Last 12 months
Inside the activity.
0 purchase rows · 95 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 23 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 17 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2003 Filed Nov 12, 2003 23:56 UTC |
VALENTINE DONALD TDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000094 · edgardoc.xml · derivative · entry 1 VALENTINE DONALD T · CIK 0001198054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
| November 11, 2003 Filed Nov 12, 2003 23:56 UTC |
WEST STEVEN MDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000095 · edgardoc.xml · derivative · entry 2 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
| November 11, 2003 Filed Nov 12, 2003 23:56 UTC |
WEST STEVEN MDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000095 · edgardoc.xml · derivative · entry 1 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
| November 11, 2003 Filed Nov 12, 2003 23:57 UTC |
YANG JERRYDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000096 · edgardoc.xml · derivative · entry 2 YANG JERRY · CIK 0001032001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
| November 11, 2003 Filed Nov 12, 2003 23:57 UTC |
YANG JERRYDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000096 · edgardoc.xml · derivative · entry 1 YANG JERRY · CIK 0001032001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 22:14 UTC |
POND RANDALL ESVP, Ops, Systems & Processes
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $20.42 Strike: $5.65 | $2,041,500.00 |
DisclosureSEC source: 0001199683-03-000061 · edgardoc.xml · derivative · entry 4 POND RANDALL E · CIK 0001198051 · SVP, Ops, Systems & Processes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,048 Underlying: Common Stock · 100,000 shares Expires 2006-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to twenty-five percent (25%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining seventy-five percent (75%) of the shares thereafter in thirty-six (36) successive equal monthly installments. Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 22:14 UTC |
POND RANDALL ESVP, Ops, Systems & Processes
|
SaleCommon Stock | 100,000 | $20.42 | $2,041,500.00 |
DisclosureSEC source: 0001199683-03-000061 · edgardoc.xml · nonDerivative · entry 2 POND RANDALL E · CIK 0001198051 · SVP, Ops, Systems & Processes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,219 Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 22:14 UTC |
POND RANDALL ESVP, Ops, Systems & Processes
|
Exercise / conversionCommon Stock | 100,000 | $5.65 | $565,280.00 |
DisclosureSEC source: 0001199683-03-000061 · edgardoc.xml · nonDerivative · entry 1 POND RANDALL E · CIK 0001198051 · SVP, Ops, Systems & Processes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:12 UTC |
CARTER LARRY RSVP,Office of the President
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000052 · edgardoc.xml · derivative · entry 1 CARTER LARRY R · CIK 0001198043 · SVP,Office of the President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:15 UTC |
CHANDLER MARK DVP,Legal Srvcs,Gen Cnsl, Secty
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 82,500 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000053 · edgardoc.xml · derivative · entry 1 CHANDLER MARK D · CIK 0001231879 · VP,Legal Srvcs,Gen Cnsl, Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Underlying: Common Stock · 82,500 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:15 UTC |
JUSTICE RICHARD JSVP,WW Field Operations · SVP,WW Field Operations
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000054 · edgardoc.xml · derivative · entry 1 JUSTICE RICHARD J · CIK 0001198047 · SVP,WW Field Operations · SVP,WW Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:15 UTC |
MAZZOLA MARIOSVP, Chief Development Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000055 · edgardoc.xml · derivative · entry 1 MAZZOLA MARIO · CIK 0001198048 · SVP, Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:15 UTC |
POND RANDALL ESVP,WW Mfg, Ops & Logistics
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000056 · edgardoc.xml · derivative · entry 1 POND RANDALL E · CIK 0001198051 · SVP,WW Mfg, Ops & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:16 UTC |
POWELL DENNIS DSVP,CFO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000057 · edgardoc.xml · derivative · entry 1 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:16 UTC |
RAFAEL BETSYVP, Corp Controller, PAO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 107,500 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000058 · edgardoc.xml · derivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Corp Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,500 Underlying: Common Stock · 107,500 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:16 UTC |
RICHARDSON JAMESSR VP, Chief Marketing Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000059 · edgardoc.xml · derivative · entry 1 RICHARDSON JAMES · CIK 0001198052 · SR VP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| August 28, 2003 Filed Jun 18, 2004 20:46 UTC |
MORGRIDGE JOHN PDirector
|
SaleCommon Stock | 50,000 | $19.25 | $962,500.00 |
DisclosureSEC source: 0001199683-04-000027 · edgardoc.xml · nonDerivative · entry 14 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Foundation Disclosed balance after: 12,865,760 F2 · kind: Represents a sale by the TOSA Foundation, a charitable foundation. The Reporting Person is a director of the TOSA Foundation, but has no pecuniary interest in the Foundation's assets. The Reporting Person elects to report transactions of the Foundation on a purely voluntary basis. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. The Reporting Person elects to report holdings of the Foundation on a purely voluntary basis. Read SEC document |
| August 22, 2003 Filed Jun 18, 2004 20:46 UTC |
MORGRIDGE JOHN PDirector
|
SaleCommon Stock | 50,000 | $19.23 | $961,500.00 |
DisclosureSEC source: 0001199683-04-000027 · edgardoc.xml · nonDerivative · entry 13 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Foundation Disclosed balance after: 12,915,760 F2 · kind: Represents a sale by the TOSA Foundation, a charitable foundation. The Reporting Person is a director of the TOSA Foundation, but has no pecuniary interest in the Foundation's assets. The Reporting Person elects to report transactions of the Foundation on a purely voluntary basis. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. The Reporting Person elects to report holdings of the Foundation on a purely voluntary basis. Read SEC document |
| August 20, 2003 Filed Jun 18, 2004 20:46 UTC |
MORGRIDGE JOHN PDirector
|
SaleCommon Stock | 50,000 | $18.75 | $937,560.00 |
DisclosureSEC source: 0001199683-04-000027 · edgardoc.xml · nonDerivative · entry 12 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Foundation Disclosed balance after: 12,965,760 F2 · kind: Represents a sale by the TOSA Foundation, a charitable foundation. The Reporting Person is a director of the TOSA Foundation, but has no pecuniary interest in the Foundation's assets. The Reporting Person elects to report transactions of the Foundation on a purely voluntary basis. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. The Reporting Person elects to report holdings of the Foundation on a purely voluntary basis. Read SEC document |
| August 19, 2003 Filed Jun 18, 2004 20:46 UTC |
MORGRIDGE JOHN PDirector
|
SaleCommon Stock | 50,000 | $18.50 | $925,000.00 |
DisclosureSEC source: 0001199683-04-000027 · edgardoc.xml · nonDerivative · entry 11 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Foundation Disclosed balance after: 13,015,760 F2 · kind: Represents a sale by the TOSA Foundation, a charitable foundation. The Reporting Person is a director of the TOSA Foundation, but has no pecuniary interest in the Foundation's assets. The Reporting Person elects to report transactions of the Foundation on a purely voluntary basis. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. The Reporting Person elects to report holdings of the Foundation on a purely voluntary basis. Read SEC document |
| August 19, 2003 Filed Jun 18, 2004 20:46 UTC |
MORGRIDGE JOHN PDirector
|
SaleCommon Stock | 50,000 | $18.35 | $917,500.00 |
DisclosureSEC source: 0001199683-04-000027 · edgardoc.xml · nonDerivative · entry 10 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Foundation Disclosed balance after: 13,065,760 F2 · kind: Represents a sale by the TOSA Foundation, a charitable foundation. The Reporting Person is a director of the TOSA Foundation, but has no pecuniary interest in the Foundation's assets. The Reporting Person elects to report transactions of the Foundation on a purely voluntary basis. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. The Reporting Person elects to report holdings of the Foundation on a purely voluntary basis. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 22:55 UTC |
MCGEARY RODERICK CDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $18.51 | $0.00 |
DisclosureSEC source: 0001199683-03-000029 · edgardoc.xml · derivative · entry 1 MCGEARY RODERICK C · CIK 0001206884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2012-07-15 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in four successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the four (4)-year period measured from July 15, 2003. Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 22:17 UTC |
CHAMBERS JOHN TDirector · President/CEO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,000,000 | $0.00 Strike: $18.51 | $0.00 |
DisclosureSEC source: 0001199683-03-000023 · edgardoc.xml · derivative · entry 1 CHAMBERS JOHN T · CIK 0001198044 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2012-07-15 F1 · derivative.exercise_date: The Option Shares shall vest for twenty percent (20%) of the total shares granted on the one (1) year anniversary date, while the remaining eighty percent (80%) vests in forty eight (48) successive equal monthly installments. Read SEC document |
| June 19, 2003 Filed Jun 20, 2003 20:43 UTC |
RICHARDSON JAMESSR VP, Chief Marketing Officer
|
SaleCommon Stock | 40,000 | $18.70 | $747,848.00 |
DisclosureSEC source: 0001199683-03-000021 · edgardoc.xml · nonDerivative · entry 3 RICHARDSON JAMES · CIK 0001198052 · SR VP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,301 Read SEC document |
| June 19, 2003 Filed Jun 20, 2003 20:43 UTC |
RICHARDSON JAMESSR VP, Chief Marketing Officer
|
SaleCommon Stock | 22,780 | $18.70 | $425,986.00 |
DisclosureSEC source: 0001199683-03-000021 · edgardoc.xml · nonDerivative · entry 2 RICHARDSON JAMES · CIK 0001198052 · SR VP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,301 Read SEC document |
| June 19, 2003 Filed Jun 20, 2003 20:43 UTC |
RICHARDSON JAMESSR VP, Chief Marketing Officer
|
SaleCommon Stock | 100,000 | $18.75 | $1,875,000.00 |
DisclosureSEC source: 0001199683-03-000021 · edgardoc.xml · nonDerivative · entry 1 RICHARDSON JAMES · CIK 0001198052 · SR VP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,081 Read SEC document |
| June 16, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
OtherCommon Stock | 100,000 | $17.96 | $1,795,500.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 8 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Foundation Disclosed balance after: 13,115,760 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. The Reporting Person elects to report holdings of the Foundation on a purely voluntary basis. Read SEC document |
| May 29, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 184,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 7 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,292,447 F2 · ownership.nature: Morgridge Family Trust Read SEC document |
| May 28, 2003 Filed May 29, 2003 21:25 UTC |
CHANDLER MARK DVP, Leg Svcs, Gen Cnsl & Secty
|
SaleCommon Stock | 16,300 | $16.41 | $267,483.00 |
DisclosureSEC source: 0001199683-03-000019 · edgardoc.xml · nonDerivative · entry 6 CHANDLER MARK D · CIK 0001231879 · VP, Leg Svcs, Gen Cnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 417,612 F2 · ownership.nature: By Mark Chandler and Christina S. Kenrick Family Trust dtd 3/10/97. Read SEC document |
| May 28, 2003 Filed May 29, 2003 21:25 UTC |
CHANDLER MARK DVP, Leg Svcs, Gen Cnsl & Secty
|
SaleCommon Stock | 3,700 | $16.42 | $60,754.00 |
DisclosureSEC source: 0001199683-03-000019 · edgardoc.xml · nonDerivative · entry 5 CHANDLER MARK D · CIK 0001231879 · VP, Leg Svcs, Gen Cnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 433,912 F2 · ownership.nature: By Mark Chandler and Christina S. Kenrick Family Trust dtd 3/10/97. Read SEC document |
| May 28, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 304,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 6 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,476,770 F2 · ownership.nature: Morgridge Family Trust Read SEC document |
| May 27, 2003 Filed May 29, 2003 21:25 UTC |
CHANDLER MARK DVP, Leg Svcs, Gen Cnsl & Secty
|
SaleCommon Stock | 50,000 | $16.05 | $802,500.00 |
DisclosureSEC source: 0001199683-03-000019 · edgardoc.xml · nonDerivative · entry 7 CHANDLER MARK D · CIK 0001231879 · VP, Leg Svcs, Gen Cnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,600 F3 · ownership.nature: These shares are held in two trusts. The reporting person is one of three co-trustees and is a remainder beneficiary of each of the two trusts. Read SEC document |
| May 27, 2003 Filed May 29, 2003 21:25 UTC |
CHANDLER MARK DVP, Leg Svcs, Gen Cnsl & Secty
|
SaleCommon Stock | 11,382 | $16.02 | $182,339.64 |
DisclosureSEC source: 0001199683-03-000019 · edgardoc.xml · nonDerivative · entry 4 CHANDLER MARK D · CIK 0001231879 · VP, Leg Svcs, Gen Cnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 437,612 F2 · ownership.nature: By Mark Chandler and Christina S. Kenrick Family Trust dtd 3/10/97. Read SEC document |
| May 27, 2003 Filed May 29, 2003 21:25 UTC |
CHANDLER MARK DVP, Leg Svcs, Gen Cnsl & Secty
|
SaleCommon Stock | 57,108 | $16.02 | $915,035.77 |
DisclosureSEC source: 0001199683-03-000019 · edgardoc.xml · nonDerivative · entry 3 CHANDLER MARK D · CIK 0001231879 · VP, Leg Svcs, Gen Cnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 448,994 F2 · ownership.nature: By Mark Chandler and Christina S. Kenrick Family Trust dtd 3/10/97. Read SEC document |
| May 27, 2003 Filed May 29, 2003 21:25 UTC |
CHANDLER MARK DVP, Leg Svcs, Gen Cnsl & Secty
|
SaleCommon Stock | 20,250 | $16.03 | $324,607.50 |
DisclosureSEC source: 0001199683-03-000019 · edgardoc.xml · nonDerivative · entry 2 CHANDLER MARK D · CIK 0001231879 · VP, Leg Svcs, Gen Cnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 506,102 F2 · ownership.nature: By Mark Chandler and Christina S. Kenrick Family Trust dtd 3/10/97. Read SEC document |
| May 27, 2003 Filed May 29, 2003 21:25 UTC |
CHANDLER MARK DVP, Leg Svcs, Gen Cnsl & Secty
|
SaleCommon Stock | 11,260 | $16.04 | $180,610.40 |
DisclosureSEC source: 0001199683-03-000019 · edgardoc.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · VP, Leg Svcs, Gen Cnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 526,352 F1 · security: Please note that this is a footnote for Column 5. This Form 4 is being filed to report transactions involving shares held indirectly by the reporting person. In addition to shares held indirectly, the reporting person also holds 57,976 shares directly which includes 9,916 shares held in an account in the name of the reporting person, and 48,060 shares held in an investment retirement account in the name of the reporting person's spouse. F2 · ownership.nature: By Mark Chandler and Christina S. Kenrick Family Trust dtd 3/10/97. Read SEC document |
| May 22, 2003 Filed May 27, 2003 21:23 UTC |
CARTER LARRY RDirector · Senior VP
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 625,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001199683-03-000017 · edgardoc.xml · derivative · entry 3 CARTER LARRY R · CIK 0001198043 · Director · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 625,000 shares Expires 2006-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was originally granted on 04/04/97 for 1,125,000 shares and became exercisable for those shares as follows: twenty-five percent (25%) of the option shares upon the Reporting Person's completion of one year of service with the issuer measured from the grant date, and the balance of the option shares in thirty-six (36) successive equal monthly installments upon the Reporting Person's completion of each of the next thirty-six (36) months of continued service with the issuer thereafter. Read SEC document |
| May 22, 2003 Filed May 27, 2003 21:23 UTC |
CARTER LARRY RDirector · Senior VP
|
SaleCommon Stock | 625,000 | $15.98 | $9,987,625.00 |
DisclosureSEC source: 0001199683-03-000017 · edgardoc.xml · nonDerivative · entry 2 CARTER LARRY R · CIK 0001198043 · Director · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,828 Read SEC document |
| May 22, 2003 Filed May 27, 2003 21:23 UTC |
CARTER LARRY RDirector · Senior VP
|
Exercise / conversionCommon Stock | 625,000 | $5.65 | $3,533,000.00 |
DisclosureSEC source: 0001199683-03-000017 · edgardoc.xml · nonDerivative · entry 1 CARTER LARRY R · CIK 0001198043 · Director · Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 5 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,780,951 F2 · ownership.nature: Morgridge Family Trust Read SEC document |
| March 19, 2003 Filed Sep 18, 2004 01:53 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 15,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-044310 · rrd52911.xml · nonDerivative · entry 2 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,765,701 F1 · ownership.nature: Morgridge Family Trust Read SEC document |
| March 14, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 155,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 4 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,781,201 F2 · ownership.nature: Morgridge Family Trust Read SEC document |
| February 26, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 3 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,936,201 F2 · ownership.nature: Morgridge Family Trust Read SEC document |
| February 19, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 45,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 2 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,945,201 F2 · ownership.nature: Morgridge Family Trust Read SEC document |
| February 10, 2003 Filed Sep 9, 2003 22:44 UTC |
MORGRIDGE JOHN PDirector
|
GiftCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-03-000063 · edgardoc.xml · nonDerivative · entry 1 MORGRIDGE JOHN P · CIK 0001198050 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 67,990,701 F1 · date: This is a footnote to Box 3, Date of Earliest Transaction. Due to a technical software bug, we are unable to display the earliest filing date in Box 3. The date that should be displayed is the date of the earliest transaction which is 02/10/03 as shown in Table 1. F2 · ownership.nature: Morgridge Family Trust Read SEC document |
| February 20, 2002 Filed Sep 18, 2006 20:36 UTC Amendment |
CARTER LARRY RDirector · SVP, Office of the President
|
GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-004707 · edgar123.xml · nonDerivative · entry 1 CARTER LARRY R · CIK 0001198043 · Director · SVP, Office of the President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,588 F1 · shares: The amendment is being filed solely to correct the amount of shares gifted, as reported in the initial filing of the Form 4 for February 2002, from 188 shares to 500 shares. Read SEC document |
| Date not disclosed Filed May 23, 2003 23:03 UTC |
POWELL DENNIS DSVP,Corporate Finance
|
OtherCommon Stock | 4,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199683-03-000015 · edgardoc.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · SVP,Corporate Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Read SEC document |
| Date not disclosed Filed May 23, 2003 22:40 UTC |
CHANDLER MARK DVP,Legal Srvs and Gen Counsel
|
OtherCommon Stock | 79,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199683-03-000014 · edgardoc.xml · nonDerivative · entry 3 CHANDLER MARK D · CIK 0001231879 · VP,Legal Srvs and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: Not disclosed F3 · shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: These shares are held in two trusts. The reporting person is one of three co-trustees and is a remainder beneficiary of each of the two trusts. Read SEC document |
| Date not disclosed Filed May 23, 2003 22:40 UTC |
CHANDLER MARK DVP,Legal Srvs and Gen Counsel
|
OtherCommon Stock | 537,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199683-03-000014 · edgardoc.xml · nonDerivative · entry 2 CHANDLER MARK D · CIK 0001231879 · VP,Legal Srvs and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: Not disclosed F2 · ownership.nature: By Mark Chandler and Christina S. Kenrick Family Trust dtd 3/10/97 Read SEC document |
| Date not disclosed Filed May 23, 2003 22:40 UTC |
CHANDLER MARK DVP,Legal Srvs and Gen Counsel
|
OtherCommon Stock | 57,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199683-03-000014 · edgardoc.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · VP,Legal Srvs and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: Includes 9,916 shares held in an account in the name of the reporting person, and 48,060 shares held in an investment retirement account in the name of the reporting person's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.