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CSW

CSW INDUSTRIALS, INC.

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3917
SEC CIK
0001624794
Parsed reports
426

Last 12 months

Inside the activity.

1 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202602
Mar 202611
Apr 202603
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2020 Filed May 22, 2020 18:48 UTC GrantPerformance Rights · Derivative 7,279 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000054 · wf-form4_159017331843293.xml · derivative · entry 1

Perry James E · CIK 0001323684 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,279

Underlying: Common Stock · 7,279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's total shareholder return relative to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's total shareholder return relative to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's total shareholder return relative to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
May 18, 2020 Filed May 19, 2020 14:09 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,500 $65.00 $162,500.00
Disclosure

SEC source: 0001624794-20-000046 · wf-form4_158989732649980.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,075

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

Read SEC document
May 04, 2020 Filed May 4, 2020 16:08 UTC
Alverson LukeSVP, GC & Secretary
GiftCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000041 · wf-form4_158860848552359.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,333

F1 · kind: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 22:08 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,500 $65.03 $162,575.00
Disclosure

SEC source: 0001624794-20-000031 · wf-form4_158698849695414.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,575

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Alverson LukeSVP, GC & Secretary
Exercise / conversionPerformance Rights · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000026 · wf-form4_158621243165371.xml · derivative · entry 4

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,595

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 2,378 $59.34 $141,110.52
Disclosure

SEC source: 0001624794-20-000026 · wf-form4_158621243165371.xml · nonDerivative · entry 2

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,808

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Alverson LukeSVP, GC & Secretary
Exercise / conversionCommon Stock 6,050 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000026 · wf-form4_158621243165371.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:35 UTC
Armes Joseph BDirector · Chairman, President & CEO
Exercise / conversionPerformance Rights · Derivative 19,359 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · derivative · entry 6

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,260

Underlying: Common Stock · 19,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F3 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F3 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:35 UTC
Armes Joseph BDirector · Chairman, President & CEO
GiftCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · nonDerivative · entry 3

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,075

F1 · kind: Represents shares donated by the Reporting Person to a charitable donor advised fund.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:35 UTC
Armes Joseph BDirector · Chairman, President & CEO
Tax withholdingCommon Stock 15,325 $59.34 $909,385.50
Disclosure

SEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,275

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:35 UTC
Armes Joseph BDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 39,024 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 18:35 UTC Exercise / conversionPerformance Rights · Derivative 5,531 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000030 · wf-form4_158621251331955.xml · derivative · entry 4

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,812

Underlying: Common Stock · 5,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 18:35 UTC Tax withholdingCommon Stock 4,401 $59.34 $261,155.34
Disclosure

SEC source: 0001624794-20-000030 · wf-form4_158621251331955.xml · nonDerivative · entry 2

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,727.715

Read SEC document
April 06, 2020 Filed Apr 6, 2020 18:35 UTC Exercise / conversionCommon Stock 11,152 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000030 · wf-form4_158621251331955.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,128.715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Sullivan DonSVP & GM, Ind. Products
Exercise / conversionPerformance Rights · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000028 · wf-form4_158621247246674.xml · derivative · entry 4

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Sullivan DonSVP & GM, Ind. Products
Tax withholdingCommon Stock 2,365 $59.34 $140,339.10
Disclosure

SEC source: 0001624794-20-000028 · wf-form4_158621247246674.xml · nonDerivative · entry 2

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,448

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Sullivan DonSVP & GM, Ind. Products
Exercise / conversionCommon Stock 6,050 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000028 · wf-form4_158621247246674.xml · nonDerivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Exercise / conversionPerformance Rights · Derivative 1,970 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000027 · wf-form4_158621245180205.xml · derivative · entry 4

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571

Underlying: Common Stock · 1,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

F2 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate between 0% and 200% during a three-year performance cycle ending on March 31, 2020 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights, along with accrued dividend equivalent units, vested at 200% of the target award amount and were settled in shares of common stock pursuant to the award agreement terms.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Tax withholdingCommon Stock 1,569 $59.34 $93,104.46
Disclosure

SEC source: 0001624794-20-000027 · wf-form4_158621245180205.xml · nonDerivative · entry 2

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,218

Read SEC document
April 06, 2020 Filed Apr 6, 2020 22:34 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Exercise / conversionCommon Stock 3,974 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000027 · wf-form4_158621245180205.xml · nonDerivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 22:34 UTC
Alverson LukeSVP, GC & Secretary
GrantPerformance Rights · Derivative 2,273 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000026 · wf-form4_158621243165371.xml · derivative · entry 3

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

Underlying: Common Stock · 2,273 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 22:35 UTC
Armes Joseph BDirector · Chairman, President & CEO
GrantPerformance Rights · Derivative 12,333 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000029 · wf-form4_158621249273566.xml · derivative · entry 5

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,619

Underlying: Common Stock · 12,333 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 18:35 UTC GrantPerformance Rights · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000030 · wf-form4_158621251331955.xml · derivative · entry 3

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,343

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 22:34 UTC
Sullivan DonSVP & GM, Ind. Products
GrantPerformance Rights · Derivative 3,945 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000028 · wf-form4_158621247246674.xml · derivative · entry 3

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,098

Underlying: Common Stock · 3,945 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 22:34 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
GrantPerformance Rights · Derivative 2,516 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000027 · wf-form4_158621245180205.xml · derivative · entry 3

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,541

Underlying: Common Stock · 2,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2020 and ending on March 31, 2023 based on the issuer's relative total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

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March 17, 2020 Filed Mar 17, 2020 23:00 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 804 $65.00 $52,260.00
Disclosure

SEC source: 0001624794-20-000025 · wf-form4_158448603003958.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,576

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

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March 16, 2020 Filed Mar 16, 2020 22:40 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 1,696 $65.06 $110,341.76
Disclosure

SEC source: 0001624794-20-000023 · wf-form4_158439842482570.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,380

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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March 12, 2020 Filed Mar 13, 2020 13:15 UTC PurchaseCommon Stock 1,000 $63.82 $63,820.00
Disclosure

SEC source: 0001624794-20-000022 · wf-form4_158410530203905.xml · nonDerivative · entry 1

von Storch Debra · CIK 0001797025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Read SEC document
February 18, 2020 Filed Feb 18, 2020 23:01 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,500 $73.89 $184,725.00
Disclosure

SEC source: 0001624794-20-000020 · wf-form4_158206689320009.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,076

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.44 to $74.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 15, 2020 Filed Jan 15, 2020 22:06 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,500 $78.06 $195,150.00
Disclosure

SEC source: 0001624794-20-000012 · wf-form4_157912599738149.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,576

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.73 to $78.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 02, 2020 Filed Jan 2, 2020 22:45 UTC GrantCommon Stock 825 $0.00 $0.00
Disclosure

SEC source: 0001624794-20-000008 · wf-form4_157800511031747.xml · nonDerivative · entry 1

von Storch Debra · CIK 0001797025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on October 1, 2020.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 23:19 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,500 $77.66 $194,150.00
Disclosure

SEC source: 0001624794-19-000078 · wf-form4_157653834742576.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,076

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.07 to $77.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:11 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,139 $75.18 $160,810.02
Disclosure

SEC source: 0001624794-19-000077 · wf-form4_157411149537180.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,576

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F3 · acquired: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:11 UTC
Armes Joseph BDirector · Chairman, President & CEO
SaleCommon Stock 2,861 $75.74 $216,692.14
Disclosure

SEC source: 0001624794-19-000077 · wf-form4_157411149537180.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,715

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.

F2 · acquired: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.34 to $76.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 17:58 UTC GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000061 · wf-form4_157005346640454.xml · nonDerivative · entry 1

QUINN WILLIAM F · CIK 0001035219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,698

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 17:57 UTC GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000060 · wf-form4_157005344133377.xml · nonDerivative · entry 1

Sweezey Jay Kent · CIK 0001691674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,116

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:00 UTC
Alverson LukeSVP, GC & Secretary
Tax withholdingCommon Stock 958 $66.92 $64,109.36
Disclosure

SEC source: 0001624794-19-000067 · wf-form4_157005362160330.xml · nonDerivative · entry 2

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,136

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:00 UTC
Alverson LukeSVP, GC & Secretary
GrantCommon Stock 2,185 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000067 · wf-form4_157005362160330.xml · nonDerivative · entry 1

Alverson Luke · CIK 0001668461 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,094

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:00 UTC
Armes Joseph BDirector · Chairman, President & CEO
Tax withholdingCommon Stock 7,713 $66.92 $516,153.96
Disclosure

SEC source: 0001624794-19-000066 · wf-form4_157005359518489.xml · nonDerivative · entry 2

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,576

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:00 UTC
Armes Joseph BDirector · Chairman, President & CEO
GrantCommon Stock 15,311 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000066 · wf-form4_157005359518489.xml · nonDerivative · entry 1

Armes Joseph B · CIK 0001413614 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,289

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 17:56 UTC GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000057 · wf-form4_157005336459436.xml · nonDerivative · entry 1

Swartz Robert M · CIK 0001413221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,309

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:59 UTC GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000064 · wf-form4_157005354567265.xml · nonDerivative · entry 1

GAMBRELL MICHAEL R · CIK 0001277031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,308

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 17:57 UTC Tax withholdingCommon Stock 1,986 $66.92 $132,903.12
Disclosure

SEC source: 0001624794-19-000059 · wf-form4_157005341593038.xml · nonDerivative · entry 2

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,976.715

Read SEC document
October 01, 2019 Filed Oct 2, 2019 17:57 UTC GrantCommon Stock 3,719 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000059 · wf-form4_157005341593038.xml · nonDerivative · entry 1

Branning Greggory W · CIK 0001557808 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,962.715

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:58 UTC GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000062 · wf-form4_157005349272248.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:59 UTC GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000065 · wf-form4_157005357080994.xml · nonDerivative · entry 1

LIVINGSTONE LINDA A. · CIK 0001652531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,308

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares cliff vest on the first anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:59 UTC
Sullivan DonSVP & GM, Ind. Products
Tax withholdingCommon Stock 1,332 $66.92 $89,137.44
Disclosure

SEC source: 0001624794-19-000063 · wf-form4_157005351814864.xml · nonDerivative · entry 2

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,763

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:59 UTC
Sullivan DonSVP & GM, Ind. Products
GrantCommon Stock 3,791 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000063 · wf-form4_157005351814864.xml · nonDerivative · entry 1

Sullivan Don · CIK 0001663176 · SVP & GM, Ind. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,095

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:56 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
Tax withholdingCommon Stock 781 $66.92 $52,264.52
Disclosure

SEC source: 0001624794-19-000058 · wf-form4_157005339028742.xml · nonDerivative · entry 2

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,813

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:56 UTC
Foster Craig JamesSVP & GM, Spec. Chem.
GrantCommon Stock 2,418 $0.00 $0.00
Disclosure

SEC source: 0001624794-19-000058 · wf-form4_157005339028742.xml · nonDerivative · entry 1

Foster Craig James · CIK 0001663184 · SVP & GM, Spec. Chem.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,594

F1 · price: Represents shares of restricted common stock granted to the reporting person pursuant to the issuer's Equity and Incentive Compensation Plan. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.