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CARRIAGE SERVICES INC

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5426
SEC CIK
0001016281
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2020 Filed Dec 11, 2020 21:25 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 3,352 $29.71 $99,587.92
Disclosure

SEC source: 0001016281-20-000196 · wf-form4_160772190893387.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,485

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:34 UTC
Phillips Shawn RSenior Vice President
PurchaseCommon Stock 500 $31.00 $15,500.00
Disclosure

SEC source: 0001016281-20-000198 · wf-form4_160798162398149.xml · nonDerivative · entry 1

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,213

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionStock Options · Derivative 2,918 $0.00 Strike: $22.58 $0.00
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · derivative · entry 8

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,082

Underlying: Common Stock · 2,918 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. 2,918 shares were exercised on 12/11/2020 and 8,250 shares were exercised on 12/14/2020. These stock options expire on 02/24/2022.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
SaleCommon Stock 601 $29.85 $17,939.85
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · nonDerivative · entry 3

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,474

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Tax withholdingCommon Stock 2,317 $31.99 $74,120.83
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · nonDerivative · entry 2

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,075

F1 · shares: Represents shares withheld on 12/11/2020 to cover the option price and the tax liability associated with the exercise of stock options granted on 02/24/2015.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 23:51 UTC
Elliott Paul DonaldSr. VP and Regional Partner
Exercise / conversionCommon Stock 2,918 $22.58 $65,888.44
Disclosure

SEC source: 0001016281-20-000200 · wf-form4_160807626329560.xml · nonDerivative · entry 1

Elliott Paul Donald · CIK 0001557459 · Sr. VP and Regional Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 9, 2020 22:55 UTC
PAYNE MELVIN CDirector · CEO
PurchaseCommon Stock 29,000 $30.02 $870,580.00
Disclosure

SEC source: 0001016281-20-000194 · wf-form4_160755450842800.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,409

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.38 to $30.61, inclusive. The reporting person undertakes to provide to Carriage Services, Inc. any security holder of Carriage Services. Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:25 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 21,572 $29.85 $643,924.20
Disclosure

SEC source: 0001016281-20-000196 · wf-form4_160772190893387.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247,837

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:05 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 100 $27.69 $2,769.00
Disclosure

SEC source: 0001016281-20-000192 · wf-form4_160711954111344.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,409

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:17 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 500 $27.21 $13,605.00
Disclosure

SEC source: 0001016281-20-000190 · wf-form4_160685742101615.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,509

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:23 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionStock Options · Derivative 3,284 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001016281-20-000188 · wf-form4_160625661936564.xml · derivative · entry 5

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,284 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan of 44,702 options granted on 02/28/2011, of which 14,900 options vested on 02/28/2012 and 3,283 were exercised on 12/20/2012, 14,901 options vested on 02/28/2013 and 14,000 were exercised on 11/06/2015, 14,901 options vested on 02/28/2014 and 24,135 were exercised on 03/29/2016 and 3,284 were exercised on 11/20/20. These stock options expire on 02/28/2021.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:23 UTC
PAYNE MELVIN CDirector · CEO
Exercise / conversionCommon Stock 3,284 $5.70 $18,718.80
Disclosure

SEC source: 0001016281-20-000188 · wf-form4_160625661936564.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:24 UTC
Blinderman Viki KPrincipal Financial Officer
GiftCommon Stock 350 $28.98 $10,143.00
Disclosure

SEC source: 0001016281-20-000186 · wf-form4_160573826254665.xml · nonDerivative · entry 1

Blinderman Viki K · CIK 0001456523 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,619

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:29 UTC GrantCommon Stock 1,624 $22.31 $36,231.44
Disclosure

SEC source: 0001016281-20-000178 · wf-form4_160158415674778.xml · nonDerivative · entry 1

Schenck James Raymond · CIK 0001681479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,856

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2020 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:29 UTC GrantCommon Stock 1,120 $22.31 $24,987.20
Disclosure

SEC source: 0001016281-20-000177 · wf-form4_160158413965823.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,883

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2020 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:28 UTC GrantCommon Stock 448 $22.31 $9,994.88
Disclosure

SEC source: 0001016281-20-000175 · wf-form4_160158410111139.xml · nonDerivative · entry 1

Patteson Donald Douglas Jr · CIK 0001353072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,328

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2020 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:28 UTC GrantCommon Stock 1,074 $22.31 $23,960.94
Disclosure

SEC source: 0001016281-20-000176 · wf-form4_160158411676641.xml · nonDerivative · entry 1

Messac Achille · CIK 0001819907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2020 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:28 UTC
BRUDNICKI GREG MBoard Advisor
GrantCommon Stock 224 $22.31 $4,997.44
Disclosure

SEC source: 0001016281-20-000174 · wf-form4_160158408600866.xml · nonDerivative · entry 1

BRUDNICKI GREG M · CIK 0001193242 · Board Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,808

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2020 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:28 UTC GrantCommon Stock 1,568 $22.31 $34,982.08
Disclosure

SEC source: 0001016281-20-000173 · wf-form4_160158406836566.xml · nonDerivative · entry 1

Meehan Douglas B. · CIK 0001741090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,437

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2020 for Director Compensation earned during the third quarter.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:27 UTC GrantCommon Stock 1,624 $22.31 $36,231.44
Disclosure

SEC source: 0001016281-20-000172 · wf-form4_160158404990457.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,948

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on September 30, 2020 for Director Compensation earned during the third quarter.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 16:14 UTC
Loeffel MichaelVice President
PurchaseCommon Stock 2,500 $20.89 $52,225.00
Disclosure

SEC source: 0001016281-20-000164 · wf-form4_160011446848072.xml · nonDerivative · entry 1

Loeffel Michael · CIK 0001768685 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,812

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:13 UTC
Phillips Shawn RSenior Vice President
Exercise / conversionStock Options · Derivative 17,913 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001016281-20-000160 · wf-form4_159717682596475.xml · derivative · entry 3

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,913 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. 17,913 shares were exercised on 8/7/2020. These stock options expire on 02/28/2021.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:13 UTC
Phillips Shawn RSenior Vice President
Tax withholdingCommon Stock 5,759 $23.07 $132,860.13
Disclosure

SEC source: 0001016281-20-000160 · wf-form4_159717682596475.xml · nonDerivative · entry 2

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,674

F1 · shares: Represents shares withheld on 08/07/2020 to cover the option price and the tax liability associated with the exercise of stock options granted on 02/28/2011

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:13 UTC
Phillips Shawn RSenior Vice President
Exercise / conversionCommon Stock 17,913 $5.70 $102,104.10
Disclosure

SEC source: 0001016281-20-000160 · wf-form4_159717682596475.xml · nonDerivative · entry 1

Phillips Shawn R · CIK 0001427418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 9, 2020 22:35 UTC GrantCommon Stock 551 $18.12 $9,984.12
Disclosure

SEC source: 0001016281-20-000149 · wf-form4_159433409664272.xml · nonDerivative · entry 1

Patteson Donald Douglas Jr · CIK 0001353072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,880

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2020 for Director Compensation earned during the second quarter

Read SEC document
June 30, 2020 Filed Jul 9, 2020 22:34 UTC GrantCommon Stock 1,999 $18.12 $36,221.88
Disclosure

SEC source: 0001016281-20-000147 · wf-form4_159433405642722.xml · nonDerivative · entry 1

Schenck James Raymond · CIK 0001681479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,232

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2020 for Director Compensation earned during the second quarter

Read SEC document
June 30, 2020 Filed Jul 9, 2020 22:34 UTC GrantCommon Stock 1,379 $18.12 $24,987.48
Disclosure

SEC source: 0001016281-20-000148 · wf-form4_159433407749706.xml · nonDerivative · entry 1

Leibman Bryan · CIK 0001654306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,763

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2020 for Director Compensation earned during the second quarter

Read SEC document
June 30, 2020 Filed Jul 9, 2020 22:34 UTC
BRUDNICKI GREG MBoard Advisor
GrantCommon Stock 275 $18.12 $4,983.00
Disclosure

SEC source: 0001016281-20-000146 · wf-form4_159433403887596.xml · nonDerivative · entry 1

BRUDNICKI GREG M · CIK 0001193242 · Board Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,584

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2020 for Director Compensation earned during the second quarter

Read SEC document
June 30, 2020 Filed Jul 9, 2020 22:33 UTC GrantCommon Stock 1,931 $18.12 $34,989.72
Disclosure

SEC source: 0001016281-20-000145 · wf-form4_159433402210057.xml · nonDerivative · entry 1

Meehan Douglas B. · CIK 0001741090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,869

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2020 for Director Compensation earned during the second quarter

Read SEC document
June 30, 2020 Filed Jul 9, 2020 22:33 UTC GrantCommon Stock 1,999 $18.12 $36,221.88
Disclosure

SEC source: 0001016281-20-000144 · wf-form4_159433399641966.xml · nonDerivative · entry 1

FINGERHUT BARRY K · CIK 0001047744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,324

F1 · shares: Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2020 for Director Compensation earned during the second quarter

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:05 UTC
PAYNE MELVIN CDirector · CEO
GiftCommon Stock 1,700 $20.24 $34,408.00
Disclosure

SEC source: 0001016281-20-000129 · wf-form4_159173671137892.xml · nonDerivative · entry 5

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,725

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:05 UTC
Brink Carl BenjaminChief Financial Officer
PurchaseCommon Stock 1,000 $20.01 $20,010.00
Disclosure

SEC source: 0001016281-20-000128 · wf-form4_159173668084958.xml · nonDerivative · entry 1

Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:05 UTC
PAYNE MELVIN CDirector · CEO
OtherCommon Stock 7,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001016281-20-000129 · wf-form4_159173671137892.xml · nonDerivative · entry 4

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 24,354

F2 · shares: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Karen Payne's name to her individual account.

F2 · price: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Karen Payne's name to her individual account.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:05 UTC
PAYNE MELVIN CDirector · CEO
OtherCommon Stock 7,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001016281-20-000129 · wf-form4_159173671137892.xml · nonDerivative · entry 3

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Karen P. Payne 2016 Annuity Trust

Disclosed balance after: 4,164

F2 · shares: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Karen Payne's name to her individual account.

F2 · price: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Karen Payne's name to her individual account.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:05 UTC
PAYNE MELVIN CDirector · CEO
OtherCommon Stock 7,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001016281-20-000129 · wf-form4_159173671137892.xml · nonDerivative · entry 2

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,425

F1 · shares: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Mel Payne's name to his individual account.

F1 · price: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Mel Payne's name to his individual account.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 21:05 UTC
PAYNE MELVIN CDirector · CEO
OtherCommon Stock 7,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001016281-20-000129 · wf-form4_159173671137892.xml · nonDerivative · entry 1

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Melvin C. Payne, Jr. 2016 Annuity Trust

Disclosed balance after: 4,164

F1 · shares: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Mel Payne's name to his individual account.

F1 · price: On June 8, 2020, the reporting person transferred 7,282 shares of Common Stock from the Grantor Retained Annuity Trust (GRAT) in Mel Payne's name to his individual account.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:28 UTC
Loeffel MichaelVice President
PurchaseCommon Stock 1,355 $18.57 $25,162.35
Disclosure

SEC source: 0001016281-20-000125 · wf-form4_159112966665261.xml · nonDerivative · entry 2

Loeffel Michael · CIK 0001768685 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,312

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:28 UTC
Loeffel MichaelVice President
PurchaseCommon Stock 1,370 $18.25 $25,002.50
Disclosure

SEC source: 0001016281-20-000125 · wf-form4_159112966665261.xml · nonDerivative · entry 1

Loeffel Michael · CIK 0001768685 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,957

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:27 UTC
Brink Carl BenjaminChief Financial Officer
PurchaseCommon Stock 150 $18.33 $2,749.50
Disclosure

SEC source: 0001016281-20-000124 · wf-form4_159112964517695.xml · nonDerivative · entry 2

Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 4,576

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:27 UTC
Brink Carl BenjaminChief Financial Officer
PurchaseCommon Stock 1,850 $18.33 $33,910.50
Disclosure

SEC source: 0001016281-20-000124 · wf-form4_159112964517695.xml · nonDerivative · entry 1

Brink Carl Benjamin · CIK 0001643336 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Read SEC document
May 19, 2020 Filed May 26, 2020 19:45 UTC
Loeffel MichaelVice President
Disposition to issuerPerformance Award · Derivative 10,500 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000115 · wf-form4_159053671758165.xml · derivative · entry 4

Loeffel Michael · CIK 0001768685 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires 2023-12-31

F3 · derivative.exercise_price: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

F3 · derivative.exercise_date: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

Read SEC document
May 19, 2020 Filed May 26, 2020 19:45 UTC
Loeffel MichaelVice President
Disposition to issuerPerformance Award · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000115 · wf-form4_159053671758165.xml · derivative · entry 3

Loeffel Michael · CIK 0001768685 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

F2 · derivative.exercise_date: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

Read SEC document
May 19, 2020 Filed May 26, 2020 19:45 UTC
Loeffel MichaelVice President
GrantPerformance Award · Derivative 13,974 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000115 · wf-form4_159053671758165.xml · derivative · entry 2

Loeffel Michael · CIK 0001768685 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,974

Underlying: Common Stock · 13,974 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024

F1 · derivative.exercise_date: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024

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May 19, 2020 Filed May 26, 2020 23:44 UTC
Olaniyan AdeolaPrincipal Accounting Officer
Disposition to issuerPerformance Award · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000111 · wf-form4_159053662340337.xml · derivative · entry 3

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

F2 · derivative.exercise_date: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

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May 19, 2020 Filed May 26, 2020 23:44 UTC
Olaniyan AdeolaPrincipal Accounting Officer
GrantPerformance Award · Derivative 6,987 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000111 · wf-form4_159053662340337.xml · derivative · entry 2

Olaniyan Adeola · CIK 0001696620 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,987

Underlying: Common Stock · 6,987 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.

F1 · derivative.exercise_date: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.

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May 19, 2020 Filed May 26, 2020 23:47 UTC
PAYNE MELVIN CDirector · CEO
Disposition to issuerPerformance Award · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000119 · wf-form4_159053680466540.xml · derivative · entry 7

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2023-12-31

F3 · derivative.exercise_price: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

F3 · derivative.exercise_date: Represents performance awards originally granted on February 20, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

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May 19, 2020 Filed May 26, 2020 23:47 UTC
PAYNE MELVIN CDirector · CEO
Disposition to issuerPerformance Award · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000119 · wf-form4_159053680466540.xml · derivative · entry 6

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

F2 · derivative.exercise_date: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

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May 19, 2020 Filed May 26, 2020 23:47 UTC
PAYNE MELVIN CDirector · CEO
GrantPerformance Award · Derivative 55,897 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000119 · wf-form4_159053680466540.xml · derivative · entry 5

PAYNE MELVIN C · CIK 0001024177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,897

Underlying: Common Stock · 55,897 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.

F1 · derivative.exercise_date: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.

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May 19, 2020 Filed May 26, 2020 23:46 UTC
Goetz WilliamChief Operating Officer
Disposition to issuerPerformance Award · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000118 · wf-form4_159053678365840.xml · derivative · entry 4

Goetz William · CIK 0001796285 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2023-12-31

F3 · derivative.exercise_price: Represents performance awards originally granted on December 2, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

F3 · derivative.exercise_date: Represents performance awards originally granted on December 2, 2019 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

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May 19, 2020 Filed May 26, 2020 23:46 UTC
Goetz WilliamChief Operating Officer
Disposition to issuerPerformance Award · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001016281-20-000118 · wf-form4_159053678365840.xml · derivative · entry 3

Goetz William · CIK 0001796285 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2024-12-31

F2 · derivative.exercise_price: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

F2 · derivative.exercise_date: Represents performance awards originally granted on February 19, 2020 and canceled by mutual agreement of the reporting person and the Issuer on May 19, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.