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Nasdaq · USD

CRWS

CROWN CRAFTS INC

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7464
SEC CIK
0000025895
Parsed reports
133

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2021 Filed Feb 22, 2021 22:00 UTC
Demarest CraigVP and CFO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012764 · doc4.xml · nonDerivative · entry 1

Demarest Craig · CIK 0001436705 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting February 22, 2023.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 22:38 UTC
Sheridan DonnaPres & CEO / NoJo Baby & Kids
Tax withholdingCommon Stock 11,731 $7.28 $85,401.68
Disclosure

SEC source: 0001209191-21-005481 · doc4.xml · nonDerivative · entry 1

Sheridan Donna · CIK 0001764874 · Pres & CEO / NoJo Baby & Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,269

F1 · kind: This transaction represents the withholding of 11,731 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 25,000 shares of common stock originally awarded to the Reporting Person on January 18, 2019.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:18 UTC
Sheridan DonnaPres & CEO / NoJo Baby & Kids
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001209191-21-001296 · doc4.xml · derivative · entry 1

Sheridan Donna · CIK 0001764874 · Pres & CEO / NoJo Baby & Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-01-04

F2 · price: Derivative securities represent the grant of a stock option for services as an officer of the Issuer.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2014 Omnibus Equity Compensation Plan and is exercisable as follows: (a) 12,500 shares on or after January 4, 2022; and (b) 12,500 shares on or after January 4, 2023.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:17 UTC
Elliott Olivia W.President, CFO and COO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001209191-21-001292 · doc4.xml · derivative · entry 1

Elliott Olivia W. · CIK 0001446138 · President, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-01-04

F2 · price: Derivative securities represent the grant of a stock option for services as an officer of the Issuer, as disclosed in the Current Report on Form 8-K filed by the Issuer on December 17, 2020.

F1 · derivative.exercise_date: The option was granted pursuant to the Issuer's 2014 Omnibus Equity Compensation Plan and is exercisable as follows: (a) 25,000 shares on or after January 4, 2022; and (b) 25,000 shares on or after January 4, 2023.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 22:04 UTC
CHESTNUT E RANDALLDirector · President and CEO
Disposition to issuerCommon Stock 250,000 $7.54 $1,885,875.00
Disclosure

SEC source: 0001209191-20-064117 · doc4.xml · nonDerivative · entry 1

CHESTNUT E RANDALL · CIK 0001238899 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,897

F1 · acquired: Represents sale by the Reporting Person to the Issuer pursuant to that certain Amended and Restated Employment and Severance Protection Agreement, dated December 16, 2020, between the Reporting Person and the Issuer, as disclosed in the Current Report on Form 8-K filed by the Issuer on December 17, 2020.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 22:09 UTC
NIE ZENON SDirector
GiftCommon Stock 9,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047281 · doc4.xml · nonDerivative · entry 2

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 138,177

F1 · security: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares Reporting Person's household.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 22:09 UTC
NIE ZENON SDirector
GiftCommon Stock 9,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047281 · doc4.xml · nonDerivative · entry 1

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,177

F1 · security: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares Reporting Person's household.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 22:15 UTC
NIE ZENON SDirector
GrantCommon Stock 10,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046852 · doc4.xml · nonDerivative · entry 1

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,491

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,182 shares on the earlier of (i) August 12, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders; and (B) 5,181 shares on the earlier of (i) August 12, 2022 and (ii) the date immediately preceding the date of the 2022 Annual Meeting of Stockholders.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 22:12 UTC GrantCommon Stock 10,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046850 · doc4.xml · nonDerivative · entry 1

Stensrud Patricia · CIK 0001527775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,741

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,182 shares on the earlier of (i) August 12, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders; and (B) 5,181 shares on the earlier of (i) August 12, 2022 and (ii) the date immediately preceding the date of the 2022 Annual Meeting of Stockholders.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 22:09 UTC GrantCommon Stock 10,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046848 · doc4.xml · nonDerivative · entry 1

RATAJCZAK DONALD R · CIK 0001018928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,142

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,182 shares on the earlier of (i) August 12, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders; and (B) 5,181 shares on the earlier of (i) August 12, 2022 and (ii) the date immediately preceding the date of the 2022 Annual Meeting of Stockholders.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 22:06 UTC GrantCommon Stock 10,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046844 · doc4.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,991

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,182 shares on the earlier of (i) August 12, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders; and (B) 5,181 shares on the earlier of (i) August 12, 2022 and (ii) the date immediately preceding the date of the 2022 Annual Meeting of Stockholders.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:04 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035985 · doc4.xml · nonDerivative · entry 1

Elliott Olivia W. · CIK 0001446138 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,762

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting June 10, 2022.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 12:11 UTC
Sheridan DonnaPres & CEO / NoJo Baby & Kids
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036183 · doc4.xml · nonDerivative · entry 1

Sheridan Donna · CIK 0001764874 · Pres & CEO / NoJo Baby & Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting June 10, 2022.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:10 UTC
FREEMAN NANCIExec Chairpsn / NoJo Baby&Kids
SaleCommon Stock 6,600 $5.25 $34,668.48
Disclosure

SEC source: 0001209191-19-046346 · doc4.xml · nonDerivative · entry 2

FREEMAN NANCI · CIK 0001242159 · Exec Chairpsn / NoJo Baby&Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,430

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:12 UTC GrantCommon Stock 11,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046188 · doc4.xml · nonDerivative · entry 1

RATAJCZAK DONALD R · CIK 0001018928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,779

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,814 shares on the earlier of (i) August 14, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders; and (B) 5,814 shares on the earlier of (i) August 14, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:14 UTC GrantCommon Stock 11,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046192 · doc4.xml · nonDerivative · entry 1

Stensrud Patricia · CIK 0001527775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,378

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,814 shares on the earlier of (i) August 14, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders; and (B) 5,814 shares on the earlier of (i) August 14, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:09 UTC
NIE ZENON SDirector
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046184 · doc4.xml · nonDerivative · entry 3

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 128,863

F2 · security: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares Reporting Person's household.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:09 UTC
NIE ZENON SDirector
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046184 · doc4.xml · nonDerivative · entry 2

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

F2 · security: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares Reporting Person's household.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:09 UTC
NIE ZENON SDirector
GrantCommon Stock 11,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046184 · doc4.xml · nonDerivative · entry 1

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,128

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,814 shares on the earlier of (i) August 14, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders; and (B) 5,814 shares on the earlier of (i) August 14, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 21:08 UTC GrantCommon Stock 11,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046182 · doc4.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,628

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 5,814 shares on the earlier of (i) August 14, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders; and (B) 5,814 shares on the earlier of (i) August 14, 2021 and (ii) the date immediately preceding the date of the 2021 Annual Meeting of Stockholders.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:10 UTC
FREEMAN NANCIExec Chairpsn / NoJo Baby&Kids
SaleCommon Stock 8,400 $5.11 $42,960.96
Disclosure

SEC source: 0001209191-19-046346 · doc4.xml · nonDerivative · entry 1

FREEMAN NANCI · CIK 0001242159 · Exec Chairpsn / NoJo Baby&Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,030

Read SEC document
June 13, 2019 Filed Jun 17, 2019 19:40 UTC
Sheridan DonnaPres & CEO / NoJo Baby & Kids
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $4.76 Not disclosed
Disclosure

SEC source: 0001209191-19-037368 · doc4.xml · derivative · entry 1

Sheridan Donna · CIK 0001764874 · Pres & CEO / NoJo Baby & Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-13

F2 · price: Derivative securities represent the grant of a stock option for services rendered as an officer of the Issuer.

F1 · derivative.exercise_date: The option was granted pursuant to Issuer's 2014 Omnibus Equity Compensation Plan and is exercisable as follows: (a) 7,500 shares on or after June 13, 2020; and (b) 7,500 shares on or after June 13, 2021.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:28 UTC
FREEMAN NANCIExec Chairpsn / NoJo Baby&Kids
Tax withholdingCommon Stock 1,680 $5.17 $8,685.60
Disclosure

SEC source: 0001209191-19-023695 · doc4.xml · nonDerivative · entry 1

FREEMAN NANCI · CIK 0001242159 · Exec Chairpsn / NoJo Baby&Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,430

F1 · kind: This transaction represents the withholding of 1,680 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 3,005 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 1, 2017.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:25 UTC Tax withholdingCommon Stock 1,523 $5.17 $7,873.91
Disclosure

SEC source: 0001209191-19-023692 · doc4.xml · nonDerivative · entry 1

Elliott Olivia W. · CIK 0001446138 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,762

F1 · kind: This transaction represents the withholding of 1,523 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 3,005 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 1, 2017.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 17:21 UTC
Sheridan DonnaPres & CEO / NoJo Baby & Kids
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004707 · doc4.xml · nonDerivative · entry 1

Sheridan Donna · CIK 0001764874 · Pres & CEO / NoJo Baby & Kids

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting January 18, 2021.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:10 UTC SaleCommon Stock 1,000 $6.03 $6,025.00
Disclosure

SEC source: 0001209191-18-050949 · doc4.xml · nonDerivative · entry 2

Stensrud Patricia · CIK 0001527775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:10 UTC SaleCommon Stock 2,500 $6.01 $15,025.00
Disclosure

SEC source: 0001209191-18-050949 · doc4.xml · nonDerivative · entry 1

Stensrud Patricia · CIK 0001527775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Read SEC document
September 11, 2018 Filed Sep 11, 2018 21:47 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 5,000 $6.04 $30,175.00
Disclosure

SEC source: 0001209191-18-050550 · doc4.xml · nonDerivative · entry 7

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,110

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:47 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001209191-18-050550 · doc4.xml · nonDerivative · entry 6

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,110

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:47 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 2,500 $6.01 $15,022.50
Disclosure

SEC source: 0001209191-18-050550 · doc4.xml · nonDerivative · entry 5

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,110

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:47 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 369 $6.06 $2,234.66
Disclosure

SEC source: 0001209191-18-050550 · doc4.xml · nonDerivative · entry 4

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,610

Read SEC document
September 10, 2018 Filed Sep 11, 2018 21:47 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 2,131 $6.06 $12,905.34
Disclosure

SEC source: 0001209191-18-050550 · doc4.xml · nonDerivative · entry 3

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 18,367

Read SEC document
September 07, 2018 Filed Sep 11, 2018 21:47 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 3,049 $6.03 $18,373.27
Disclosure

SEC source: 0001209191-18-050550 · doc4.xml · nonDerivative · entry 2

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 20,498

Read SEC document
September 07, 2018 Filed Sep 11, 2018 21:47 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 1,951 $6.03 $11,756.73
Disclosure

SEC source: 0001209191-18-050550 · doc4.xml · nonDerivative · entry 1

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,979

Read SEC document
August 10, 2018 Filed Aug 10, 2018 14:30 UTC
NIE ZENON SDirector
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046140 · doc4.xml · nonDerivative · entry 3

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 121,863

F2 · security: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares Reporting Person's household.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 14:30 UTC
NIE ZENON SDirector
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046140 · doc4.xml · nonDerivative · entry 2

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F2 · security: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares Reporting Person's household.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 14:39 UTC GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046145 · doc4.xml · nonDerivative · entry 1

Stensrud Patricia · CIK 0001527775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 3,500 shares on the earlier of (i) August 8, 2019 and (ii) the date immediately preceding the date of the 2019 Annual Meeting of Stockholders; and (B) 3,500 shares on the earlier of (i) August 8, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 14:32 UTC GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046142 · doc4.xml · nonDerivative · entry 1

RATAJCZAK DONALD R · CIK 0001018928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,151

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 3,500 shares on the earlier of (i) August 8, 2019 and (ii) the date immediately preceding the date of the 2019 Annual Meeting of Stockholders; and (B) 3,500 shares on the earlier of (i) August 8, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 14:30 UTC
NIE ZENON SDirector
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046140 · doc4.xml · nonDerivative · entry 1

NIE ZENON S · CIK 0001247236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 3,500 shares on the earlier of (i) August 8, 2019 and (ii) the date immediately preceding the date of the 2019 Annual Meeting of Stockholders; and (B) 3,500 shares on the earlier of (i) August 8, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 14:28 UTC GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046137 · doc4.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

F1 · security: Restricted stock grant pursuant to Issuer's 2014 Omnibus Equity Compensation Plan, vesting (A) 3,500 shares on the earlier of (i) August 8, 2019 and (ii) the date immediately preceding the date of the 2019 Annual Meeting of Stockholders; and (B) 3,500 shares on the earlier of (i) August 8, 2020 and (ii) the date immediately preceding the date of the 2020 Annual Meeting of Stockholders.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:24 UTC PurchaseCommon Stock 5,000 $5.70 $28,500.00
Disclosure

SEC source: 0001209191-18-038241 · doc4.xml · nonDerivative · entry 1

RATAJCZAK DONALD R · CIK 0001018928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,151

Read SEC document
April 03, 2018 Filed Apr 4, 2018 22:43 UTC
CHESTNUT E RANDALLDirector · President and CEO
Tax withholdingCommon Stock 4,824 $5.90 $28,461.60
Disclosure

SEC source: 0001209191-18-023912 · doc4.xml · nonDerivative · entry 2

CHESTNUT E RANDALL · CIK 0001238899 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,897

F2 · kind: This transaction represents the withholding of 4,824 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 15,893 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 2, 2016.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 22:41 UTC Tax withholdingCommon Stock 840 $5.90 $4,956.00
Disclosure

SEC source: 0001209191-18-023907 · doc4.xml · nonDerivative · entry 2

Elliott Olivia W. · CIK 0001446138 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,285

F2 · kind: This transaction represents the withholding of 840 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 2,354 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 2, 2016.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 22:39 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
Tax withholdingCommon Stock 955 $5.90 $5,634.50
Disclosure

SEC source: 0001209191-18-023904 · doc4.xml · nonDerivative · entry 2

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,930

F2 · kind: This transaction represents the withholding of 955 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 2,354 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 2, 2016.

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April 02, 2018 Filed Apr 4, 2018 22:43 UTC
CHESTNUT E RANDALLDirector · President and CEO
Tax withholdingCommon Stock 6,745 $5.85 $39,458.25
Disclosure

SEC source: 0001209191-18-023912 · doc4.xml · nonDerivative · entry 1

CHESTNUT E RANDALL · CIK 0001238899 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,721

F1 · kind: This transaction represents the withholding of 6,745 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 15,115 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 1, 2017.

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April 02, 2018 Filed Apr 4, 2018 22:41 UTC Tax withholdingCommon Stock 1,523 $5.85 $8,909.55
Disclosure

SEC source: 0001209191-18-023907 · doc4.xml · nonDerivative · entry 1

Elliott Olivia W. · CIK 0001446138 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,125

F1 · kind: This transaction represents the withholding of 1,523 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 3,005 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 1, 2017.

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April 02, 2018 Filed Apr 4, 2018 22:39 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
Tax withholdingCommon Stock 1,319 $5.85 $7,716.15
Disclosure

SEC source: 0001209191-18-023904 · doc4.xml · nonDerivative · entry 1

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,885

F1 · kind: This transaction represents the withholding of 1,319 shares of common stock to satisfy the tax withholding obligations incurred by the Reporting Person upon the vesting of 3,005 shares of common stock (or one-half of the restricted stock grant) originally awarded to the Reporting Person on May 1, 2017.

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March 08, 2018 Filed Mar 9, 2018 23:09 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 99 $6.35 $628.65
Disclosure

SEC source: 0001209191-18-018599 · doc4.xml · nonDerivative · entry 1

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,204

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March 07, 2018 Filed Mar 7, 2018 22:57 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 900 $6.35 $5,715.00
Disclosure

SEC source: 0001209191-18-017784 · doc4.xml · nonDerivative · entry 2

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,303

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March 05, 2018 Filed Mar 7, 2018 22:57 UTC
FREEMAN NANCIPres & CEO/Infant Products Div
SaleCommon Stock 497 $6.50 $3,230.50
Disclosure

SEC source: 0001209191-18-017784 · doc4.xml · nonDerivative · entry 1

FREEMAN NANCI · CIK 0001242159 · Pres & CEO/Infant Products Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,203

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.