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CARPENTER TECHNOLOGY CORP

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3210
SEC CIK
0000017843
Parsed reports
485

Last 12 months

Inside the activity.

0 purchase rows · 60 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 2025019
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 2026010
Jun 202601
Jul 202600
Aug 2026022
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2020 Filed Aug 19, 2020 20:38 UTC
LAIN TIMOTHYSVP & Chief Financial Officer
GrantCommon Stock 16,915 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000062 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,899.63

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:35 UTC
HANIFORD JOSEPH ESVP, Operations
GrantCommon Stock 9,022 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000061 · edgar.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,855

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
GrantCommon Stock 9,360 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000060 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,944.03

F1 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 21:11 UTC
Malloy Brian JSVP & Chief Commercial Officer
Tax withholdingCommon Stock 433 $22.33 $9,668.89
Disclosure

SEC source: 0000017843-20-000059 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,088.3

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 21:09 UTC
LAIN TIMOTHYSVP & Chief Financial Officer
Tax withholdingCommon Stock 522 $22.33 $11,656.26
Disclosure

SEC source: 0000017843-20-000058 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,984.63

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:58 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 3,056 $22.33 $68,240.48
Disclosure

SEC source: 0000017843-20-000057 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,054

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:57 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 98 $22.33 $2,188.34
Disclosure

SEC source: 0000017843-20-000056 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:52 UTC
HANIFORD JOSEPH ESVP, Operations
Tax withholdingCommon Stock 1,027 $22.33 $22,932.91
Disclosure

SEC source: 0000017843-20-000053 · edgar.xml · nonDerivative · entry 1

HANIFORD JOSEPH E · CIK 0001647836 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,833

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:39 UTC
DEE JAMES DSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 467 $22.33 $10,428.11
Disclosure

SEC source: 0000017843-20-000051 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,584.03

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:27 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 2,209 $23.30 $51,469.70
Disclosure

SEC source: 0000017843-20-000049 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,110

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:25 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 36 $23.30 $838.80
Disclosure

SEC source: 0000017843-20-000048 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:24 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 261 $23.30 $6,081.30
Disclosure

SEC source: 0000017843-20-000047 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,521.3

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:23 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 80 $23.30 $1,864.00
Disclosure

SEC source: 0000017843-20-000046 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,506.63

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:20 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 315 $23.30 $7,339.50
Disclosure

SEC source: 0000017843-20-000045 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,051.03

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:47 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 8,048 $22.36 $179,953.28
Disclosure

SEC source: 0000017843-20-000044 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,319

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:45 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 78 $22.36 $1,744.08
Disclosure

SEC source: 0000017843-20-000043 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,684

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:37 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 666 $22.36 $14,891.76
Disclosure

SEC source: 0000017843-20-000042 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,782.3

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:34 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 340 $22.36 $7,602.40
Disclosure

SEC source: 0000017843-20-000041 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,586.63

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:18 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 1,166 $22.36 $26,071.76
Disclosure

SEC source: 0000017843-20-000040 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,366.03

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:20 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 5,476 $22.62 $123,867.12
Disclosure

SEC source: 0000017843-20-000039 · edgar.xml · nonDerivative · entry 2

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,367

F2 · kind: In connection with the distribution of reported stock award

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:20 UTC
Thene Tony RPresident and CEO
GrantCommon Stock 11,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000039 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,843

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of July 31, 2017, and performance period ending June 30, 2020. The financial results were confirmed and approved on July 22, 2020, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 22, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:18 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 51 $22.62 $1,153.62
Disclosure

SEC source: 0000017843-20-000038 · edgar.xml · nonDerivative · entry 2

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

F2 · kind: In connection with the distribution of reported stock award

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:18 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
GrantCommon Stock 181 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000038 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of July 31, 2017, and performance period ending June 30, 2020. The financial results were confirmed and approved on July 22, 2020, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 22, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:17 UTC
Murtagh MichaelVP & Group President - SAO
Tax withholdingCommon Stock 449 $22.62 $10,156.38
Disclosure

SEC source: 0000017843-20-000037 · edgar.xml · nonDerivative · entry 2

Murtagh Michael · CIK 0001746809 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,103

F2 · kind: In connection with the distribution of reported stock award

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:17 UTC
Murtagh MichaelVP & Group President - SAO
GrantCommon Stock 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000037 · edgar.xml · nonDerivative · entry 1

Murtagh Michael · CIK 0001746809 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,552

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of July 31, 2017, and performance period ending June 30, 2020. The financial results were confirmed and approved on July 22, 2020, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 22, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:14 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 191 $22.62 $4,320.42
Disclosure

SEC source: 0000017843-20-000035 · edgar.xml · nonDerivative · entry 2

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,926.63

F2 · kind: In connection with the distribution of reported stock award

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:14 UTC
LAIN TIMOTHYVP and Chief Financial Officer
GrantCommon Stock 602 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000035 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,117.63

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of July 31, 2017, and performance period ending June 30, 2020. The financial results were confirmed and approved on July 22, 2020, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 22, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:15 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 452 $22.62 $10,224.24
Disclosure

SEC source: 0000017843-20-000036 · edgar.xml · nonDerivative · entry 2

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,448.3

F2 · kind: In connection with the distribution of reported stock award

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:15 UTC
Malloy Brian JVP - Chief Commercial Officer
GrantCommon Stock 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000036 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,900.3

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of July 31, 2017, and performance period ending June 30, 2020. The financial results were confirmed and approved on July 22, 2020, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 22, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:13 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 791 $22.62 $17,892.42
Disclosure

SEC source: 0000017843-20-000034 · edgar.xml · nonDerivative · entry 2

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,532.03

F2 · kind: In connection with the distribution of reported stock award

Read SEC document
July 22, 2020 Filed Jul 24, 2020 19:13 UTC
DEE JAMES DVP, Gen Counsel & Secretary
GrantCommon Stock 1,604 Not disclosed Not disclosed
Disclosure

SEC source: 0000017843-20-000034 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,323.03

F1 · price: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of July 31, 2017, and performance period ending June 30, 2020. The financial results were confirmed and approved on July 22, 2020, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 22, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:47 UTC
Thene Tony RPresident and CEO
Tax withholdingCommon Stock 8,521 $24.28 $206,889.88
Disclosure

SEC source: 0000017843-20-000032 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,623

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:46 UTC
SOCCI ELIZABETH AVP, Controller & Chf Acctg Off
Tax withholdingCommon Stock 159 $24.28 $3,860.52
Disclosure

SEC source: 0000017843-20-000031 · edgar.xml · nonDerivative · entry 1

SOCCI ELIZABETH A · CIK 0001752632 · VP, Controller & Chf Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,632

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:44 UTC
Murtagh MichaelVP & Group President - SAO
Tax withholdingCommon Stock 699 $24.28 $16,971.72
Disclosure

SEC source: 0000017843-20-000030 · edgar.xml · nonDerivative · entry 1

Murtagh Michael · CIK 0001746809 · VP & Group President - SAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,550

F1 · kind: In connection with the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:43 UTC
Malloy Brian JVP - Chief Commercial Officer
Tax withholdingCommon Stock 702 $24.28 $17,044.56
Disclosure

SEC source: 0000017843-20-000029 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,898.3

F1 · kind: In connection with the vesting of previously reported restricted stock units.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:41 UTC
LAIN TIMOTHYVP and Chief Financial Officer
Tax withholdingCommon Stock 346 $24.28 $8,400.88
Disclosure

SEC source: 0000017843-20-000028 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,515.63

F1 · kind: In connection with the vesting of previously reported restricted stock units.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
June 30, 2020 Filed Jul 3, 2020 01:39 UTC
DEE JAMES DVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 1,164 $24.28 $28,261.92
Disclosure

SEC source: 0000017843-20-000027 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,719.03

F1 · kind: In connection with the vesting of previously reported restricted stock units.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 15:32 UTC PurchaseCommon Stock 8,500 $21.06 $179,025.30
Disclosure

SEC source: 0000017843-20-000012 · edgar.xml · nonDerivative · entry 1

LIGOCKI KATHLEEN · CIK 0001261013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Read SEC document
March 24, 2020 Filed Mar 25, 2020 18:10 UTC
LAIN TIMOTHYVP and Chief Financial Officer
PurchaseCommon Stock 3,250 $18.18 $59,085.00
Disclosure

SEC source: 0000017843-20-000011 · edgar.xml · nonDerivative · entry 1

LAIN TIMOTHY · CIK 0001579848 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,831.94

F1 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 21:14 UTC
Thene Tony RPresident and CEO
PurchaseCommon Stock 5,500 $17.72 $97,460.00
Disclosure

SEC source: 0000017843-20-000010 · edgar.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,144

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $17.53 per share to a high of $17.97 per share.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 21:11 UTC
Malloy Brian JVP - Chief Commercial Officer
PurchaseCommon Stock 3,000 $16.66 $49,980.00
Disclosure

SEC source: 0000017843-20-000009 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,534

Read SEC document
March 18, 2020 Filed Mar 19, 2020 21:08 UTC
DEE JAMES DVP, Gen Counsel & Secretary
PurchaseCommon Stock 3,000 $17.63 $52,890.00
Disclosure

SEC source: 0000017843-20-000008 · edgar.xml · nonDerivative · entry 1

DEE JAMES D · CIK 0001137979 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,495.67

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $17.62 per share to a high of $17.65 per share.

F2 · balance_after: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

Read SEC document
March 18, 2020 Filed Nov 19, 2024 23:15 UTC Amendment
Thene Tony RDirector · President and CEO
PurchaseCommon Stock 5,500 $17.72 $97,460.00
Disclosure

SEC source: 0001062993-24-019370 · form4a.xml · nonDerivative · entry 1

Thene Tony R · CIK 0001420435 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · In Trust

Disclosed balance after: 5,500

F1 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $17.53 per share to a high of $17.97 per share.

F2 · ownership.direct: On March 19, 2020, the reporting person filed a Form 4 which inadvertently reported the purchase of 5,500 shares as directly owned, with a balance of 164,144 directly owned shares. In fact, the 5,500 shares are held indirectly in the Thene Revocable Living Trust dated September 17, 2010, Tony R. Thene and Holly Thene, Trustees.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:18 UTC
Malloy Brian JVP - Chief Commercial Officer
PurchaseCommon Stock 3,000 $22.58 $67,740.00
Disclosure

SEC source: 0000017843-20-000007 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,534

Read SEC document
March 10, 2020 Filed Mar 11, 2020 17:42 UTC PurchaseCommon Stock 1,500 $28.05 $42,075.00
Disclosure

SEC source: 0000017843-20-000006 · edgar.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,058

Read SEC document
March 09, 2020 Filed Mar 10, 2020 18:58 UTC
Malloy Brian JVP - Chief Commercial Officer
PurchaseCommon Stock 2,000 $29.82 $59,640.00
Disclosure

SEC source: 0000017843-20-000005 · edgar.xml · nonDerivative · entry 2

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,534

Read SEC document
March 06, 2020 Filed Mar 10, 2020 18:58 UTC
Malloy Brian JVP - Chief Commercial Officer
PurchaseCommon Stock 2,000 $34.50 $69,000.00
Disclosure

SEC source: 0000017843-20-000005 · edgar.xml · nonDerivative · entry 1

Malloy Brian J · CIK 0001756183 · VP - Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,534

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 17,528 Not disclosed Strike: $40.42 Not disclosed
Disclosure

SEC source: 0000017843-19-000076 · edgar.xml · derivative · entry 4

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,277

Underlying: Common Stock · 17,528 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F4 · derivative.exercise_date: 3/12ths of the Option Award was exercisable immediately upon grant and the remainder of the Option Award became exercisable in 1/9th increments on the first day of each month over 9 months beginning 3/1/15.

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December 02, 2019 Filed Dec 4, 2019 22:32 UTC SaleCommon Stock 326 $52.96 $17,263.75
Disclosure

SEC source: 0000017843-19-000076 · edgar.xml · nonDerivative · entry 3

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,613

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2019.

F3 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $52.95 per share to a high of $52.99 per share.

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December 02, 2019 Filed Dec 4, 2019 22:32 UTC SaleCommon Stock 17,202 $52.30 $899,597.51
Disclosure

SEC source: 0000017843-19-000076 · edgar.xml · nonDerivative · entry 2

PRATT GREGORY A · CIK 0001094960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,939

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2019.

F2 · price: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $51.92 per share to a high of $52.92 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.