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CARRIAGE SERVICES INC

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5426
SEC CIK
0001016281
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2021 Filed Aug 10, 2021 21:52 UTC
Elliott Paul DonaldSr. VP and Regional Partner
SaleCommon Stock 5,119 $37.05 $189,658.95
Disclosure

SEC source: 0001016281-21-000164 · wf-form4_162863231172363.xml · nonDerivative · entry 3

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,350

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.94 to $37.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:52 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Tax withholdingCommon Stock 13,687 $37.06 $507,240.22
Disclosure

SEC source: 0001016281-21-000164 · wf-form4_162863231172363.xml · nonDerivative · entry 2

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,469

F1 · shares: Represents shares withheld on 8/6/2021 to cover the option price and taxes associated with the exercise of stock options.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:52 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionCommon Stock 18,832 $22.58 $425,226.56
Disclosure

SEC source: 0001016281-21-000164 · wf-form4_162863231172363.xml · nonDerivative · entry 1

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 21:51 UTC Amendment
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 2,100 $38.12 $80,052.00
Disclosure

SEC source: 0001016281-21-000163 · wf-form4a_162863229540391.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,188

F1 · shares: On June 17, 2021, the reporting person mistakenly filed a Form 4 to report a gift transaction that did not in fact occur on June 16, 2021 due to an administrative processing error by the broker. As a result, the reporting person actually beneficially owned 1,260,288 number of shares as of the date of the erroneously filed report. The gift reflected on the prior report was subsequently processed by the broker and actually occurred in separate transactions on August 6, 2021 and August, 9, 2021, respectively. Following the transactions, the reporting person beneficially owned 1,258,188 number of shares as of August 6, 2021, and beneficially owned 1,257,888 shares as of August 9, 2021, respectively. The total amount of total shares gifted for these reported transactions are the same amount as the previously filed erroneous report, which is subsequently being amended.

F2 · shares: The reporting person is filing this amendment to correct the date of the transaction and report the number of shares beneficially owned as of that date.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:35 UTC GrantCommon Stock 505 $36.97 $18,669.85
Disclosure

SEC source: 0001016281-21-000150 · wf-form4_162509250320980.xml · nonDerivative · entry 1

Schenck James Raymond · CIK 0001681479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,546

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2021 for Director Compensation earned during the second quarter.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:23 UTC GrantCommon Stock 957 $36.97 $35,380.29
Disclosure

SEC source: 0001016281-21-000148 · wf-form4_162509178004132.xml · nonDerivative · entry 1

Messac Achille · CIK 0001819907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2021 for Director Compensation earned during the second quarter.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:21 UTC GrantCommon Stock 676 $36.97 $24,991.72
Disclosure

SEC source: 0001016281-21-000146 · wf-form4_162509169426491.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,067

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2021 for Director Compensation earned during the second quarter.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:20 UTC GrantCommon Stock 979 $36.97 $36,193.63
Disclosure

SEC source: 0001016281-21-000144 · wf-form4_162509161229124.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,112

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2021 for Director Compensation earned during the second quarter.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:19 UTC
BRUDNICKI GREG MBoard Advisor
GrantCommon Stock 135 $36.97 $4,990.95
Disclosure

SEC source: 0001016281-21-000142 · wf-form4_162509154841400.xml · nonDerivative · entry 1

BRUDNICKI GREG M · CIK 0001193242 · Board Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,244

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2021 for Director Compensation earned during the second quarter.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:18 UTC GrantCommon Stock 946 $36.97 $34,973.62
Disclosure

SEC source: 0001016281-21-000140 · wf-form4_162509148639261.xml · nonDerivative · entry 1

Meehan Douglas B. · CIK 0001741090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,494

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2021 for Director Compensation earned during the second quarter.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:16 UTC GrantCommon Stock 270 $36.97 $9,981.90
Disclosure

SEC source: 0001016281-21-000138 · wf-form4_162509137916471.xml · nonDerivative · entry 1

Patteson Donald Douglas Jr · CIK 0001353072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,201

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2021 for Director Compensation earned during the second quarter.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 20:28 UTC
Phillips Shawn RSenior Vice President
SaleCommon Stock 2,500 $36.54 $91,350.00
Disclosure

SEC source: 0001016281-21-000136 · wf-form4_162508486851489.xml · nonDerivative · entry 1

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,557

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:34 UTC
Phillips Shawn RSenior Vice President
Exercise / conversionStock Options · Derivative 35,000 $22.58 Strike: $22.58 $790,300.00
Disclosure

SEC source: 0001016281-21-000134 · wf-form4_162456684634546.xml · derivative · entry 6

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 35,000 options were exercised on 6/23/2021. These stock options expire on 02/24/2022.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:34 UTC
Phillips Shawn RSenior Vice President
Exercise / conversionStock Options · Derivative 22,674 $5.94 Strike: $5.94 $134,683.56
Disclosure

SEC source: 0001016281-21-000134 · wf-form4_162456684634546.xml · derivative · entry 5

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,674 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. 22,674 options were exercised on 6/23/2021. These stock options expire on 03/05/2022.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:34 UTC
Phillips Shawn RSenior Vice President
SaleCommon Stock 30,572 $36.48 $1,115,266.56
Disclosure

SEC source: 0001016281-21-000134 · wf-form4_162456684634546.xml · nonDerivative · entry 4

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,057

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:34 UTC
Phillips Shawn RSenior Vice President
Exercise / conversionCommon Stock 35,000 $22.58 $790,300.00
Disclosure

SEC source: 0001016281-21-000134 · wf-form4_162456684634546.xml · nonDerivative · entry 3

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:34 UTC
Phillips Shawn RSenior Vice President
SaleCommon Stock 1,626 $36.48 $59,316.48
Disclosure

SEC source: 0001016281-21-000134 · wf-form4_162456684634546.xml · nonDerivative · entry 2

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,629

Read SEC document
June 23, 2021 Filed Jun 24, 2021 20:34 UTC
Phillips Shawn RSenior Vice President
Exercise / conversionCommon Stock 22,674 $5.94 $134,683.56
Disclosure

SEC source: 0001016281-21-000134 · wf-form4_162456684634546.xml · nonDerivative · entry 1

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:37 UTC
Quezada Carlos R.EVP & Chief Operating Officer
PurchaseCommon Stock 1,000 $36.97 $36,970.00
Disclosure

SEC source: 0001016281-21-000132 · wf-form4_162430782973832.xml · nonDerivative · entry 1

Quezada Carlos R. · CIK 0001816945 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:21 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 2,400 $38.12 $91,488.00
Disclosure

SEC source: 0001016281-21-000130 · wf-form4_162397204114796.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,888

Read SEC document
June 10, 2021 Filed Jun 10, 2021 20:15 UTC
Metzger Steven DChief Administration Officer
PurchaseCommon Stock 1,000 $38.19 $38,190.00
Disclosure

SEC source: 0001016281-21-000128 · wf-form4_162335610069540.xml · nonDerivative · entry 1

Metzger Steven D · CIK 0001703447 · Chief Administration Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,021

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:02 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionStock Options · Derivative 3,955 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001016281-21-000126 · wf-form4_162318972917850.xml · derivative · entry 7

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,545

Underlying: Common Stock · 3,955 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018, 1/5 on 2/23/2019, 1/5 on 2/23/2020, 1/5 on 2/23/2021 and 3,955 were exercised on 6/4/2021. These stock options expire on 2/23/2026.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:02 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionStock Options · Derivative 19,000 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001016281-21-000126 · wf-form4_162318972917850.xml · derivative · entry 6

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 19,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017, 1/3 on 2/24/2018 and 19,000 were exercised on 6/4/2021. These stock options expire on 2/24/2022.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:02 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionCommon Stock 3,955 $20.06 $79,337.30
Disclosure

SEC source: 0001016281-21-000126 · wf-form4_162318972917850.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:02 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionCommon Stock 19,000 $22.58 $429,020.00
Disclosure

SEC source: 0001016281-21-000126 · wf-form4_162318972917850.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 23:11 UTC
Quezada Carlos R.Chief Operating Officer
PurchaseCommon Stock 1,000 $37.47 $37,470.00
Disclosure

SEC source: 0001016281-21-000124 · wf-form4_162276186412164.xml · nonDerivative · entry 1

Quezada Carlos R. · CIK 0001816945 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,699

Read SEC document
May 26, 2021 Filed May 27, 2021 21:08 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,324 $37.49 $49,636.76
Disclosure

SEC source: 0001016281-21-000120 · wf-form4_162214963366358.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,333

Read SEC document
May 24, 2021 Filed May 24, 2021 21:57 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 266 $38.25 $10,174.50
Disclosure

SEC source: 0001016281-21-000118 · wf-form4_162189340802991.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,657

Read SEC document
May 21, 2021 Filed May 24, 2021 21:57 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,200 $38.25 $45,900.00
Disclosure

SEC source: 0001016281-21-000118 · wf-form4_162189340802991.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,923

Read SEC document
May 19, 2021 Filed May 19, 2021 23:06 UTC
Quezada Carlos R.VP of Cemetery Sales/Marketing
PurchaseCommon Stock 1,000 $37.07 $37,070.00
Disclosure

SEC source: 0001016281-21-000116 · wf-form4_162146555922589.xml · nonDerivative · entry 1

Quezada Carlos R. · CIK 0001816945 · VP of Cemetery Sales/Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,699

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:56 UTC GrantCommon Stock 710 $35.19 $24,984.90
Disclosure

SEC source: 0001016281-21-000103 · wf-form4_161731773967738.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,391

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on March 31, 2021 for Director Compensation earned during the first quarter.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:55 UTC GrantCommon Stock 1,029 $35.19 $36,210.51
Disclosure

SEC source: 0001016281-21-000102 · wf-form4_161731763991455.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,133

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on March 31, 2021 for Director Compensation earned during the first quarter.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:53 UTC GrantCommon Stock 994 $35.19 $34,978.86
Disclosure

SEC source: 0001016281-21-000101 · wf-form4_161731754955405.xml · nonDerivative · entry 1

Messac Achille · CIK 0001819907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,067

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on March 31, 2021 for Director Compensation earned during the first quarter.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:52 UTC GrantCommon Stock 994 $35.19 $34,978.86
Disclosure

SEC source: 0001016281-21-000100 · wf-form4_161731747003219.xml · nonDerivative · entry 1

Meehan Douglas B. · CIK 0001741090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,548

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on March 31, 2021 for Director Compensation earned during the first quarter.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:50 UTC GrantCommon Stock 284 $35.19 $9,993.96
Disclosure

SEC source: 0001016281-21-000099 · wf-form4_161731737547411.xml · nonDerivative · entry 1

Patteson Donald Douglas Jr · CIK 0001353072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,931

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on March 31, 2021 for Director Compensation earned during the first quarter.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:49 UTC GrantCommon Stock 1,029 $35.19 $36,210.51
Disclosure

SEC source: 0001016281-21-000098 · wf-form4_161731730216775.xml · nonDerivative · entry 1

Schenck James Raymond · CIK 0001681479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,041

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on March 31, 2021 for Director Compensation earned during the first quarter.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:48 UTC
BRUDNICKI GREG MBoard Advisor
GrantCommon Stock 142 $35.19 $4,996.98
Disclosure

SEC source: 0001016281-21-000097 · wf-form4_161731723852828.xml · nonDerivative · entry 1

BRUDNICKI GREG M · CIK 0001193242 · Board Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,109

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on March 31, 2021 for Director Compensation earned during the first quarter.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 20:52 UTC
Manceaux ChristopherSr. VP and Regional Partner
PurchaseCommon Stock 842 $35.86 $30,194.12
Disclosure

SEC source: 0001016281-21-000090 · wf-form4_161653270817714.xml · nonDerivative · entry 1

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,496

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:52 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionStock Options · Derivative 6,980 $26.54 Strike: $26.54 $185,249.20
Disclosure

SEC source: 0001016281-21-000091 · wf-form4_161653272247699.xml · derivative · entry 3

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,980 shares

Expires 2027-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan granted on 3/21/2017. 6,980 vested options were exercised on 3/22/2021.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:52 UTC
Blinderman Viki KPrincipal Financial Officer
Tax withholdingCommon Stock 5,631 $36.64 $206,319.84
Disclosure

SEC source: 0001016281-21-000091 · wf-form4_161653272247699.xml · nonDerivative · entry 2

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,661

F1 · shares: Represents shares withheld on 3/22/2021 to cover the option price and tax liability associated with the exercise of stock options granted on 3/21/2017.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:52 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionCommon Stock 6,980 $26.54 $185,249.20
Disclosure

SEC source: 0001016281-21-000091 · wf-form4_161653272247699.xml · nonDerivative · entry 1

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 18, 2021 22:00 UTC
Phillips Shawn RSenior Vice President
PurchaseCommon Stock 1,000 $36.20 $36,200.00
Disclosure

SEC source: 0001016281-21-000086 · wf-form4_161610480423077.xml · nonDerivative · entry 1

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,553

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:00 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,200 $36.27 $43,524.00
Disclosure

SEC source: 0001016281-21-000087 · wf-form4_161610482245574.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,147

Read SEC document
March 15, 2021 Filed Mar 16, 2021 21:52 UTC
Schappaugh PeggyVP of Operations & Acquistions
PurchaseCommon Stock 500 $35.86 $17,930.00
Disclosure

SEC source: 0001016281-21-000083 · wf-form4_161593153749896.xml · nonDerivative · entry 1

Schappaugh Peggy · CIK 0001806645 · VP of Operations & Acquistions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,592

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March 11, 2021 Filed Mar 12, 2021 23:02 UTC
Olaniyan AdeolaPrincipal Accounting Officer
Exercise / conversionStock Options · Derivative 2,340 $20.06 Strike: $20.06 $46,940.40
Disclosure

SEC source: 0001016281-21-000081 · wf-form4_161559009609653.xml · derivative · entry 3

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,340 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan of 3,900 of which 1,560 vested and have been exercised. The remaining 2,340 vested options and were exercised on 3/11/2021.

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March 11, 2021 Filed Mar 12, 2021 23:02 UTC
Olaniyan AdeolaPrincipal Accounting Officer
Tax withholdingCommon Stock 1,279 $36.70 $46,939.30
Disclosure

SEC source: 0001016281-21-000081 · wf-form4_161559009609653.xml · nonDerivative · entry 2

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,550

F1 · shares: Represents shares withheld on 3/11/2021 to cover the option price associated with the exercise of stock options granted on 2/23/2016.

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March 11, 2021 Filed Mar 12, 2021 23:02 UTC
Olaniyan AdeolaPrincipal Accounting Officer
Exercise / conversionCommon Stock 2,340 $20.06 $46,940.40
Disclosure

SEC source: 0001016281-21-000081 · wf-form4_161559009609653.xml · nonDerivative · entry 1

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionStock Options · Derivative 15,000 $25.43 Strike: $25.43 $381,450.00
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · derivative · entry 12

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2028-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan granted on 2/14/2018. 15,000 vested options were exercised on 3/10/2021.

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March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionStock Options · Derivative 27,920 $26.54 Strike: $26.54 $740,996.80
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · derivative · entry 11

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,980

Underlying: Common Stock · 27,920 shares

Expires 2027-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan granted on 3/21/2017 and 27,920 vested options were exercised on 3/10/2021. The remaining 6,980 options will vest on 3/21/2021.

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March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Blinderman Viki KPrincipal Financial Officer
Exercise / conversionStock Options · Derivative 12,000 $20.06 Strike: $20.06 $240,720.00
Disclosure

SEC source: 0001016281-21-000079 · wf-form4_161558589229415.xml · derivative · entry 10

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan granted on 2/23/2016. 12,000 vested options were exercised on 3/10/2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.