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CSW

CSW INDUSTRIALS, INC.

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Tapewire entity
3917
SEC CIK
0001624794
Parsed reports
426

Last 12 months

Inside the activity.

1 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202602
Mar 202611
Apr 202603
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 18:40 UTC
Sullivan DonSVP & GM, Ind. Products
Tax withholdingCommon Stock 1,300 $53.32 $69,316.00
Disclosure

SEC source: 0001593968-18-001304 · primary_01.xml · nonDerivative · entry 2

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,870

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:40 UTC
Sullivan DonSVP & GM, Ind. Products
GrantCommon Stock 2,606 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001304 · primary_01.xml · nonDerivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,170

F1 · security: RSA with 3 Year Annual vesting schedule

F2 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:39 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001303 · primary_01.xml · nonDerivative · entry 1

LIVINGSTONE LINDA A. · CIK 0001652531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,037

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 19:49 UTC
Armes Joseph BDirector · Chairman, President & CEO
GiftCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001124 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,967

F1 · shares: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
July 15, 2018 Filed Jul 17, 2018 20:53 UTC
Armes Joseph BDirector · Chairman, President & CEO
Tax withholdingCommon Stock 530 $52.90 $28,037.00
Disclosure

SEC source: 0001593968-18-001061 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,910

Read SEC document
July 06, 2018 Filed Jul 9, 2018 23:11 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 4,250 $53.80 $228,650.00
Disclosure

SEC source: 0001593968-18-001030 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,440

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 09, 2018 Filed Jun 11, 2018 12:34 UTC Tax withholdingCommon Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000887 · primary_01.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,702

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:18 UTC
Alverson LukeSVP, GC & Secretary
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000855 · primary_01.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930

F1 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
April 17, 2018 Filed Apr 17, 2018 21:03 UTC
Armes Joseph BDirector · Chairman & CEO
SaleCommon Stock 4,250 $45.29 $192,482.50
Disclosure

SEC source: 0001593968-18-000680 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,689

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.125 to $45.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 17:08 UTC
Armes Joseph BDirector · Chairman & CEO
Exercise / conversionPerformance Rights · Derivative 11,363 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000679 · primary_01.xml · derivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,320

Underlying: Common Stock · 11,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 100% during a three-year performance cycle beginning on October 1, 2015 and ending on March 31, 2018 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 100% during a three-year performance cycle beginning on October 1, 2015 and ending on March 31, 2018 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 100% during a three-year performance cycle beginning on October 1, 2015 and ending on March 31, 2018 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 17:08 UTC
Armes Joseph BDirector · Chairman & CEO
Tax withholdingCommon Stock 2,094 $44.90 $94,020.60
Disclosure

SEC source: 0001593968-18-000679 · primary_01.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,507

Read SEC document
April 13, 2018 Filed Apr 17, 2018 17:08 UTC
Armes Joseph BDirector · Chairman & CEO
Exercise / conversionCommon Stock 7,954 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000679 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 14:33 UTC
Alverson LukeSVP, GC & Secretary
GrantPerformance Rights · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000667 · primary_01.xml · derivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,951

Underlying: Common Stock · 2,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 14:28 UTC
Armes Joseph BDirector · Chairman & CEO
GrantPerformance Rights · Derivative 15,554 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000664 · primary_01.xml · derivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,683

Underlying: Common Stock · 15,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 10:27 UTC GrantPerformance Rights · Derivative 4,433 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000663 · primary_01.xml · derivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

Underlying: Common Stock · 4,433 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 14:32 UTC
Sullivan DonSVP & GM, Ind. Products
GrantPerformance Rights · Derivative 2,147 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000666 · primary_01.xml · derivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,628

Underlying: Common Stock · 2,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 14:31 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
GrantPerformance Rights · Derivative 3,207 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000665 · primary_01.xml · derivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,458

Underlying: Common Stock · 3,207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2018 and ending on March 31, 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 19:18 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000461 · primary_01.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
February 12, 2018 Filed Feb 13, 2018 21:03 UTC
Armes Joseph BDirector · Chairman & CEO
SaleCommon Stock 4,250 $45.89 $195,032.50
Disclosure

SEC source: 0001593968-18-000341 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,079

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 to $46.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 14:11 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Tax withholdingCommon Stock 206 $45.90 $9,455.40
Disclosure

SEC source: 0001593968-18-000116 · primary_01.xml · nonDerivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,304

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
December 29, 2017 Filed Jan 2, 2018 16:03 UTC
Armes Joseph BDirector · Chairman & CEO
Tax withholdingCommon Stock 7,989 $45.95 $367,094.55
Disclosure

SEC source: 0001593968-18-000001 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,897

Read SEC document
November 29, 2017 Filed Nov 29, 2017 16:36 UTC
Armes Joseph BDirector · Chairman & CEO
GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001275 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,886

F1 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 10:08 UTC GrantCommon Stock 1,691 $44.35 $74,995.85
Disclosure

SEC source: 0001593968-17-001074 · primary_01.xml · nonDerivative · entry 1

QUINN WILLIAM F · CIK 0001035219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,832

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 10:11 UTC GrantCommon Stock 1,691 $44.35 $74,995.85
Disclosure

SEC source: 0001593968-17-001075 · primary_01.xml · nonDerivative · entry 1

Sweezey Jay Kent · CIK 0001691674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:04 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 212 $44.35 $9,402.20
Disclosure

SEC source: 0001593968-17-001078 · primary_01.xml · nonDerivative · entry 2

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:04 UTC
Alverson LukeSVP, GC & Secretary
GrantCommon Stock 2,957 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001078 · primary_01.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,962

F1 · security: RSA with 3 Year Annual vesting schedule

F2 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:01 UTC
Armes Joseph BDirector · Chairman & CEO
Tax withholdingCommon Stock 6,185 $44.35 $274,304.75
Disclosure

SEC source: 0001593968-17-001077 · primary_01.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,086

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:01 UTC
Armes Joseph BDirector · Chairman & CEO
GrantCommon Stock 18,046 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001077 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,271

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 10:05 UTC GrantCommon Stock 1,691 $44.35 $74,995.85
Disclosure

SEC source: 0001593968-17-001072 · primary_01.xml · nonDerivative · entry 1

Swartz Robert M · CIK 0001413221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,443

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 14:02 UTC GrantCommon Stock 1,691 $44.35 $74,995.85
Disclosure

SEC source: 0001593968-17-001071 · primary_01.xml · nonDerivative · entry 1

GAMBRELL MICHAEL R · CIK 0001277031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,442

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 15:06 UTC Tax withholdingCommon Stock 561 $44.35 $24,880.35
Disclosure

SEC source: 0001593968-17-001080 · primary_01.xml · nonDerivative · entry 2

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,945

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
October 01, 2017 Filed Oct 2, 2017 15:06 UTC GrantCommon Stock 5,156 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001080 · primary_01.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,506

F1 · security: RSA with 3 Year Annual vesting schedule

F2 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 14:06 UTC GrantCommon Stock 1,691 $44.35 $74,995.85
Disclosure

SEC source: 0001593968-17-001073 · primary_01.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first annual anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:08 UTC
MUDD CHRISTOPHER JPresident and COO
Tax withholdingCommon Stock 1,210 $44.35 $53,663.50
Disclosure

SEC source: 0001593968-17-001082 · primary_01.xml · nonDerivative · entry 2

MUDD CHRISTOPHER J · CIK 0001630422 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,304

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:08 UTC
MUDD CHRISTOPHER JPresident and COO
GrantCommon Stock 5,854 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001082 · primary_01.xml · nonDerivative · entry 1

MUDD CHRISTOPHER J · CIK 0001630422 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,514

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2017 Filed Oct 2, 2017 19:07 UTC
Sullivan DonSVP & GM, Ind. Products
Tax withholdingCommon Stock 472 $44.35 $20,933.20
Disclosure

SEC source: 0001593968-17-001081 · primary_01.xml · nonDerivative · entry 2

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,564

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October 01, 2017 Filed Oct 2, 2017 19:07 UTC
Sullivan DonSVP & GM, Ind. Products
GrantCommon Stock 5,086 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001081 · primary_01.xml · nonDerivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,036

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

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October 01, 2017 Filed Oct 2, 2017 19:05 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Tax withholdingCommon Stock 200 $44.35 $8,870.00
Disclosure

SEC source: 0001593968-17-001079 · primary_01.xml · nonDerivative · entry 2

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,510

F1 · security: RSA with 3 Year Annual vesting schedule

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October 01, 2017 Filed Oct 2, 2017 19:05 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
GrantCommon Stock 1,837 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001079 · primary_01.xml · nonDerivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710

F1 · security: RSA with 3 Year Annual vesting schedule

F2 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

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October 01, 2017 Filed Oct 2, 2017 14:12 UTC GrantCommon Stock 1,691 $44.35 $74,995.85
Disclosure

SEC source: 0001593968-17-001076 · primary_01.xml · nonDerivative · entry 1

LIVINGSTONE LINDA A. · CIK 0001652531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,442

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

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August 15, 2017 Filed Aug 16, 2017 15:41 UTC
Armes Joseph BDirector · Chairman & CEO
GiftCommon Stock 2,311 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000994 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,225

F1 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund.

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July 14, 2017 Filed Jul 14, 2017 20:20 UTC
Armes Joseph BDirector · Chairman & CEO
Tax withholdingCommon Stock 385 $39.55 $15,226.75
Disclosure

SEC source: 0001593968-17-000933 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,536

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June 09, 2017 Filed Jun 12, 2017 11:24 UTC Tax withholdingCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000777 · primary_01.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,350

F1 · security: RSA with 3 Year Annual vesting schedule

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April 05, 2017 Filed Apr 5, 2017 22:23 UTC
Alverson LukeSVP, GC & Secretary
GrantPerformance Rights · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000584 · primary_01.xml · derivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,201

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 05, 2017 Filed Apr 5, 2017 22:19 UTC
Armes Joseph BDirector · Chairman & CEO
GrantPerformance Rights · Derivative 19,359 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000582 · primary_01.xml · derivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,129

Underlying: Common Stock · 19,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 05, 2017 Filed Apr 5, 2017 18:17 UTC GrantPerformance Rights · Derivative 5,531 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000581 · primary_01.xml · derivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,492

Underlying: Common Stock · 5,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 05, 2017 Filed Apr 5, 2017 22:22 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
GrantPerformance Rights · Derivative 1,970 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000583 · primary_01.xml · derivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,251

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 05, 2017 Filed Apr 5, 2017 22:15 UTC
MUDD CHRISTOPHER JPresident and COO
GrantPerformance Rights · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000579 · primary_01.xml · derivative · entry 1

MUDD CHRISTOPHER J · CIK 0001630422 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,696

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 05, 2017 Filed Apr 5, 2017 22:16 UTC
Sullivan DonSVP & GM, Ind. Products
GrantPerformance Rights · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000580 · primary_01.xml · derivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,481

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2017 and ending on March 31, 2020 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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February 28, 2017 Filed Mar 1, 2017 23:00 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 573 $37.10 $21,258.30
Disclosure

SEC source: 0001593968-17-000367 · primary_01.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.