 · ownership.nature: The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 1,000 $17.39 $17,390.00
Disclosure

SEC source: 0001415889-23-003665 · form4-03012023_040302.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Indirect · Kathyleen R. Smith TOD

Disclosed balance after: 2,110

F1 · ownership.nature: The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
PurchaseCommon Stock 2,000 $17.89 $35,784.00
Disclosure

SEC source: 0001415889-23-003665 · form4-03012023_040302.xml · nonDerivative · entry 3

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,744

F2 · balance_after: This amount includes 29,816 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:06 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
GrantCommon Stock 5,778 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002792 · form4-02172023_050229.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,548

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 5,778 restricted shares reported above, as well as 21,770 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:06 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
GrantCommon Stock 12,667 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002791 · form4-02172023_050223.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,407

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 12,667 restricted shares reported above, as well as 31,464 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:05 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 12,667 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002790 · form4-02172023_050214.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,293

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 12,667 restricted shares reported above, as well as 31,464 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:05 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 13,413 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002788 · form4-02172023_050201.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,744

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 13,413 restricted shares reported above, as well as 16,403 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:01 UTC GrantCommon Stock 1,826 $19.17 $35,001.68
Disclosure

SEC source: 0001415889-23-002784 · form4-02172023_050227.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,655

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2023, or or $19.1685.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:05 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 25,737 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002789 · form4-02172023_050209.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,652

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 25,737 restricted shares reported above, as well as 25,022 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:00 UTC GrantCommon Stock 1,826 $19.17 $35,001.68
Disclosure

SEC source: 0001415889-23-002783 · form4-02172023_050218.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,009

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2023, or or $19.1685.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:00 UTC GrantCommon Stock 1,826 $19.17 $35,001.68
Disclosure

SEC source: 0001415889-23-002782 · form4-02172023_050213.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,186

F1 · price: These shares were issued to the Reporting Person as her $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2023, or or $19.1685.

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February 16, 2023 Filed Feb 17, 2023 22:00 UTC GrantCommon Stock 1,826 $19.17 $35,001.68
Disclosure

SEC source: 0001415889-23-002781 · form4-02172023_050206.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,107

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2023, or or $19.1685.

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February 16, 2023 Filed Feb 17, 2023 22:00 UTC GrantCommon Stock 1,826 $19.17 $35,001.68
Disclosure

SEC source: 0001415889-23-002780 · form4-02172023_050201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,796

F1 · price: These shares were issued to the Reporting Person as his $35,000 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 10, 2023, or or $19.1685.

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January 27, 2023 Filed Jan 31, 2023 21:30 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,399 $19.29 $26,986.71
Disclosure

SEC source: 0001415889-23-001649 · form4-01312023_040116.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,770

F1 · shares: On January 27, 2023, a total of 5,124 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 14,316 shares of restricted common stock which vest over time, which were previously reported.

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January 27, 2023 Filed Jan 31, 2023 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 1,977 $19.29 $38,136.33
Disclosure

SEC source: 0001415889-23-001650 · form4-01312023_040121.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,331

F1 · shares: On January 28, 2023, a total of 7,594 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 16,403 shares of restricted common stock which vest over time, which were previously reported.

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January 27, 2023 Filed Jan 31, 2023 21:30 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
Tax withholdingCommon Stock 5,835 $19.29 $112,557.15
Disclosure

SEC source: 0001415889-23-001648 · form4-01312023_040111.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,740

F1 · shares: On January 27, 2023, a total of 14,832 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 31,464 shares of restricted common stock which vest over time, which were previously reported.

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January 27, 2023 Filed Jan 31, 2023 21:30 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 2,640 $19.29 $50,925.60
Disclosure

SEC source: 0001415889-23-001647 · form4-01312023_040106.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,626

F1 · shares: On January 27, 2023, a total of 10,245 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 31,464 shares of restricted common stock which vest over time, which were previously reported.

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January 27, 2023 Filed Jan 31, 2023 21:30 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 10,140 $19.29 $195,600.60
Disclosure

SEC source: 0001415889-23-001646 · form4-01312023_040101.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,915

F1 · shares: On January 27, 2023, a total of 25,771 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.

F2 · balance_after: This amount includes 25,022 shares of restricted common stock which vest over time, which were previously reported.

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January 27, 2023 Filed Apr 7, 2023 21:00 UTC Amendment
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 2,494 $19.29 $48,109.26
Disclosure

SEC source: 0001415889-23-006364 · form4a-04072023_050406.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,772

F1 · shares: On January 27, 2023, a total of 10,245 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's payroll tax liability. On January 31, 2023, the reporting person filed a Form 4 erroneously reporting that 2,640 vesting shares were withheld. The correct number of vesting shares withheld was 2,494. This amendment is being filed to correct the number of shares so withheld. In addition, as a result of the error described above, 146 shares were omitted from Table I, Column 5 in the Forms 4 filed by the reporting person on February 17, 2023, and March 10, 2023.

F2 · balance_after: This amount includes 31,464 shares of restricted common stock which vest over time, which were previously reported.

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January 27, 2023 Filed Apr 7, 2023 21:00 UTC Amendment
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 1,848 $19.29 $35,647.92
Disclosure

SEC source: 0001415889-23-006363 · form4a-04072023_050403.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,460

F1 · shares: On January 28, 2023, a total of 7,594 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's payroll tax liability. On January 31, 2023, the reporting person filed a Form 4 erroneously reporting that 1,977 vesting shares were withheld. The correct number of vesting shares withheld was 1,848. This amendment is being filed to correct the number of shares so withheld. In addition, as a result of the error described above, 129 shares were omitted from Table I, Column 5 in the Forms 4 filed by the reporting person on February 17, 2023, March 1, 2023, and March 14, 2023.

F2 · balance_after: This amount includes 16,403 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 27, 2023 Filed Apr 7, 2023 21:00 UTC Amendment
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,307 $19.29 $25,212.03
Disclosure

SEC source: 0001415889-23-006362 · form4a-04072023_050401.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,862

F1 · shares: On January 27, 2023, a total of 5,124 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's payroll tax liability. On January 31, 2023, the reporting person filed a Form 4 erroneously reporting that 1,399 vesting shares were withheld. The correct number of vesting shares withheld was 1,307. This amendment is being filed to correct the number of shares so withheld. In addition, as a result of the error described above, 92 shares were omitted from Table I, Column 5 in the Form 4 filed by the reporting person on February 17, 2023.

F2 · balance_after: This amount includes 14,316 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
Tax withholdingCommon Stock 4,449 $18.52 $82,395.48
Disclosure

SEC source: 0001415889-23-000898 · form4-01122023_050118.xml · nonDerivative · entry 2

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,575

F3 · shares: On January 10, 2023, the Reporting Person instructed the Issuer to withhold 4,449 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes 46,296 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
GrantCommon Stock 17,336 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000898 · form4-01122023_050118.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,024

F1 · shares: Effective as of January 10, 2023, the Issuer issued 17,336 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated October 1, 2020, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes 46,296 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 15,677 $18.52 $290,338.04
Disclosure

SEC source: 0001415889-23-000899 · form4-01122023_050123.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,055

F3 · shares: On January 10, 2023, the Reporting Person instructed the Issuer to withhold 15,677 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes 50,793 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 56,408 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000899 · form4-01122023_050123.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,732

F1 · shares: On January 10, 2023, the Issuer issued 56,408 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 24, 2020, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes 50,793 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 4,208 $18.52 $77,932.16
Disclosure

SEC source: 0001415889-23-000896 · form4-01122023_050111.xml · nonDerivative · entry 2

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,266

F3 · shares: On January 10, 2023, the Reporting Person instructed the Issuer to withhold 4,208 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes 41,709 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2023 Filed Jan 12, 2023 22:30 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 16,335 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000896 · form4-01122023_050111.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,474

F1 · shares: On January 10, 2023, the Issuer issued 16,335 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 24, 2020, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2019.

F2 · balance_after: This amount includes 41,709 shares of restricted common stock which vest over time, which were previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.