Last 12 months
Inside the activity.
0 purchase rows · 95 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 23 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 17 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2011 Filed Mar 26, 2012 23:13 UTC |
POND RANDALL EEVP, Ops, Processes & Systems
|
GiftCommon Stock | 15,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-017465 · doc1.xml · nonDerivative · entry 2 POND RANDALL E · CIK 0001198051 · EVP, Ops, Processes & Systems 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 219,714 Read SEC document |
| November 16, 2011 Filed Mar 26, 2012 23:13 UTC |
POND RANDALL EEVP, Ops, Processes & Systems
|
GiftCommon Stock | 13,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-017465 · doc1.xml · nonDerivative · entry 1 POND RANDALL E · CIK 0001198051 · EVP, Ops, Processes & Systems 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 235,514 Read SEC document |
| November 15, 2011 Filed Nov 17, 2011 01:19 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
SaleCommon Stock | 50,000 | $18.98 | $948,860.00 |
DisclosureSEC source: 0001140361-11-054008 · doc1.xml · nonDerivative · entry 1 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,208 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $18.9474 to $19.02. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 14, 2011 Filed Nov 17, 2011 01:18 UTC |
CHAMBERS JOHN TDirector · Chairman and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,500,000 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001140361-11-054007 · doc1.xml · derivative · entry 10 CHAMBERS JOHN T · CIK 0001198044 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 1,500,000 shares Expires 2012-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2011. F3 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. Read SEC document |
| November 14, 2011 Filed Nov 17, 2011 01:18 UTC |
CHAMBERS JOHN TDirector · Chairman and CEO
|
SaleCommon Stock | 1,500,000 | $18.98 | $28,471,800.00 |
DisclosureSEC source: 0001140361-11-054007 · doc1.xml · nonDerivative · entry 2 CHAMBERS JOHN T · CIK 0001198044 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032,135 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2011. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $18.87 to $19.09. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 14, 2011 Filed Nov 17, 2011 01:18 UTC |
CHAMBERS JOHN TDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 1,500,000 | $13.04 | $19,560,000.00 |
DisclosureSEC source: 0001140361-11-054007 · doc1.xml · nonDerivative · entry 1 CHAMBERS JOHN T · CIK 0001198044 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2011. Read SEC document |
| November 14, 2011 Filed Nov 17, 2011 01:21 UTC |
Hennessy John L.Director
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.66 | $0.00 |
DisclosureSEC source: 0001140361-11-054009 · doc1.xml · derivative · entry 4 HENNESSY JOHN L · CIK 0001198046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2011-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested in two successive equal annual installments upon the reporting person's completion of each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from the date of the option grant of 11/19/2002. Read SEC document |
| November 14, 2011 Filed Nov 17, 2011 01:21 UTC |
Hennessy John L.Director
|
SaleCommon Stock | 15,000 | $19.00 | $285,000.00 |
DisclosureSEC source: 0001140361-11-054009 · doc1.xml · nonDerivative · entry 2 HENNESSY JOHN L · CIK 0001198046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,936 Read SEC document |
| November 14, 2011 Filed Nov 17, 2011 01:21 UTC |
Hennessy John L.Director
|
Exercise / conversionCommon Stock | 15,000 | $13.66 | $204,900.00 |
DisclosureSEC source: 0001140361-11-054009 · doc1.xml · nonDerivative · entry 1 HENNESSY JOHN L · CIK 0001198046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2011 Filed Nov 17, 2011 01:22 UTC |
MOORE GARY BEVP, Chief Operating Officer
|
SaleCommon Stock | 25,000 | $18.93 | $473,250.00 |
DisclosureSEC source: 0001140361-11-054011 · doc1.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,618 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 23, 2011. Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC |
BARTZ CAROLDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.66 | $0.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · derivative · entry 5 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2011-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vested in two successive equal annual installments upon the reporting person's completion of each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from the date of the option grant of 11/19/2002. Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC |
BARTZ CAROLDirector
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · nonDerivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,177 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC |
BARTZ CAROLDirector
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC |
BARTZ CAROLDirector
|
Exercise / conversionCommon Stock | 15,000 | $13.66 | $204,900.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2011 Filed Nov 4, 2011 21:00 UTC |
Christie Katherine BlairSVP, Chief Marketing Officer
|
Tax withholdingCommon Stock | 4,668 | $17.85 | $83,323.80 |
DisclosureSEC source: 0001140361-11-051900 · doc1.xml · nonDerivative · entry 1 Christie Katherine Blair · CIK 0001511610 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,596 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 3 filed with the Commission on February 3, 2011. Read SEC document |
| October 24, 2011 Filed Oct 26, 2011 21:28 UTC |
Christie Katherine BlairSVP, Chief Marketing Officer
|
Tax withholdingCommon Stock | 15,786 | $17.38 | $274,360.68 |
DisclosureSEC source: 0001140361-11-050472 · doc1.xml · nonDerivative · entry 1 Christie Katherine Blair · CIK 0001511610 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,264 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of three (3) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 3, 2011. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:31 UTC |
CALDERONI FRANKEVP and CFO
|
Tax withholdingCommon Stock | 3,268 | $16.53 | $54,020.04 |
DisclosureSEC source: 0001140361-11-046838 · doc1.xml · nonDerivative · entry 1 CALDERONI FRANK · CIK 0001249051 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,321 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award granted on September 21, 2006 and originally reported by the reporting person in a Form 4 filed with the Commission on February 21, 2008. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:31 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
Tax withholdingCommon Stock | 6,430 | $16.53 | $106,287.90 |
DisclosureSEC source: 0001140361-11-046839 · doc1.xml · nonDerivative · entry 3 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,201 F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:32 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
Tax withholdingCommon Stock | 8,860 | $16.53 | $146,455.80 |
DisclosureSEC source: 0001140361-11-046840 · doc1.xml · nonDerivative · entry 1 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,208 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award granted on September 21, 2006 and originally reported by the reporting person in a Form 3 filed with the Commission on August 8, 2007. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:33 UTC |
LLOYD ROBERT WAYNEEVP, Worldwide Operations
|
Tax withholdingCommon Stock | 18,672 | $16.53 | $308,648.16 |
DisclosureSEC source: 0001140361-11-046841 · doc1.xml · nonDerivative · entry 1 LLOYD ROBERT WAYNE · CIK 0001461978 · EVP, Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,199 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award granted on September 21, 2006 and originally reported by the reporting person in a Form 3 filed with the Commission on May 1, 2009. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:33 UTC |
MOORE GARY BEVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 18,672 | $16.53 | $308,648.16 |
DisclosureSEC source: 0001140361-11-046842 · doc1.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,618 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award granted on September 21, 2006 and originally reported by the reporting person in a Form 3 filed with the Commission on June 3, 2010. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:34 UTC |
POND RANDALL EEVP, Ops, Processes & Systems
|
Tax withholdingCommon Stock | 9,336 | $16.53 | $154,324.08 |
DisclosureSEC source: 0001140361-11-046844 · doc1.xml · nonDerivative · entry 1 POND RANDALL E · CIK 0001198051 · EVP, Ops, Processes & Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,768 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006. Read SEC document |
| September 19, 2011 Filed Sep 23, 2011 23:31 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
GiftCommon Stock | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-046839 · doc1.xml · nonDerivative · entry 2 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,631 Read SEC document |
| September 19, 2011 Filed Sep 23, 2011 23:31 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
GiftCommon Stock | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-046839 · doc1.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · ownership.nature: The reporting person is one of three co-trustees and is a remainder beneficiary of the trust which held these shares. Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 21:52 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
SaleCommon Stock | 25,000 | $16.44 | $410,907.50 |
DisclosureSEC source: 0001140361-11-046243 · doc1.xml · nonDerivative · entry 1 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,068 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.4323 to $16.4450. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 14, 2011 Filed Sep 16, 2011 21:53 UTC |
YANG JERRYDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.66 | $0.00 |
DisclosureSEC source: 0001140361-11-046244 · doc1.xml · derivative · entry 5 YANG JERRY · CIK 0001032001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2011-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vested in two successive equal annual installments upon the reporting person's completion of each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from the date of the option grant of 11/19/2002. Read SEC document |
| September 14, 2011 Filed Sep 16, 2011 21:53 UTC |
YANG JERRYDirector
|
SaleCommon Stock | 15,000 | $16.51 | $247,650.00 |
DisclosureSEC source: 0001140361-11-046244 · doc1.xml · nonDerivative · entry 2 YANG JERRY · CIK 0001032001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,029 Read SEC document |
| September 14, 2011 Filed Sep 16, 2011 21:53 UTC |
YANG JERRYDirector
|
Exercise / conversionCommon Stock | 15,000 | $13.66 | $204,900.00 |
DisclosureSEC source: 0001140361-11-046244 · doc1.xml · nonDerivative · entry 1 YANG JERRY · CIK 0001032001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:48 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
Tax withholdingCommon Stock | 8,313 | $15.82 | $131,511.66 |
DisclosureSEC source: 0001140361-11-045714 · doc1.xml · nonDerivative · entry 1 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,757 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on July 31, 2009 and in Forms 4 filed with the Commission on November 16, 2009 and September 17, 2010. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:49 UTC |
CALDERONI FRANKEVP and CFO
|
Tax withholdingCommon Stock | 47,954 | $15.82 | $758,632.28 |
DisclosureSEC source: 0001140361-11-045715 · doc1.xml · nonDerivative · entry 1 CALDERONI FRANK · CIK 0001249051 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,589 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in Forms 4 filed with the Commission on September 12, 2008, November 16, 2009 and September 17, 2010. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:50 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
Tax withholdingCommon Stock | 27,277 | $15.82 | $431,522.14 |
DisclosureSEC source: 0001140361-11-045716 · doc1.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,031 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in Forms 4 filed with the Commission on September 12, 2008, November 16, 2009 and September 17, 2010. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:50 UTC |
LLOYD ROBERT WAYNEEVP, Worldwide Operations
|
Tax withholdingCommon Stock | 49,548 | $15.82 | $783,849.36 |
DisclosureSEC source: 0001140361-11-045718 · doc1.xml · nonDerivative · entry 1 LLOYD ROBERT WAYNE · CIK 0001461978 · EVP, Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,871 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on May 1, 2009 and in Forms 4 filed with the Commission on November 16, 2009 and September 17, 2010. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:52 UTC |
Christie Katherine BlairSVP, Chief Marketing Officer
|
Tax withholdingCommon Stock | 6,878 | $15.82 | $108,809.96 |
DisclosureSEC source: 0001140361-11-045719 · doc1.xml · nonDerivative · entry 1 Christie Katherine Blair · CIK 0001511610 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,050 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award granted on September 16, 2010 and originally reported by the reporting person in a Form 3 filed with the Commission on February 3, 2011. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:53 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
Tax withholdingCommon Stock | 62,439 | $15.82 | $987,784.98 |
DisclosureSEC source: 0001140361-11-045721 · doc1.xml · nonDerivative · entry 1 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,068 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in Forms 4 filed with the Commission on September 12, 2008, November 16, 2009 and September 17, 2010. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:53 UTC |
MOORE GARY BEVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 48,329 | $15.82 | $764,564.78 |
DisclosureSEC source: 0001140361-11-045722 · doc1.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,290 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on June 3, 2010 and in a Form 4 filed with the Commission on September 17, 2010. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 00:53 UTC |
POND RANDALL EEVP, Ops, Processes & Systems
|
Tax withholdingCommon Stock | 51,019 | $15.82 | $807,120.58 |
DisclosureSEC source: 0001140361-11-045724 · doc1.xml · nonDerivative · entry 1 POND RANDALL E · CIK 0001198051 · EVP, Ops, Processes & Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,787 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in Forms 4 filed with the Commission on September 12, 2008, November 16, 2009 and September 17, 2010. Read SEC document |
| September 11, 2011 Filed Sep 14, 2011 01:06 UTC |
CHAMBERS JOHN TDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 94,369 | $15.82 | $1,492,917.58 |
DisclosureSEC source: 0001140361-11-045732 · doc1.xml · nonDerivative · entry 2 CHAMBERS JOHN T · CIK 0001198044 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032,135 F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in Forms 4 filed with the Commission on September 12, 2008, November 16, 2009 and September 17, 2010. F1 · balance_after: Includes 318,255 shares that were previously reported as indirectly beneficially owned by the Chambers Grantor Retained Annuity Trust Number Four (Chambers GRAT #4), which were distributed and became directly owned by the reporting person on November 30, 2010, pursuant to the terms of that trust which provide for annual annuity distributions from that trust to its grantor. Also includes 165,515 shares that were previously reported as indirectly beneficially owned by the Chambers 2013 GRAT #1, 102,144 shares that were previously reported as indirectly beneficially owned by the Chambers 2015 GRAT #1 and 75,036 shares that were previously reported as indirectly beneficially owned by the Chambers 2017 GRAT #1, all of which were distributed and became directly owned by the reporting person on May 25, 2011, pursuant to the terms of each trust which provide for annual annuity distributions from each trust to its grantor. Read SEC document |
| September 11, 2011 Filed Sep 23, 2011 23:34 UTC |
POND RANDALL EEVP, Ops, Processes & Systems
|
Tax withholdingCommon Stock | 51,019 | $15.82 | $807,120.58 |
DisclosureSEC source: 0001140361-11-046843 · doc1.xml · nonDerivative · entry 1 POND RANDALL E · CIK 0001198051 · EVP, Ops, Processes & Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,787 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in Forms 4 filed with the Commission on September 12, 2008, November 16, 2009 and September 17, 2010. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:26 UTC |
BHATT PRATVP, Corporate Controller & PAO
|
GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045373 · doc1.xml · nonDerivative · entry 1 BHATT PRAT · CIK 0001469167 · VP, Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,070 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:26 UTC |
CALDERONI FRANKEVP and CFO
|
GrantCommon Stock | 50,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045374 · doc1.xml · nonDerivative · entry 1 CALDERONI FRANK · CIK 0001249051 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,543 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:26 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045375 · doc1.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,308 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:27 UTC |
Christie Katherine BlairSVP, Chief Marketing Officer
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GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045376 · doc1.xml · nonDerivative · entry 1 Christie Katherine Blair · CIK 0001511610 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,928 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:27 UTC |
Elfrink WimEVP, Chief Globalisation Ofr
|
GrantCommon Stock | 57,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045377 · doc1.xml · nonDerivative · entry 1 Elfrink Wim · CIK 0001408696 · EVP, Chief Globalisation Ofr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,507 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:28 UTC |
LLOYD ROBERT WAYNEEVP, Worldwide Operations
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GrantCommon Stock | 67,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045378 · doc1.xml · nonDerivative · entry 1 LLOYD ROBERT WAYNE · CIK 0001461978 · EVP, Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,419 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:28 UTC |
MOORE GARY BEVP, Chief Operating Officer
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GrantCommon Stock | 72,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045379 · doc1.xml · nonDerivative · entry 1 MOORE GARY B · CIK 0001493191 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,619 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| September 08, 2011 Filed Sep 9, 2011 22:29 UTC |
POND RANDALL EEVP, Ops, Processes & Systems
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GrantCommon Stock | 46,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-045380 · doc1.xml · nonDerivative · entry 1 POND RANDALL E · CIK 0001198051 · EVP, Ops, Processes & Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,806 F1 · shares: Represents a restricted stock unit award that vests in four (4) successive equal annual installments, with the first twenty-five percent (25%) of the shares vesting on September 11, 2012. Read SEC document |
| August 18, 2011 Filed Aug 19, 2011 22:21 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
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Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001140361-11-043013 · doc1.xml · derivative · entry 5 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2011-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments. F4 · balance_after: Since the last reporting of this stock option, the reporting person transferred 37,500 of the underlying securities in a transaction exempt from reporting under Section 16(a) of the Exchange Act, and such securities are no longer beneficially owned by the reporting person. Read SEC document |
| August 18, 2011 Filed Aug 19, 2011 22:21 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
SaleCommon Stock | 18,400 | $15.11 | $278,024.00 |
DisclosureSEC source: 0001140361-11-043013 · doc1.xml · nonDerivative · entry 3 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,308 F1 · balance_after: Includes 9,888 shares that were previously reported as indirectly beneficially owned by Family Trust which were distributed and became directly owned by the reporting person pursuant to a transaction exempt from reporting under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The remaining 9,888 shares that were previously reported as indirectly owned by Family Trust were transferred in a transaction exempt from reporting under Section 16(a) of the Exchange Act, and such shares are no longer beneficially owned by the reporting person. Read SEC document |
| August 18, 2011 Filed Aug 19, 2011 22:21 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
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SaleCommon Stock | 19,100 | $15.12 | $288,792.00 |
DisclosureSEC source: 0001140361-11-043013 · doc1.xml · nonDerivative · entry 2 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,708 F1 · balance_after: Includes 9,888 shares that were previously reported as indirectly beneficially owned by Family Trust which were distributed and became directly owned by the reporting person pursuant to a transaction exempt from reporting under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The remaining 9,888 shares that were previously reported as indirectly owned by Family Trust were transferred in a transaction exempt from reporting under Section 16(a) of the Exchange Act, and such shares are no longer beneficially owned by the reporting person. Read SEC document |
| August 18, 2011 Filed Aug 19, 2011 22:21 UTC |
CHANDLER MARK DSVP, LglSrvs, GenCnsl & Secty
|
Exercise / conversionCommon Stock | 37,500 | $9.75 | $365,587.50 |
DisclosureSEC source: 0001140361-11-043013 · doc1.xml · nonDerivative · entry 1 CHANDLER MARK D · CIK 0001231879 · SVP, LglSrvs, GenCnsl & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 9,888 shares that were previously reported as indirectly beneficially owned by Family Trust which were distributed and became directly owned by the reporting person pursuant to a transaction exempt from reporting under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The remaining 9,888 shares that were previously reported as indirectly owned by Family Trust were transferred in a transaction exempt from reporting under Section 16(a) of the Exchange Act, and such shares are no longer beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.