Last 12 months
Inside the activity.
0 purchase rows · 95 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 23 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 17 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2011 Filed Aug 19, 2011 22:22 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001140361-11-043014 · doc1.xml · derivative · entry 5 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200 shares Expires 2011-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
| August 18, 2011 Filed Aug 19, 2011 22:22 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
SaleCommon Stock | 200 | $15.16 | $3,032.52 |
DisclosureSEC source: 0001140361-11-043014 · doc1.xml · nonDerivative · entry 4 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,070 Read SEC document |
| August 18, 2011 Filed Aug 19, 2011 22:22 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
Exercise / conversionCommon Stock | 200 | $9.75 | $1,949.80 |
DisclosureSEC source: 0001140361-11-043014 · doc1.xml · nonDerivative · entry 3 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2011 Filed Aug 19, 2011 22:22 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
SaleCommon Stock | 19,805 | $16.02 | $317,276.10 |
DisclosureSEC source: 0001140361-11-043014 · doc1.xml · nonDerivative · entry 2 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,070 Read SEC document |
| August 17, 2011 Filed Aug 19, 2011 22:22 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
SaleCommon Stock | 800 | $16.03 | $12,820.00 |
DisclosureSEC source: 0001140361-11-043014 · doc1.xml · nonDerivative · entry 1 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,875 Read SEC document |
| August 16, 2011 Filed Sep 14, 2011 01:06 UTC |
CHAMBERS JOHN TDirector · Chairman and CEO
|
GiftCommon Stock | 6,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045732 · doc1.xml · nonDerivative · entry 1 CHAMBERS JOHN T · CIK 0001198044 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126,504 F1 · balance_after: Includes 318,255 shares that were previously reported as indirectly beneficially owned by the Chambers Grantor Retained Annuity Trust Number Four (Chambers GRAT #4), which were distributed and became directly owned by the reporting person on November 30, 2010, pursuant to the terms of that trust which provide for annual annuity distributions from that trust to its grantor. Also includes 165,515 shares that were previously reported as indirectly beneficially owned by the Chambers 2013 GRAT #1, 102,144 shares that were previously reported as indirectly beneficially owned by the Chambers 2015 GRAT #1 and 75,036 shares that were previously reported as indirectly beneficially owned by the Chambers 2017 GRAT #1, all of which were distributed and became directly owned by the reporting person on May 25, 2011, pursuant to the terms of each trust which provide for annual annuity distributions from each trust to its grantor. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 21:12 UTC |
BARTZ CAROLDirector
|
GiftCommon Stock | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035541 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 155,177 F4 · kind: Represents a charitable donation of the shares received. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 21:13 UTC |
Hennessy John L.Director
|
GiftCommon Stock | 234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035543 · doc1.xml · nonDerivative · entry 2 HENNESSY JOHN L · CIK 0001198046 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,846 F3 · kind: Represents a charitable donation of the shares received. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 21:13 UTC |
CARTER LARRY RDirector
|
GiftCommon Stock | 587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035542 · doc1.xml · nonDerivative · entry 2 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,588 F4 · kind: Represents a charitable donation of the shares received. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Carter Revocable Trust dated October 18, 1994. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 21:14 UTC |
YANG JERRYDirector
|
GiftCommon Stock | 586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035546 · doc1.xml · nonDerivative · entry 2 YANG JERRY · CIK 0001032001 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 31,507 F4 · kind: Represents a charitable donation of the shares received. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Jerry Yang 1996 Revocable Trust. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 21:12 UTC |
BARTZ CAROLDirector
|
OtherCommon Stock | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035541 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 155,470 F1 · kind: Represents a pro rata distribution from a venture fund of which the Reporting Person is a Limited Partner and in which the Reporting Person does not have or share investment control over the partnership's portfolio. The venture fund received the shares of the Issuer upon release from escrow in connection with the Issuer's prior acquisition of one of the venture fund's portfolio companies. The shares received were donated to a charity. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 21:13 UTC |
Hennessy John L.Director
|
OtherCommon Stock | 234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035543 · doc1.xml · nonDerivative · entry 1 HENNESSY JOHN L · CIK 0001198046 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,080 F1 · kind: Represents a pro rata distribution from a venture fund of which the Reporting Person is a Limited Partner and in which the Reporting Person does not have or share investment control over the partnership's portfolio. The venture fund received the shares of the Issuer upon release from escrow in connection with the Issuer's prior acquisition of one of the venture fund's portfolio companies. The shares received were donated to a charity. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 21:13 UTC |
CARTER LARRY RDirector
|
OtherCommon Stock | 587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035542 · doc1.xml · nonDerivative · entry 1 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,175 F1 · kind: Represents a pro rata distribution from a venture fund of which the Reporting Person is a Limited Partner and in which the Reporting Person does not have or share investment control over the partnership's portfolio. The venture fund received the shares of the Issuer upon release from escrow in connection with the Issuer's prior acquisition of one of the venture fund's portfolio companies. The shares received were donated to a charity. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Carter Revocable Trust dated October 18, 1994. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 21:14 UTC |
YANG JERRYDirector
|
OtherCommon Stock | 586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035546 · doc1.xml · nonDerivative · entry 1 YANG JERRY · CIK 0001032001 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 32,093 F1 · kind: Represents a pro rata distribution from a venture fund of which the Reporting Person is a Limited Partner and in which the Reporting Person does not have or share investment control over the partnership's portfolio. The venture fund received the shares of the Issuer upon release from escrow in connection with the Issuer's prior acquisition of one of the venture fund's portfolio companies. The shares received were donated to a charity. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Jerry Yang 1996 Revocable Trust. Read SEC document |
| June 16, 2011 Filed Jun 17, 2011 21:00 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-033427 · doc1.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,090 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) vesting on June 11, 2012. Read SEC document |
| June 16, 2011 Filed Jun 17, 2011 21:01 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-033428 · doc1.xml · nonDerivative · entry 1 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,545 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) vesting on June 11, 2012. Read SEC document |
| June 11, 2011 Filed Jun 14, 2011 23:24 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
Tax withholdingCommon Stock | 2,018 | $15.12 | $30,512.16 |
DisclosureSEC source: 0001140361-11-032890 · doc1.xml · nonDerivative · entry 1 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,045 F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 3 filed with the Commission on July 31, 2009. Read SEC document |
| June 11, 2011 Filed Jun 14, 2011 23:24 UTC |
MOORE GARY BEVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 9,170 | $15.12 | $138,650.40 |
DisclosureSEC source: 0001140361-11-032891 · doc1.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,819 F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on June 14, 2010. Read SEC document |
| May 26, 2011 Filed May 31, 2011 21:01 UTC |
WEST STEVEN MDirector
|
PurchaseCommon Stock | 3,700 | $16.31 | $60,340.71 |
DisclosureSEC source: 0001140361-11-030589 · doc1.xml · nonDerivative · entry 1 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,700 F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $16.3061 to $16.31. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| May 02, 2011 Filed May 4, 2011 21:46 UTC |
Christie Katherine BlairSVP, Chief Marketing Officer
|
Tax withholdingCommon Stock | 619 | $17.52 | $10,844.88 |
DisclosureSEC source: 0001140361-11-024976 · doc1.xml · nonDerivative · entry 1 Christie Katherine Blair · CIK 0001511610 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,566 F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award granted on March 20, 2008 and originally reported by the reporting person in a Form 3 filed with the Commission on February 3, 2011. Read SEC document |
| April 24, 2011 Filed Apr 26, 2011 21:14 UTC |
Christie Katherine BlairSVP, Chief Marketing Officer
|
Tax withholdingCommon Stock | 3,210 | $16.94 | $54,377.40 |
DisclosureSEC source: 0001140361-11-023235 · doc1.xml · nonDerivative · entry 1 Christie Katherine Blair · CIK 0001511610 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,185 F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award granted on March 12, 2009 and originally reported by the reporting person in a Form 3 filed with the Commission on February 3, 2011. Read SEC document |
| April 04, 2011 Filed Apr 6, 2011 21:16 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001140361-11-021140 · doc1.xml · derivative · entry 5 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2011-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 17, 2010. F6 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. F7 · balance_after: Since the last reporting of this stock option, the reporting person transferred 30,000 of the underlying securities in a transaction exempt from reporting under Section 16(a) of the Exchange Act, and such securities are no longer beneficially owned by the reporting person. Read SEC document |
| April 04, 2011 Filed Apr 6, 2011 21:16 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
SaleCommon Stock | 30,000 | $17.02 | $510,600.00 |
DisclosureSEC source: 0001140361-11-021140 · doc1.xml · nonDerivative · entry 2 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,090 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 17, 2010. F2 · balance_after: Since the reporting person's last Form 4 filing, the reporting person transferred 86,786 shares previously reported as directly owned in a transaction exempt from reporting under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and such shares are no longer beneficially owned by the reporting person. Also includes 108,806 shares that were previously reported as indirectly beneficially owned by Family Trust which were distributed and became directly owned by the reporting person pursuant to a transaction exempt from reporting under Section 16(a) of the Exchange Act. Read SEC document |
| April 04, 2011 Filed Apr 6, 2011 21:16 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
Exercise / conversionCommon Stock | 30,000 | $16.15 | $484,500.00 |
DisclosureSEC source: 0001140361-11-021140 · doc1.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 17, 2010. F2 · balance_after: Since the reporting person's last Form 4 filing, the reporting person transferred 86,786 shares previously reported as directly owned in a transaction exempt from reporting under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and such shares are no longer beneficially owned by the reporting person. Also includes 108,806 shares that were previously reported as indirectly beneficially owned by Family Trust which were distributed and became directly owned by the reporting person pursuant to a transaction exempt from reporting under Section 16(a) of the Exchange Act. Read SEC document |
| March 25, 2011 Filed Mar 25, 2011 22:15 UTC |
CARTER LARRY RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001140361-11-018760 · doc1.xml · derivative · entry 8 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2011-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
| March 25, 2011 Filed Mar 25, 2011 22:15 UTC |
CARTER LARRY RDirector
|
SaleCommon Stock | 125,000 | $17.29 | $2,161,212.50 |
DisclosureSEC source: 0001140361-11-018760 · doc1.xml · nonDerivative · entry 4 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,876 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.41. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 25, 2011 Filed Mar 25, 2011 22:15 UTC |
CARTER LARRY RDirector
|
Exercise / conversionCommon Stock | 125,000 | $9.75 | $1,218,625.00 |
DisclosureSEC source: 0001140361-11-018760 · doc1.xml · nonDerivative · entry 3 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2011 Filed Mar 25, 2011 22:15 UTC |
CARTER LARRY RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001140361-11-018760 · doc1.xml · derivative · entry 7 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2011-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
| March 24, 2011 Filed Mar 25, 2011 22:15 UTC |
CARTER LARRY RDirector
|
SaleCommon Stock | 125,000 | $17.44 | $2,179,650.00 |
DisclosureSEC source: 0001140361-11-018760 · doc1.xml · nonDerivative · entry 2 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,876 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.35 to $17.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 24, 2011 Filed Mar 25, 2011 22:15 UTC |
CARTER LARRY RDirector
|
Exercise / conversionCommon Stock | 125,000 | $9.75 | $1,218,625.00 |
DisclosureSEC source: 0001140361-11-018760 · doc1.xml · nonDerivative · entry 1 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2011 Filed Mar 29, 2011 21:34 UTC |
HALLA BRIANDirector
|
OtherCommon Stock | 31,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-019231 · doc1.xml · nonDerivative · entry 3 HALLA BRIAN · CIK 0001224997 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family limited partnership Disclosed balance after: 0 F4 · kind: The reported securities are held by FLP. On March 23, 2011, the reporting person and his spouse, in their capacity as trustees of FT, divided the limited partner interest described in Note 1 in two equal amounts (each representing an interest in 15,903 of the 32,108 total shares held by FLP), and thereafter sold one of such limited partner interests to Gift Trust #2 (described in Note 6) and the other to Gift Trust #3 (described in Note 7) for an aggregate purchase price of $194,478 per transaction. Following said transactions, through Gift Trust #1, Gift Trust #2 and Gift Trust #3, the reporting person continues to be deemed the beneficial owner of all 32,128 shares held by FLP. See also Notes 2, 6 and 7. F4 · price: The reported securities are held by FLP. On March 23, 2011, the reporting person and his spouse, in their capacity as trustees of FT, divided the limited partner interest described in Note 1 in two equal amounts (each representing an interest in 15,903 of the 32,108 total shares held by FLP), and thereafter sold one of such limited partner interests to Gift Trust #2 (described in Note 6) and the other to Gift Trust #3 (described in Note 7) for an aggregate purchase price of $194,478 per transaction. Following said transactions, through Gift Trust #1, Gift Trust #2 and Gift Trust #3, the reporting person continues to be deemed the beneficial owner of all 32,128 shares held by FLP. See also Notes 2, 6 and 7. F4 · balance_after: The reported securities are held by FLP. On March 23, 2011, the reporting person and his spouse, in their capacity as trustees of FT, divided the limited partner interest described in Note 1 in two equal amounts (each representing an interest in 15,903 of the 32,108 total shares held by FLP), and thereafter sold one of such limited partner interests to Gift Trust #2 (described in Note 6) and the other to Gift Trust #3 (described in Note 7) for an aggregate purchase price of $194,478 per transaction. Following said transactions, through Gift Trust #1, Gift Trust #2 and Gift Trust #3, the reporting person continues to be deemed the beneficial owner of all 32,128 shares held by FLP. See also Notes 2, 6 and 7. F5 · balance_after: Excludes shares reported as indirectly held in the last three rows of Table I of this Form 4. F4 · ownership.nature: The reported securities are held by FLP. On March 23, 2011, the reporting person and his spouse, in their capacity as trustees of FT, divided the limited partner interest described in Note 1 in two equal amounts (each representing an interest in 15,903 of the 32,108 total shares held by FLP), and thereafter sold one of such limited partner interests to Gift Trust #2 (described in Note 6) and the other to Gift Trust #3 (described in Note 7) for an aggregate purchase price of $194,478 per transaction. Following said transactions, through Gift Trust #1, Gift Trust #2 and Gift Trust #3, the reporting person continues to be deemed the beneficial owner of all 32,128 shares held by FLP. See also Notes 2, 6 and 7. Read SEC document |
| March 22, 2011 Filed Mar 23, 2011 22:18 UTC |
CARTER LARRY RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001140361-11-018329 · doc1.xml · derivative · entry 8 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2011-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
| March 22, 2011 Filed Mar 23, 2011 22:18 UTC |
CARTER LARRY RDirector
|
SaleCommon Stock | 125,000 | $17.52 | $2,190,000.00 |
DisclosureSEC source: 0001140361-11-018329 · doc1.xml · nonDerivative · entry 4 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,876 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.54. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 22, 2011 Filed Mar 23, 2011 22:18 UTC |
CARTER LARRY RDirector
|
Exercise / conversionCommon Stock | 125,000 | $16.15 | $2,018,750.00 |
DisclosureSEC source: 0001140361-11-018329 · doc1.xml · nonDerivative · entry 3 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2011 Filed Mar 23, 2011 22:18 UTC |
CARTER LARRY RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001140361-11-018329 · doc1.xml · derivative · entry 7 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2011-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
| March 21, 2011 Filed Mar 23, 2011 22:18 UTC |
CARTER LARRY RDirector
|
SaleCommon Stock | 125,000 | $17.50 | $2,187,537.50 |
DisclosureSEC source: 0001140361-11-018329 · doc1.xml · nonDerivative · entry 2 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,876 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.5024. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 21, 2011 Filed Mar 23, 2011 22:18 UTC |
CARTER LARRY RDirector
|
Exercise / conversionCommon Stock | 125,000 | $16.15 | $2,018,750.00 |
DisclosureSEC source: 0001140361-11-018329 · doc1.xml · nonDerivative · entry 1 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2011 Filed Mar 21, 2011 21:49 UTC |
MOORE GARY BEVP, Chief Operating Officer
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-017921 · doc1.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,989 F1 · shares: Represents a restricted stock unit award with respect to 200,000 shares of common stock that vests in four (4) successive equal annual installments with the first twenty-five percent (25%) vesting on March 12, 2012. Read SEC document |
| March 12, 2011 Filed Mar 15, 2011 23:41 UTC |
LLOYD ROBERT WAYNEEVP, Worldwide Operations
|
Tax withholdingCommon Stock | 16,048 | $17.95 | $288,061.60 |
DisclosureSEC source: 0001140361-11-016928 · doc1.xml · nonDerivative · entry 1 LLOYD ROBERT WAYNE · CIK 0001461978 · EVP, Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,456 F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award granted on March 12, 2009 and originally reported by the reporting person in a Form 3 filed with the Commission on May 1, 2009. Read SEC document |
| March 12, 2011 Filed Mar 15, 2011 23:41 UTC |
MOORE GARY BEVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 9,171 | $17.95 | $164,619.45 |
DisclosureSEC source: 0001140361-11-016930 · doc1.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,989 F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award granted on March 12, 2009 and originally reported by the reporting person in a Form 3 filed with the Commission June 3, 2010. Read SEC document |
| March 09, 2011 Filed Mar 11, 2011 22:01 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
SaleCommon Stock | 33,000 | $18.11 | $597,630.00 |
DisclosureSEC source: 0001140361-11-016127 · doc1.xml · nonDerivative · entry 1 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,207 Read SEC document |
| March 07, 2011 Filed Mar 29, 2011 21:34 UTC |
HALLA BRIANDirector
|
GiftCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-019231 · doc1.xml · nonDerivative · entry 2 HALLA BRIAN · CIK 0001224997 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gift Trust #1 Disclosed balance after: 0 F2 · balance_after: Excludes 322 shares previously held indirectly by Gift Trust #1 on March 7, 2011 that the reporting person and his spouse, in their capcity as trustees of Gift Trust #1, transferred to FLP on March 16, 2011. Following said transfer, the reporting person continues to be deemed the beneficial owner of the 322 shares so transferred to and held by FLP, as Gift Trust #1 acquired an equivalent general partner interest in FLP in exchange therefor. F3 · ownership.nature: An irrevocable gift trust of which the reporting person and his spouse are trustees and of which the reporting person's adult children are the sole beneficiaries. Read SEC document |
| March 07, 2011 Filed Mar 29, 2011 21:34 UTC |
HALLA BRIANDirector
|
GiftCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-019231 · doc1.xml · nonDerivative · entry 1 HALLA BRIAN · CIK 0001224997 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,768 F1 · balance_after: Excludes shares previously held indirectly by the family trust (FT) on March 7, 2011 that were transferred to a family limited partnership (FLP) as described in this Note 1. On March 16, 2011, FT transferred a total of 31,806 shares to FLP, a limited partnership formed in connection with transfers reported on this Form, and in which the reporting person and his spouse are the general partner, solely in their capacity as trustees of Gift Trust #1 (described in Note 3), and the reporting person and his spouse, solely in their capacity as trustees of FT, are the sole limited partners. Read SEC document |
| February 25, 2011 Filed Feb 28, 2011 22:38 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
SaleCommon Stock | 35,000 | $18.62 | $651,612.50 |
DisclosureSEC source: 0001140361-11-012738 · doc1.xml · nonDerivative · entry 1 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,207 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $18.61 to $18.625. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 19, 2011 Filed Feb 23, 2011 23:11 UTC |
CALDERONI FRANKEVP and CFO
|
Tax withholdingCommon Stock | 5,528 | $18.85 | $104,202.80 |
DisclosureSEC source: 0001140361-11-011660 · doc1.xml · nonDerivative · entry 1 CALDERONI FRANK · CIK 0001249051 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,613 F1 · shares: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on February 21, 2008. Read SEC document |
| February 18, 2011 Filed Feb 23, 2011 23:12 UTC |
Christie Katherine BlairSVP, Chief Marketing Officer
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-011662 · doc1.xml · nonDerivative · entry 1 Christie Katherine Blair · CIK 0001511610 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,395 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) vesting on February 11, 2012. Read SEC document |
| January 07, 2011 Filed Jan 12, 2011 00:27 UTC |
CARTER LARRY RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 65,637 | $0.00 Strike: $20.53 | $0.00 |
DisclosureSEC source: 0001140361-11-002468 · doc1.xml · derivative · entry 5 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,363 Underlying: Common Stock · 65,637 shares Expires 2011-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
| January 07, 2011 Filed Jan 12, 2011 00:27 UTC |
CARTER LARRY RDirector
|
Tax withholdingCommon Stock | 64,259 | $20.97 | $1,347,511.23 |
DisclosureSEC source: 0001140361-11-002468 · doc1.xml · nonDerivative · entry 2 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,876 F1 · shares: Represents shares delivered for payment of exercise price in connection with the option exercise reported on this Form 4. Read SEC document |
| January 07, 2011 Filed Jan 12, 2011 00:27 UTC |
CARTER LARRY RDirector
|
Exercise / conversionCommon Stock | 65,637 | $20.53 | $1,347,527.61 |
DisclosureSEC source: 0001140361-11-002468 · doc1.xml · nonDerivative · entry 1 CARTER LARRY R · CIK 0001198043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2011 Filed Jan 12, 2011 00:28 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 98,320 | $0.00 Strike: $20.53 | $0.00 |
DisclosureSEC source: 0001140361-11-002470 · doc1.xml · derivative · entry 3 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,680 Underlying: Common Stock · 98,320 shares Expires 2011-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.