Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2021 Filed Nov 15, 2021 21:51 UTC |
Fitzgerald LeanneGeneral Counsel
|
GrantCommon Stock | 17,796 | $0.01 | $177.96 |
DisclosureSEC source: 0001667731-21-000302 · ownership.xml · nonDerivative · entry 2 Fitzgerald Leanne · CIK 0001783261 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,216 F2 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2021. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 21:51 UTC |
Fitzgerald LeanneGeneral Counsel
|
GrantCommon Stock | 2,113 | $0.01 | $21.13 |
DisclosureSEC source: 0001667731-21-000302 · ownership.xml · nonDerivative · entry 1 Fitzgerald Leanne · CIK 0001783261 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,420 F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 22, 2021, issued pursuant to the Company's FY2021 Short-Term Incentive Program. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:54 UTC |
Ortmanns StefanExecutive Vice President
|
Tax withholdingCommon Stock | 21,697 | $101.96 | $2,212,226.12 |
DisclosureSEC source: 0001667731-21-000304 · ownership.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,483 F3 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:54 UTC |
Ortmanns StefanExecutive Vice President
|
GrantCommon Stock | 52,974 | $0.01 | $529.74 |
DisclosureSEC source: 0001667731-21-000304 · ownership.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,180 F2 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2021. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:54 UTC |
Ortmanns StefanExecutive Vice President
|
GrantCommon Stock | 3,087 | $0.01 | $30.87 |
DisclosureSEC source: 0001667731-21-000304 · ownership.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,206 F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 22, 2021, issued pursuant to the Company's FY2021 Short-Term Incentive Program. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:49 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
GrantCommon Stock | 164,760 | $0.01 | $1,647.60 |
DisclosureSEC source: 0001667731-21-000301 · dhawan11152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,190 F1 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2021. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:52 UTC |
GALLENBERGER MARK JChief Financial Officer
|
GrantCommon Stock | 46,239 | $0.01 | $462.39 |
DisclosureSEC source: 0001667731-21-000303 · ownership.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,627 F2 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2021. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:52 UTC |
GALLENBERGER MARK JChief Financial Officer
|
GrantCommon Stock | 3,623 | $0.01 | $36.23 |
DisclosureSEC source: 0001667731-21-000303 · ownership.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,388 F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 22, 2021, issued pursuant to the Company's FY2021 Short-Term Incentive Program. Read SEC document |
| November 11, 2021 Filed Nov 18, 2021 16:22 UTC Amendment |
Ortmanns StefanExecutive Vice President
|
Tax withholdingCommon Stock | 24,810 | $101.96 | $2,529,627.60 |
DisclosureSEC source: 0001667731-21-000318 · ownership.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,370 F1 · shares: This Form 4/A amends a Form 4 originally filed on 11/15/2021, which incorrectly reported 21,697 shares withheld by the company to cover the tax liability due upon the vest of the restricted stock award. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 16:23 UTC |
Ortmanns StefanExecutive Vice President
|
Tax withholdingCommon Stock | 28,201 | $107.12 | $3,020,891.12 |
DisclosureSEC source: 0001667731-21-000287 · ortmanns11062021.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,119 F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 16:32 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 3,587 | $93.18 | $334,236.66 |
DisclosureSEC source: 0001667731-21-000277 · dhawan10152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,430 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $93.05 to $93.58 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 16:32 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 19,590 | $92.56 | $1,813,250.40 |
DisclosureSEC source: 0001667731-21-000277 · dhawan10152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,017 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $92.00 to $92.98 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 16:14 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 1,296 | $87.26 | $113,088.96 |
DisclosureSEC source: 0001667731-21-000270 · ortmanns10112021.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,320 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 20:16 UTC |
Fitzgerald LeanneGeneral Counsel
|
Tax withholdingCommon Stock | 4,099 | $85.75 | $351,489.25 |
DisclosureSEC source: 0001667731-21-000261 · ownership.xml · nonDerivative · entry 1 Fitzgerald Leanne · CIK 0001783261 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,307 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: This includes 284 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 08/17/2020 through 02/12/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 02/12/2021. F3 · balance_after: This includes 146 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 02/16/2021 through 08/13/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 08/13/2021. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 16:22 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 53,392 | $85.75 | $4,578,364.00 |
DisclosureSEC source: 0001667731-21-000263 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,607 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: This includes 118 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 08/17/2020 through 02/12/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 02/12/2021. F3 · balance_after: This includes 62 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 02/16/2021 through 08/13/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 08/13/2021. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 16:23 UTC |
GALLENBERGER MARK JChief Financial Officer
|
Tax withholdingCommon Stock | 13,458 | $85.75 | $1,154,023.50 |
DisclosureSEC source: 0001667731-21-000264 · gallenberger10062021.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,765 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
Tax withholdingCommon Stock | 16,347 | $91.28 | $1,492,154.16 |
DisclosureSEC source: 0001667731-21-000247 · ortmanns10012021trade.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,616 F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 1,100 | $110.63 | $121,693.00 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,819 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 8,757 | $109.24 | $956,614.68 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,919 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $109.055 to $109.49 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 9,018 | $108.45 | $978,002.10 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,676 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $108.04 to $109.03 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 16:30 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 7,065 | $107.63 | $760,405.95 |
DisclosureSEC source: 0001667731-21-000212 · dhawan07152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,694 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $107.00 to $107.79 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 16:24 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,945 | $124.56 | $1,736,989.20 |
DisclosureSEC source: 0001667731-21-000203 · dhawan07072021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,759 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:35 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 1,612 | $114.40 | $184,412.80 |
DisclosureSEC source: 0001667731-21-000185 · dfhawan06152021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,704 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $114.08 to $114.70 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:35 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 7,206 | $113.47 | $817,664.82 |
DisclosureSEC source: 0001667731-21-000185 · dfhawan06152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,316 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $113.05 to $114.02 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:35 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 5,500 | $112.72 | $619,960.00 |
DisclosureSEC source: 0001667731-21-000185 · dfhawan06152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,522 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 02/23/2021. F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $112.05 to $113.04 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 16:29 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 1,354 | $110.00 | $148,940.00 |
DisclosureSEC source: 0001667731-21-000183 · ortmanns06072021.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,963 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:29 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 200 | $84.12 | $16,824.00 |
DisclosureSEC source: 0001667731-21-000176 · dhawan05172021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,022 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $84.00 to $84.24 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F4 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2020. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:29 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 8,207 | $82.99 | $681,098.93 |
DisclosureSEC source: 0001667731-21-000176 · dhawan05172021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,222 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $82.70 to $83.355 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F4 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2020. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 3,565 | $98.05 | $349,548.25 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,429 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F6 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $97.66 to $98.22 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 9,395 | $96.96 | $910,939.20 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,994 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $96.57 to $97.29 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 5,785 | $96.20 | $556,517.00 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,389 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $95.56 to $96.55 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:38 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 5,245 | $95.00 | $498,275.00 |
DisclosureSEC source: 0001667731-21-000157 · dhawan04152021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,174 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $94.535 to $95.52 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price Read SEC document |
| April 07, 2021 Filed Apr 7, 2021 16:39 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 15,895 | $94.02 | $1,494,447.90 |
DisclosureSEC source: 0001667731-21-000155 · dhawan04012021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,419 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 300 | $104.99 | $31,497.00 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 8 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,317 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 351 | $103.93 | $36,479.43 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 7 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,617 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. F7 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $103.93 to $104.26 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 2,421 | $103.11 | $249,629.31 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 6 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,968 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. F6 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $102.62 to $103.60 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 1,400 | $101.83 | $142,562.00 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 5 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,389 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $101.23 to $102.10 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 100 | $104.99 | $10,499.00 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 4 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,789 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 350 | $104.02 | $36,407.00 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 3 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,889 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $103.93 to $104.10 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 581 | $103.06 | $59,877.86 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 2 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,239 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $102.65 to $103.27 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:24 UTC |
Ortmanns StefanExecutive Vice President
|
SaleCommon Stock | 450 | $101.99 | $45,895.50 |
DisclosureSEC source: 0001667731-21-000128 · ownership.xml · nonDerivative · entry 1 Ortmanns Stefan · CIK 0001759504 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,820 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/19/2021. F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $101.57 to $102.10 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 502 | $104.99 | $52,704.98 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,314 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F6 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $104.26 to $104.99 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 2,981 | $103.63 | $308,921.03 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,816 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $103.16 to $104.10 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 2,430 | $102.81 | $249,828.30 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,797 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $102.15 to $103.15 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:23 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 2,669 | $101.80 | $271,704.20 |
DisclosureSEC source: 0001667731-21-000127 · dhawan03222021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,227 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $101.14 to $102.12 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:13 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 939 | $126.10 | $118,407.90 |
DisclosureSEC source: 0001667731-21-000064 · dhawan02222021.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,896 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F5 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $126.04 to $126.415 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:13 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 4,242 | $125.62 | $532,880.04 |
DisclosureSEC source: 0001667731-21-000064 · dhawan02222021.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,835 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $125.038 to $126.00 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:13 UTC |
Dhawan SanjayDirector · Chief Executive Officer
|
SaleCommon Stock | 3,400 | $124.45 | $423,130.00 |
DisclosureSEC source: 0001667731-21-000064 · dhawan02222021.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,077 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. F2 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020 F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $124.01 to $124.90 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 16:21 UTC |
Nietzel Alfred ADirector
|
SaleCommon Stock | 5,000 | $121.86 | $609,300.00 |
DisclosureSEC source: 0001667731-21-000058 · nietzel02162021.xml · nonDerivative · entry 1 Nietzel Alfred A · CIK 0001397316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,806 F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $121.71 to $121.97 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 16:22 UTC |
BEAUDOIN THOMAS LDirector
|
GrantCommon Stock | 1,045 | $0.01 | $10.45 |
DisclosureSEC source: 0001667731-21-000049 · beaudoin02112021.xml · nonDerivative · entry 1 BEAUDOIN THOMAS L · CIK 0001187367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,037 F1 · shares: Shares are subject to a Restricted Stock Purchase Agreement and will vest on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.