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CARRIAGE SERVICES INC

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5426
SEC CIK
0001016281
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 3, 2022 22:14 UTC GrantCommon Stock 562 $64.44 $36,215.28
Disclosure

SEC source: 0001016281-22-000011 · wf-form4_164124803024881.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,486

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2021 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:13 UTC GrantCommon Stock 543 $64.44 $34,990.92
Disclosure

SEC source: 0001016281-22-000010 · wf-form4_164124800568899.xml · nonDerivative · entry 1

Meehan Douglas B. · CIK 0001741090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,821

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2021 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:13 UTC GrantCommon Stock 387 $64.44 $24,938.28
Disclosure

SEC source: 0001016281-22-000009 · wf-form4_164124798371467.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,014

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2021 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:12 UTC GrantCommon Stock 562 $64.44 $36,215.28
Disclosure

SEC source: 0001016281-22-000008 · wf-form4_164124793177764.xml · nonDerivative · entry 1

Messac Achille · CIK 0001819907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2021 for Director Compensation earned during the fourth quarter.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:12 UTC
BRUDNICKI GREG MBoard Advisor
GrantCommon Stock 77 $64.44 $4,961.88
Disclosure

SEC source: 0001016281-22-000007 · wf-form4_164124791001091.xml · nonDerivative · entry 1

BRUDNICKI GREG M · CIK 0001193242 · Board Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,433

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on December 31, 2021 for Director Compensation earned during the fourth quarter.

Read SEC document
December 22, 2021 Filed Dec 22, 2021 22:55 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 2,000 $63.08 $126,160.00
Disclosure

SEC source: 0001016281-21-000215 · wf-form4_164021368967896.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246,219

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:14 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,400 $63.08 $88,312.00
Disclosure

SEC source: 0001016281-21-000217 · wf-form4_164029407494018.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,819

Read SEC document
December 21, 2021 Filed Dec 22, 2021 22:55 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 2,125 $60.89 $129,391.25
Disclosure

SEC source: 0001016281-21-000215 · wf-form4_164021368967896.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,219

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:22 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 400 $59.42 $23,768.00
Disclosure

SEC source: 0001016281-21-000213 · wf-form4_164012174639919.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,344

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:49 UTC
Manceaux ChristopherSr. VP and Regional Partner
Exercise / conversionStock Options · Derivative 6,000 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001016281-21-000210 · wf-form4_163969494270051.xml · derivative · entry 5

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 6,000 shares were exercised on 12/14/2021. These stock options expire on 02/24/2022.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:49 UTC
Manceaux ChristopherSr. VP and Regional Partner
SaleCommon Stock 358 $55.91 $20,015.78
Disclosure

SEC source: 0001016281-21-000210 · wf-form4_163969494270051.xml · nonDerivative · entry 4

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:49 UTC
Manceaux ChristopherSr. VP and Regional Partner
SaleCommon Stock 636 $55.99 $35,609.64
Disclosure

SEC source: 0001016281-21-000210 · wf-form4_163969494270051.xml · nonDerivative · entry 3

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,578

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:49 UTC
Manceaux ChristopherSr. VP and Regional Partner
Tax withholdingCommon Stock 2,373 $22.58 $53,582.34
Disclosure

SEC source: 0001016281-21-000210 · wf-form4_163969494270051.xml · nonDerivative · entry 2

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,214

F1 · shares: Represents shares withheld on 12/14/2021 to cover the option price and taxes associated with the exercise of stock options.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:49 UTC
Manceaux ChristopherSr. VP and Regional Partner
Exercise / conversionCommon Stock 6,000 $55.95 $335,700.00
Disclosure

SEC source: 0001016281-21-000210 · wf-form4_163969494270051.xml · nonDerivative · entry 1

Manceaux Christopher · CIK 0001780568 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:49 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 300 $55.63 $16,689.00
Disclosure

SEC source: 0001016281-21-000211 · wf-form4_163969497167392.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,744

Read SEC document
December 03, 2021 Filed Dec 3, 2021 23:11 UTC
Brink Carl BenjaminEVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 4,428 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · derivative · entry 7

Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,428 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 4,428 options were exercised on 12/3/2021. These stock options expire on 02/24/2022.

Read SEC document
December 03, 2021 Filed Dec 3, 2021 23:11 UTC
Brink Carl BenjaminEVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,428 $22.58 $99,984.24
Disclosure

SEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 4

Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 3, 2021 23:11 UTC
Brink Carl BenjaminEVP & Chief Financial Officer
SaleCommon Stock 2,000 $52.84 $105,680.00
Disclosure

SEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 3

Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,686

F2 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.84 to $52.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,000 $52.09 $52,090.00
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · nonDerivative · entry 7

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,044

Read SEC document
December 01, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
SaleCommon Stock 273 $52.63 $14,367.99
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · nonDerivative · entry 6

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,044

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:11 UTC
Brink Carl BenjaminEVP & Chief Financial Officer
Exercise / conversionStock Options · Derivative 17,572 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · derivative · entry 6

Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,428

Underlying: Common Stock · 17,572 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 17,572 options were exercised on 12/1/2021. These stock options expire on 02/24/2022.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:11 UTC
Brink Carl BenjaminEVP & Chief Financial Officer
Tax withholdingCommon Stock 11,500 $52.47 $603,405.00
Disclosure

SEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 2

Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,686

F1 · shares: Represents shares withheld on 12/1/2021 to cover the option price and taxes associated with the exercise of stock options.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:11 UTC
Brink Carl BenjaminEVP & Chief Financial Officer
Exercise / conversionCommon Stock 17,572 $22.58 $396,775.76
Disclosure

SEC source: 0001016281-21-000207 · wf-form4_163857307702754.xml · nonDerivative · entry 1

Brink Carl Benjamin · CIK 0001643336 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionStock Options · Derivative 81,000 $22.58 Strike: $22.58 $1,828,980.00
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · derivative · entry 11

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,000 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 81,000 options were exercised on 11/30/2021. These stock options expire on 2/24/2022.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
SaleCommon Stock 26,500 $51.33 $1,360,245.00
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · nonDerivative · entry 5

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,317

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.88 to $51.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
Tax withholdingCommon Stock 54,227 $51.74 $2,805,704.98
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · nonDerivative · entry 4

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278,817

F1 · shares: Represents shares withheld on 11/30/2021 to cover the option price and taxes associated with the exercise of stock options.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionCommon Stock 81,000 $22.58 $1,828,980.00
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · nonDerivative · entry 3

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 3,075 $51.74 $159,100.50
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,044

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:40 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,100 $53.86 $59,246.00
Disclosure

SEC source: 0001016281-21-000205 · wf-form4_163839479890609.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255,119

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:49 UTC GrantCommon Stock 560 $44.59 $24,970.40
Disclosure

SEC source: 0001016281-21-000191 · wf-form4_163312858265419.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,627

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2021 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:50 UTC GrantCommon Stock 224 $44.59 $9,988.16
Disclosure

SEC source: 0001016281-21-000192 · wf-form4_163312859936962.xml · nonDerivative · entry 1

Patteson Donald Douglas Jr · CIK 0001353072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,425

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2021 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:49 UTC GrantCommon Stock 784 $44.59 $34,958.56
Disclosure

SEC source: 0001016281-21-000190 · wf-form4_163312856727912.xml · nonDerivative · entry 1

Meehan Douglas B. · CIK 0001741090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2021 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:49 UTC GrantCommon Stock 812 $44.59 $36,207.08
Disclosure

SEC source: 0001016281-21-000189 · wf-form4_163312855164686.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,924

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2021 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:49 UTC
BRUDNICKI GREG MBoard Advisor
GrantCommon Stock 112 $44.59 $4,994.08
Disclosure

SEC source: 0001016281-21-000188 · wf-form4_163312853569389.xml · nonDerivative · entry 1

BRUDNICKI GREG M · CIK 0001193242 · Board Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,356

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2021 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 22:48 UTC GrantCommon Stock 812 $44.59 $36,207.08
Disclosure

SEC source: 0001016281-21-000187 · wf-form4_163312852033494.xml · nonDerivative · entry 1

Messac Achille · CIK 0001819907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,836

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2021 for Director Compensation earned during the third quarter.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:30 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 100 $42.65 $4,265.00
Disclosure

SEC source: 0001016281-21-000180 · wf-form4_163234261973022.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,219

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:30 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 100 $44.91 $4,491.00
Disclosure

SEC source: 0001016281-21-000180 · wf-form4_163234261973022.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,319

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:18 UTC
Olaniyan AdeolaPrincipal Accounting Officer
SaleCommon Stock 376 $48.40 $18,198.40
Disclosure

SEC source: 0001016281-21-000177 · wf-form4_163070027288464.xml · nonDerivative · entry 1

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:19 UTC
Quezada Carlos R.EVP & Chief Operating Officer
Exercise / conversionStock Options · Derivative 6,667 $18.02 Strike: $18.02 $120,139.34
Disclosure

SEC source: 0001016281-21-000178 · wf-form4_163070033491755.xml · derivative · entry 4

Quezada Carlos R. · CIK 0001816945 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 6,667 shares

Expires 2030-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan of which 1/3 vested on 6/25/2021 and 1/3 will vest each year on 6/25/2022 and 6/25/2023. 6,667 options were exercised on 9/1/2021. The options expire on 6/25/2030.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:19 UTC
Quezada Carlos R.EVP & Chief Operating Officer
SaleCommon Stock 4,010 $47.45 $190,274.50
Disclosure

SEC source: 0001016281-21-000178 · wf-form4_163070033491755.xml · nonDerivative · entry 3

Quezada Carlos R. · CIK 0001816945 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699

F2 · shares: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.44 to $47.53, inclusive. The reporting person undertakes to provide to Carriage Services, Inc. any security holder of Carriage Services. Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:19 UTC
Quezada Carlos R.EVP & Chief Operating Officer
Tax withholdingCommon Stock 2,657 $47.20 $125,410.40
Disclosure

SEC source: 0001016281-21-000178 · wf-form4_163070033491755.xml · nonDerivative · entry 2

Quezada Carlos R. · CIK 0001816945 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709

F1 · shares: Represents shares withheld on 9/1/2021 to cover the option price and taxes associated with the exercise of stock options.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:19 UTC
Quezada Carlos R.EVP & Chief Operating Officer
Exercise / conversionCommon Stock 6,667 $18.02 $120,139.34
Disclosure

SEC source: 0001016281-21-000178 · wf-form4_163070033491755.xml · nonDerivative · entry 1

Quezada Carlos R. · CIK 0001816945 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 23:07 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 400 $41.33 $16,532.00
Disclosure

SEC source: 0001016281-21-000174 · wf-form4_162993281345039.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,588

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:31 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 200 $39.47 $7,894.00
Disclosure

SEC source: 0001016281-21-000172 · wf-form4_162949149194624.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,988

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August 16, 2021 Filed Aug 17, 2021 20:19 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 600 $39.48 $23,688.00
Disclosure

SEC source: 0001016281-21-000170 · wf-form4_162923155866316.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,188

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August 13, 2021 Filed Aug 13, 2021 20:23 UTC PurchaseCommon Stock 3,000 $39.25 $117,750.00
Disclosure

SEC source: 0001016281-21-000168 · wf-form4_162888617958630.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,067

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August 10, 2021 Filed Aug 11, 2021 21:21 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 100 $37.92 $3,792.00
Disclosure

SEC source: 0001016281-21-000166 · wf-form4_162871686926442.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,788

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August 09, 2021 Filed Aug 10, 2021 21:51 UTC Amendment
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 300 $38.12 $11,436.00
Disclosure

SEC source: 0001016281-21-000163 · wf-form4a_162863229540391.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,888

F1 · shares: On June 17, 2021, the reporting person mistakenly filed a Form 4 to report a gift transaction that did not in fact occur on June 16, 2021 due to an administrative processing error by the broker. As a result, the reporting person actually beneficially owned 1,260,288 number of shares as of the date of the erroneously filed report. The gift reflected on the prior report was subsequently processed by the broker and actually occurred in separate transactions on August 6, 2021 and August, 9, 2021, respectively. Following the transactions, the reporting person beneficially owned 1,258,188 number of shares as of August 6, 2021, and beneficially owned 1,257,888 shares as of August 9, 2021, respectively. The total amount of total shares gifted for these reported transactions are the same amount as the previously filed erroneous report, which is subsequently being amended.

F2 · shares: The reporting person is filing this amendment to correct the date of the transaction and report the number of shares beneficially owned as of that date.

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August 09, 2021 Filed Aug 10, 2021 21:51 UTC
Metzger Steven DEVP & General Counsel
PurchaseCommon Stock 1,000 $36.98 $36,980.00
Disclosure

SEC source: 0001016281-21-000162 · wf-form4_162863226883554.xml · nonDerivative · entry 1

Metzger Steven D · CIK 0001703447 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,296

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August 06, 2021 Filed Aug 10, 2021 21:52 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionStock Options · Derivative 18,832 $22.58 Strike: $22.58 $425,226.56
Disclosure

SEC source: 0001016281-21-000164 · wf-form4_162863231172363.xml · derivative · entry 5

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,832 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Options pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan. 38,000 options were granted on 2/24/2015 and 19,168 were previously exercised. The stock options were to expire on 2/24/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.