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CTO

CTO Realty Growth, Inc.

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5116
SEC CIK
0000023795
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476

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2024 Filed Oct 2, 2024 22:00 UTC GrantCommon Stock 1,040 $19.22 $19,992.44
Disclosure

SEC source: 0001415889-24-024483 · form4-10022024_061004.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,461

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.22350.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:00 UTC GrantCommon Stock 650 $19.22 $12,495.28
Disclosure

SEC source: 0001415889-24-024482 · form4-10022024_061001.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,405

F1 · price: These shares were issued to the Reporting Person in lieu of her 3rd quarter 2024 board retainer fee of $12,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $19.22350.

F2 · balance_after: This amount includes 139.315 shares acquired through the Issuer's dividend reinvestment plan since July 2, 2024 (the date of the Reporting Person's prior Form 4 filing).

Read SEC document
September 09, 2024 Filed Sep 11, 2024 22:00 UTC SaleCommon Stock 750 $19.45 $14,587.50
Disclosure

SEC source: 0001415889-24-023244 · form4-09112024_060901.xml · nonDerivative · entry 2

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Reporting Person as UGTMA custodian for son

Disclosed balance after: 0

Read SEC document
September 09, 2024 Filed Sep 11, 2024 22:00 UTC SaleCommon Stock 2,250 $19.46 $43,773.75
Disclosure

SEC source: 0001415889-24-023244 · form4-09112024_060901.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Reporting Person as UGTMA custodian for son

Disclosed balance after: 750

Read SEC document
August 29, 2024 Filed Aug 30, 2024 21:30 UTC SaleCommon Stock 1,500 $19.19 $28,785.00
Disclosure

SEC source: 0001415889-24-022642 · form4-08302024_050801.xml · nonDerivative · entry 3

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Reporting Person as UGTMA custodian for daughter

Disclosed balance after: 0

Read SEC document
August 29, 2024 Filed Aug 30, 2024 21:30 UTC SaleCommon Stock 500 $19.19 $9,592.50
Disclosure

SEC source: 0001415889-24-022642 · form4-08302024_050801.xml · nonDerivative · entry 2

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Reporting Person as UGTMA custodian for daughter

Disclosed balance after: 1,500

Read SEC document
August 29, 2024 Filed Aug 30, 2024 21:30 UTC SaleCommon Stock 1,000 $19.20 $19,195.00
Disclosure

SEC source: 0001415889-24-022642 · form4-08302024_050801.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Reporting Person as UGTMA custodian for daughter

Disclosed balance after: 2,000

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Stock 1,192 $17.56 $20,926.16
Disclosure

SEC source: 0001415889-24-018973 · form4-07022024_050716.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,988

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.55550.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Stock 1,139 $17.56 $19,995.71
Disclosure

SEC source: 0001415889-24-018972 · form4-07022024_050714.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,421

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.55550.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Stock 925 $17.56 $16,238.84
Disclosure

SEC source: 0001415889-24-018971 · form4-07022024_050712.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,603

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $3,750 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.55550.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Stock 1,085 $17.56 $19,047.72
Disclosure

SEC source: 0001415889-24-018970 · form4-07022024_050711.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,020

F1 · price: These shares were issued to the Reporting Person in lieu of his 2nd quarter 2024 board retainer fee of $12,500 and committee retainer fees of $6,562.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.55550.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:30 UTC GrantCommon Stock 712 $17.56 $12,499.52
Disclosure

SEC source: 0001415889-24-018969 · form4-07022024_050703.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,616

F1 · price: These shares were issued to the Reporting Person in lieu of her 2nd quarter 2024 board retainer fee of $12,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.55550.

F2 · balance_after: This amount includes 148.514 shares acquired through the Issuer's dividend reinvestment plan since April 3, 2024 (the date of the Reporting Person's prior Form 4 filing).

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:30 UTC GrantCommon Stock 741 $16.86 $12,495.11
Disclosure

SEC source: 0001415889-24-010098 · form4-04032024_050410.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,756

F1 · price: These shares were issued to the Reporting Person in lieu of her 1st quarter 2024 board retainer fee of $12,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.8625.

F2 · balance_after: This amount includes 149.684 shares acquired through the Issuer's dividend reinvestment plan since February 16, 2024 (the date of the Reporting Person's prior Form 4 filing).

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:30 UTC GrantCommon Stock 1,130 $16.86 $19,054.63
Disclosure

SEC source: 0001415889-24-010097 · form4-04032024_050408.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,935

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2024 board retainer fee of $12,500 and committee retainer fees of $6,562.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.8625.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:30 UTC GrantCommon Stock 1,186 $16.86 $19,998.93
Disclosure

SEC source: 0001415889-24-010095 · form4-04032024_050403.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,282

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2024 board retainer fee of $12,500 and committee retainer fees of $7,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.8625.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:30 UTC GrantCommon Stock 963 $16.86 $16,238.59
Disclosure

SEC source: 0001415889-24-010096 · form4-04032024_050406.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,678

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2024 board retainer fee of $12,500 and committee retainer fees of $3,750 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.8625.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:30 UTC GrantCommon Stock 1,241 $16.86 $20,926.36
Disclosure

SEC source: 0001415889-24-010094 · form4-04032024_050401.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,796

F1 · price: These shares were issued to the Reporting Person in lieu of his 1st quarter 2024 board retainer fee of $12,500 and committee retainer fees of $8,437.50 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.8625.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:30 UTC GrantCommon Stock 3,740 $16.71 $62,491.66
Disclosure

SEC source: 0001415889-24-004179 · form4-02162024_050220.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,805

F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2024, or $16.709000.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:30 UTC GrantCommon Stock 3,740 $16.71 $62,491.66
Disclosure

SEC source: 0001415889-24-004178 · form4-02162024_050215.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,865

F1 · price: These shares were issued to the Reporting Person as her $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2024, or $16.709000.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:30 UTC GrantCommon Stock 3,740 $16.71 $62,491.66
Disclosure

SEC source: 0001415889-24-004177 · form4-02162024_050208.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,715

F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2024, or $16.709000.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:30 UTC GrantCommon Stock 3,740 $16.71 $62,491.66
Disclosure

SEC source: 0001415889-24-004176 · form4-02162024_050203.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,555

F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2024, or $16.709000.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:30 UTC GrantCommon Stock 3,740 $16.71 $62,491.66
Disclosure

SEC source: 0001415889-24-004175 · form4-02162024_050201.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,096

F1 · price: These shares were issued to the Reporting Person as his $62,500 "Annual Award" pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 14, 2024). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of February 9, 2024, or or $16.709000.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:25 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 10,899 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004173 · form4-02162024_050215.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,668

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2024, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 10,899 restricted shares reported above, as well as 20,193 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:25 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
GrantCommon Stock 6,883 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004172 · form4-02162024_050208.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,974

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2024, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 6,883 restricted shares reported above, as well as 14,552 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:25 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
GrantCommon Stock 14,532 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004171 · form4-02162024_050206.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,802

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2024, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 14,532 restricted shares reported above, as well as 32,628 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:25 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 14,532 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004170 · form4-02162024_050203.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,543

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2024, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 14,532 restricted shares reported above, as well as 32,628 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:25 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 29,525 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004169 · form4-02162024_050201.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,042

F1 · shares: Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2024, provided that the reporting person is an employee of the Issuer on those dates.

F2 · balance_after: This amount includes the 29,525 restricted shares reported above, as well as 24,767 additional shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:05 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 3,786 $16.84 $63,756.24
Disclosure

SEC source: 0001415889-24-001973 · form4-01302024_040114.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,769

F1 · shares: On January 26, 2024, a total of 9,623 shares of restricted common stock of the Issuer previously awarded to the Reporting Person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the Reporting Person's tax liability.

F2 · balance_after: This amount includes 20,193 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:05 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,412 $16.84 $23,778.08
Disclosure

SEC source: 0001415889-24-001972 · form4-01302024_040108.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,091

F1 · shares: On January 26, 2024, a total of 5,542 shares of restricted common stock of the Issuer previously awarded to the Reporting Person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the Reporting Person's tax liability.

F2 · balance_after: This amount includes 14,552 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:05 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 2,801 $16.84 $47,168.84
Disclosure

SEC source: 0001415889-24-001971 · form4-01302024_040105.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,011

F1 · shares: On January 26, 2024, a total of 11,506, shares of restricted common stock of the Issuer previously awarded to the Reporting Person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the Reporting Person's tax liability.

F2 · balance_after: This amount includes 32,628 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:05 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
Tax withholdingCommon Stock 4,527 $16.84 $76,234.68
Disclosure

SEC source: 0001415889-24-001970 · form4-01302024_040106.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,270

F1 · shares: On January 26, 2024, a total of 11,506 shares of restricted common stock of the Issuer previously awarded to the Reporting Person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the Reporting Person's tax liability.

F2 · balance_after: This amount includes 32,628 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:05 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 10,227 $16.84 $172,222.68
Disclosure

SEC source: 0001415889-24-001969 · form4-01302024_040101.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,517

F1 · shares: On January 26, 2024, a total of 25,992 shares of restricted common stock of the Issuer previously awarded to the Reporting Person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the Reporting Person's tax liability.

F2 · balance_after: This amount includes 24,767 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Albright John PDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 25,674 $17.08 $438,511.92
Disclosure

SEC source: 0001415889-24-001037 · form4-01122024_040101.xml · nonDerivative · entry 2

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,744

F3 · shares: On January 10, 2024, the Reporting Person instructed the Issuer to withhold 25,674 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes 50,759 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Albright John PDirector · PRESIDENT & CEO
GrantCommon Stock 64,166 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001037 · form4-01122024_040101.xml · nonDerivative · entry 1

Albright John P · CIK 0001392476 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,418

F1 · shares: On January 10, 2024, the Issuer issued 64,166 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 10, 2021, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2020.

F2 · balance_after: This amount includes 50,759 shares of restricted common stock which vest over time, which were previously reported.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 2,308 $17.08 $39,420.64
Disclosure

SEC source: 0001415889-24-001041 · form4-01122024_040124.xml · nonDerivative · entry 2

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,503

F3 · shares: On January 10, 2024, the Reporting Person instructed the Issuer to withhold 2,308 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes 20,094 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Vorakoun LisaVP & CHIEF ACCOUNTING OFFICER
GrantCommon Stock 5,171 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001041 · form4-01122024_040124.xml · nonDerivative · entry 1

Vorakoun Lisa · CIK 0001925075 · VP & CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,811

F1 · shares: Effective as of January 10, 2024, the Issuer issued 5,171 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 10, 2021, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2020.

F2 · balance_after: This amount includes 20,094 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 5,814 $17.08 $99,303.12
Disclosure

SEC source: 0001415889-24-001040 · form4-01122024_040120.xml · nonDerivative · entry 2

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,812

F3 · shares: On January 10, 2024, the Reporting Person instructed the Issuer to withhold 5,814 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes 44,134 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Greathouse Steven RobertSVP & CHIEF INVESTMENT OFFICER
GrantCommon Stock 22,005 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001040 · form4-01122024_040120.xml · nonDerivative · entry 1

Greathouse Steven Robert · CIK 0001728277 · SVP & CHIEF INVESTMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,626

F1 · shares: Effective as of January 10, 2024, the Issuer issued 22,005 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 10, 2021, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2020.

F2 · balance_after: This amount includes 44,134 shares of restricted common stock which vest over time, which were previously reported.

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January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
Tax withholdingCommon Stock 6,592 $17.08 $112,591.36
Disclosure

SEC source: 0001415889-24-001038 · form4-01122024_040109.xml · nonDerivative · entry 2

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,555

F3 · shares: On January 10, 2024, the Reporting Person instructed the Issuer to withhold 6,592 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes (i) 29,816 shares of restricted common stock which vest over time, which were previously reported, and (ii) 1,712 shares of common stock acquired through the Issuer's dividend reinvestment plan since March 14, 2023 (the date of the Reporting Person's previous Form 4 filing).

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January 10, 2024 Filed Jan 12, 2024 21:30 UTC
Smith Daniel EarlSVP, GEN COUNSEL & CORP SECRET
GrantCommon Stock 15,561 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001038 · form4-01122024_040109.xml · nonDerivative · entry 1

Smith Daniel Earl · CIK 0001623528 · SVP, GEN COUNSEL & CORP SECRET

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,147

F1 · shares: On January 10, 2024, the Issuer issued 15,561 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 10, 2021, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2020.

F2 · balance_after: This amount includes (i) 29,816 shares of restricted common stock which vest over time, which were previously reported, and (ii) 1,712 shares of common stock acquired through the Issuer's dividend reinvestment plan since March 14, 2023 (the date of the Reporting Person's previous Form 4 filing).

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January 10, 2024 Filed Jan 12, 2024 21:30 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
Tax withholdingCommon Stock 9,115 $17.08 $155,684.20
Disclosure

SEC source: 0001415889-24-001039 · form4-01122024_040116.xml · nonDerivative · entry 2

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,797

F3 · shares: On January 10, 2024, the Reporting Person instructed the Issuer to withhold 9,115 of the Issued Shares to satisfy the Reporting Person's payroll tax liability.

F2 · balance_after: This amount includes 44,134 shares of restricted common stock which vest over time, which were previously reported. On March 13, 2023, the reporting person filed a Form 4 (the "Prior Form 4") erroneously reporting that the number of shares included in Table I, Column 5 of the Prior Form 4 included 44,131 shares of restricted common stock which vest over time, which were previously reported. The correct number of shares of restricted common stock which vest over time, which were previously reported, included in Table I, Column 5 of the Prior Form 4 was 44,134.

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January 10, 2024 Filed Jan 12, 2024 21:30 UTC
PARTRIDGE MATTHEW MORRISSR. VP, CFO & TREASURER
GrantCommon Stock 22,005 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001039 · form4-01122024_040116.xml · nonDerivative · entry 1

PARTRIDGE MATTHEW MORRIS · CIK 0001663789 · SR. VP, CFO & TREASURER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,912

F1 · shares: On January 10, 2024, the Issuer issued 22,005 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated February 10, 2021, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2020.

F2 · balance_after: This amount includes 44,134 shares of restricted common stock which vest over time, which were previously reported. On March 13, 2023, the reporting person filed a Form 4 (the "Prior Form 4") erroneously reporting that the number of shares included in Table I, Column 5 of the Prior Form 4 included 44,131 shares of restricted common stock which vest over time, which were previously reported. The correct number of shares of restricted common stock which vest over time, which were previously reported, included in Table I, Column 5 of the Prior Form 4 was 44,134.

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January 02, 2024 Filed Jan 4, 2024 21:30 UTC GrantCommon Stock 830 $17.30 $14,359.00
Disclosure

SEC source: 0001415889-24-000607 · form4-01042024_040108.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,065

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2023 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.30000.

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January 02, 2024 Filed Jan 4, 2024 21:30 UTC GrantCommon Stock 867 $17.30 $14,999.10
Disclosure

SEC source: 0001415889-24-000605 · form4-01042024_040104.xml · nonDerivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,356

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.30000.

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January 02, 2024 Filed Jan 4, 2024 21:30 UTC GrantCommon Stock 722 $17.30 $12,490.60
Disclosure

SEC source: 0001415889-24-000606 · form4-01042024_040106.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,975

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2023 board retainer fee of $10,000 and committee retainer fees of $2,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.30000.

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January 02, 2024 Filed Jan 4, 2024 21:30 UTC GrantCommon Stock 578 $17.30 $9,999.40
Disclosure

SEC source: 0001415889-24-000604 · form4-01042024_040101.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,125

F1 · price: These shares were issued to the Reporting Person in lieu of her 4th quarter 2023 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.30000.

F2 · balance_after: This amount includes 140.760 shares acquired through the Issuer's dividend reinvestment plan since October 2, 2023 (the date of the Reporting Person's prior Form 4 filing).

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January 02, 2024 Filed Jan 12, 2024 21:05 UTC GrantCommon Stock 903 $17.30 $15,621.90
Disclosure

SEC source: 0001415889-24-001026 · form4-01122024_040102.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,815

F1 · price: These shares were issued to the Reporting Person in lieu of his 4th quarter 2023 board retainer fee of $10,000 and committee retainer fees of $5,625 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $17.30000.

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October 02, 2023 Filed Oct 2, 2023 22:30 UTC GrantCommon Stock 599 $16.69 $9,994.32
Disclosure

SEC source: 0001415889-23-013770 · form4-10022023_061012.xml · nonDerivative · entry 1

FRANKLIN LAURA M · CIK 0001165972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,119

F1 · price: These shares were issued to the Reporting Person in lieu of her 3rd quarter 2023 board retainer fee of $10,000 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.68500.

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October 02, 2023 Filed Oct 2, 2023 22:30 UTC GrantCommon Stock 861 $16.69 $14,365.79
Disclosure

SEC source: 0001415889-23-013771 · form4-10022023_061016.xml · nonDerivative · entry 1

Gable Robert Blakeslee · CIK 0001757398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,235

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $4,375 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.68500.

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October 02, 2023 Filed Oct 2, 2023 22:30 UTC GrantCommon Stock 749 $16.69 $12,497.07
Disclosure

SEC source: 0001415889-23-013769 · form4-10022023_061007.xml · nonDerivative · entry 1

Drew Christopher J · CIK 0001908010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,253

F1 · price: These shares were issued to the Reporting Person in lieu of his 3rd quarter 2023 board retainer fee of $10,000 and committee retainer fees of $2,500 pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy") adopted by the Issuer's board of directors on February 27, 2019 (last amended February 10, 2021). Pursuant to the Policy, the share price utilized to calculate the number of shares issued was the 20-day trailing average closing price as of the last day of the quarter, or $16.68500.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.