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CSW

CSW INDUSTRIALS, INC.

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Tapewire entity
3917
SEC CIK
0001624794
Parsed reports
426

Last 12 months

Inside the activity.

1 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202602
Mar 202611
Apr 202603
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2019 Filed Aug 16, 2019 21:32 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 10,000 $69.04 $690,400.00
Disclosure

SEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 5

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,978

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:32 UTC
Armes Joseph BDirector · Chairman, President & CEO
GiftCommon Stock 3,162 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,978

F5 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:32 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,726 $70.08 $191,038.08
Disclosure

SEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,140

F1 · kind: Within the transactions reported, a total of 5,000 shares were effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.98 to $70.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:32 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 4,474 $69.42 $310,585.08
Disclosure

SEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,866

F1 · kind: Within the transactions reported, a total of 5,000 shares were effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.93 to $69.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:32 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 7,800 $68.15 $531,570.00
Disclosure

SEC source: 0001624794-19-000045 · wf-form4_156599113636011.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,340

F1 · kind: Within the transactions reported, a total of 5,000 shares were effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.77 to $68.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 11:11 UTC GrantCommon Stock 17.715 $66.14 $1,171.67
Disclosure

SEC source: 0001624794-19-000028 · wf-form4_156043869320418.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,243.715

F1 · shares: Reflects an automatic dividend reinvestment on the Reporting Person's directly owned common stock.

Read SEC document
June 09, 2019 Filed Jun 11, 2019 14:04 UTC Tax withholdingCommon Stock 391 $65.81 $25,731.71
Disclosure

SEC source: 0001624794-19-000027 · wf-form4_156027627497229.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,226

Read SEC document
May 28, 2019 Filed May 28, 2019 21:38 UTC
Armes Joseph BDirector · Chairman, President & CEO
GiftCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000023 · wf-form4_155907950992300.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,140

F1 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
May 24, 2019 Filed May 28, 2019 21:38 UTC
Alverson LukeSVP, GC & Secretary
GiftCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000022 · wf-form4_155907948378215.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,909

F1 · acquired: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:01 UTC
Alverson LukeSVP, GC & Secretary
Exercise / conversionPerformance Rights · Derivative 2,201 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000014 · wf-form4_155501648531023.xml · derivative · entry 3

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322

Underlying: Common Stock · 2,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · balance_after: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020, 2021, and 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:01 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 775 $57.68 $44,702.00
Disclosure

SEC source: 0001624794-19-000014 · wf-form4_155501648531023.xml · nonDerivative · entry 2

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,224

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:01 UTC
Alverson LukeSVP, GC & Secretary
Exercise / conversionCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000014 · wf-form4_155501648531023.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:03 UTC
Sullivan DonSVP & GM, Ind. Products
Exercise / conversionPerformance Rights · Derivative 2,481 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000016 · wf-form4_155501656712000.xml · derivative · entry 3

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

Underlying: Common Stock · 2,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · balance_after: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020, 2021, and 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:03 UTC
Sullivan DonSVP & GM, Ind. Products
Tax withholdingCommon Stock 923 $57.68 $53,238.64
Disclosure

SEC source: 0001624794-19-000016 · wf-form4_155501656712000.xml · nonDerivative · entry 2

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,304

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:03 UTC
Sullivan DonSVP & GM, Ind. Products
Exercise / conversionCommon Stock 2,357 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000016 · wf-form4_155501656712000.xml · nonDerivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:02 UTC
Armes Joseph BDirector · Chairman, President & CEO
Exercise / conversionPerformance Rights · Derivative 22,407 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000015 · wf-form4_155501652375029.xml · derivative · entry 4

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,286

Underlying: Common Stock · 22,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · balance_after: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020, 2021, and 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:02 UTC
Armes Joseph BDirector · Chairman, President & CEO
Tax withholdingCommon Stock 8,378 $57.68 $483,243.04
Disclosure

SEC source: 0001624794-19-000015 · wf-form4_155501652375029.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,254

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:02 UTC
Armes Joseph BDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 21,287 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000015 · wf-form4_155501652375029.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 17:00 UTC Exercise / conversionPerformance Rights · Derivative 5,961 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000012 · wf-form4_155501640343090.xml · derivative · entry 3

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,474

Underlying: Common Stock · 5,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · balance_after: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020, 2021, and 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 17:00 UTC Tax withholdingCommon Stock 2,225 $57.68 $128,338.00
Disclosure

SEC source: 0001624794-19-000012 · wf-form4_155501640343090.xml · nonDerivative · entry 2

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,617

Read SEC document
April 10, 2019 Filed Apr 11, 2019 17:00 UTC Exercise / conversionCommon Stock 5,663 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000012 · wf-form4_155501640343090.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:01 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Exercise / conversionPerformance Rights · Derivative 2,281 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000013 · wf-form4_155501644742789.xml · derivative · entry 3

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 2,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 100% during a three-year performance cycle ending on each of March 31, 2019 based on the issuer's relative total shareholder return in comparison to a pre-selected peer group. The performance rights vested at 95% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · balance_after: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020, 2021, and 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:01 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Tax withholdingCommon Stock 826 $57.68 $47,643.68
Disclosure

SEC source: 0001624794-19-000013 · wf-form4_155501644742789.xml · nonDerivative · entry 2

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,176

Read SEC document
April 10, 2019 Filed Apr 11, 2019 21:01 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Exercise / conversionCommon Stock 2,167 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000013 · wf-form4_155501644742789.xml · nonDerivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 21:30 UTC
Alverson LukeSVP, GC & Secretary
GrantPerformance Rights · Derivative 2,572 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000009 · wf-form4_155432701815805.xml · derivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,523

Underlying: Common Stock · 2,572 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 21:01 UTC
Armes Joseph BDirector · Chairman, President & CEO
GrantPerformance Rights · Derivative 13,373 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000007 · wf-form4_155432528727431.xml · derivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,693

Underlying: Common Stock · 13,373 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 17:29 UTC GrantPerformance Rights · Derivative 4,510 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000008 · wf-form4_155432694289628.xml · derivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,435

Underlying: Common Stock · 4,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 03, 2019 Filed Apr 3, 2019 21:32 UTC
Sullivan DonSVP & GM, Ind. Products
GrantPerformance Rights · Derivative 3,006 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000011 · wf-form4_155432715387570.xml · derivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,634

Underlying: Common Stock · 3,006 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 03, 2019 Filed Apr 3, 2019 21:31 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
GrantPerformance Rights · Derivative 2,848 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000010 · wf-form4_155432708699016.xml · derivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,306

Underlying: Common Stock · 2,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2019 and ending on March 31, 2022 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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April 01, 2019 Filed Apr 3, 2019 21:01 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 5,000 $57.47 $287,350.00
Disclosure

SEC source: 0001624794-19-000007 · wf-form4_155432528727431.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,345

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.10 to $57.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 28, 2019 Filed Mar 4, 2019 19:47 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000606 · primary_01.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,433

F1 · security: RSA with 3 Year Annual vesting schedule

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February 15, 2019 Filed Feb 19, 2019 11:01 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 5,000 $56.07 $280,350.00
Disclosure

SEC source: 0001593968-19-000479 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,345

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.75 to $56.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 04, 2019 Filed Jan 7, 2019 16:06 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Tax withholdingCommon Stock 187 $48.69 $9,105.03
Disclosure

SEC source: 0001593968-19-000115 · primary_01.xml · nonDerivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,835

Read SEC document
December 06, 2018 Filed Dec 6, 2018 18:27 UTC PurchaseCommon Stock 1,001 $50.86 $50,910.86
Disclosure

SEC source: 0001593968-18-001558 · primary_01.xml · nonDerivative · entry 1

Swartz Robert M · CIK 0001413221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,038

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November 21, 2018 Filed Nov 26, 2018 23:20 UTC
Armes Joseph BDirector · Chairman, President & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001489 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,345

F1 · shares: Represents shares donated by the Reporting Person to a charitable donor advised fund.

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October 08, 2018 Filed Oct 9, 2018 21:59 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 4,250 $52.16 $221,680.00
Disclosure

SEC source: 0001593968-18-001325 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,345

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.85 to $52.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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October 08, 2018 Filed Nov 7, 2018 21:46 UTC Amendment
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 4,250 $52.16 $221,680.00
Disclosure

SEC source: 0001593968-18-001406 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,345

F1 · date: This amended Form 4 is being filed by the reporting person solely for the purpose of including a contextual footnote to the Transaction Code that was not present in the original filing. No other changes to the original filing have been made.

F2 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on December 8, 2017.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.85 to $52.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 14:35 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001301 · primary_01.xml · nonDerivative · entry 1

QUINN WILLIAM F · CIK 0001035219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,427

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

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October 01, 2018 Filed Oct 3, 2018 14:44 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001308 · primary_01.xml · nonDerivative · entry 1

Sweezey Jay Kent · CIK 0001691674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:51 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 1,118 $53.32 $59,611.76
Disclosure

SEC source: 0001593968-18-001312 · primary_01.xml · nonDerivative · entry 2

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,144

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:51 UTC
Alverson LukeSVP, GC & Secretary
GrantCommon Stock 2,332 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001312 · primary_01.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,262

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:49 UTC
Armes Joseph BDirector · Chairman, President & CEO
Tax withholdingCommon Stock 12,610 $53.32 $672,365.20
Disclosure

SEC source: 0001593968-18-001310 · primary_01.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,595

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:49 UTC
Armes Joseph BDirector · Chairman, President & CEO
GrantCommon Stock 19,238 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001310 · primary_01.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,205

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 14:41 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001305 · primary_01.xml · nonDerivative · entry 1

Swartz Robert M · CIK 0001413221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,038

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:43 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001307 · primary_01.xml · nonDerivative · entry 1

GAMBRELL MICHAEL R · CIK 0001277031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,037

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 14:50 UTC Tax withholdingCommon Stock 1,483 $53.32 $79,073.56
Disclosure

SEC source: 0001593968-18-001311 · primary_01.xml · nonDerivative · entry 2

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,179

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
October 01, 2018 Filed Oct 3, 2018 14:50 UTC GrantCommon Stock 3,960 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001311 · primary_01.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,662

F1 · security: RSA with 3 Year Annual vesting schedule

F2 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:47 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001309 · primary_01.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,611

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:42 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Tax withholdingCommon Stock 495 $53.32 $26,393.40
Disclosure

SEC source: 0001593968-18-001306 · primary_01.xml · nonDerivative · entry 2

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,022

F1 · security: RSA with 3 Year Annual vesting schedule

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:42 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
GrantCommon Stock 2,213 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001306 · primary_01.xml · nonDerivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,517

F1 · security: RSA with 3 Year Annual vesting schedule

F2 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.