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Nasdaq · USD

CRIS

CURIS INC

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8401
SEC CIK
0001108205
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135

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 22:05 UTC
Dentzer James EDirector · President & CEO
GrantEmployee stock option (right to buy) · Derivative 750,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001209191-20-016227 · doc4.xml · derivative · entry 1

Dentzer James E · CIK 0001400977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common stock · 750,000 shares

Expires 2030-03-01

F1 · derivative.exercise_date: The option grant described in this Form 4 filing vests as to 25% of the original shares on March 2, 2021 and as to an additional 6.25% of the original shares each successive quarter and until March 2, 2024.

Read SEC document
January 24, 2020 Filed Jan 24, 2020 23:10 UTC
Dentzer James EDirector · President & CEO
SaleCommon Stock 3,094 $1.64 $5,076.33
Disclosure

SEC source: 0001209191-20-004918 · doc4.xml · nonDerivative · entry 2

Dentzer James E · CIK 0001400977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,158

F2 · kind: This transaction was effected pursuant to Rule 10b5-1 trading plans to cover tax obligations.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 23:10 UTC
Dentzer James EDirector · President & CEO
SaleCommon Stock 3,658 $1.69 $6,181.65
Disclosure

SEC source: 0001209191-20-004918 · doc4.xml · nonDerivative · entry 1

Dentzer James E · CIK 0001400977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,252

F1 · shares: Shares were sold pursuant to a "sell to cover" arrangement to satisfy minimum statutory tax withholding obligations related to a vesting of a service-based restricted stock award granted on January 22, 2018.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:01 UTC
Steinkrauss WilliamChief Financial Officer
GrantEmployee stock option (right to buy) · Derivative 125,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001209191-19-049285 · doc4.xml · derivative · entry 1

Steinkrauss William · CIK 0001772403 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common stock · 125,000 shares

Expires 2029-09-10

F1 · derivative.exercise_date: This option vests as to 25% of the original 125,000 shares underlying the award on the first anniversary of the date of grant and as to an additional 6.25% of the original shares underlying the award at the end of each successive three month period thereafter, subject to continued service.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:15 UTC
Dentzer James EDirector · President & CEO
GrantEmployee stock option (right to buy) · Derivative 1,115,871 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-19-032974 · doc4.xml · derivative · entry 1

Dentzer James E · CIK 0001400977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,871

Underlying: Common Stock · 1,115,871 shares

Expires 2029-01-20

F1 · date: This option grant, as disclosed in Curis Inc.'s 2019 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 21, 2019, contingent upon shareholder approval of an amendment to Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the amendment to the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 23, 2019, at the 2019 annual meeting of shareholders, Curis's shareholders approved the amendment to the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 21, 2020 and as to an additional 6.25% of the original shares each successive quarter and until January 21, 2023.

F1 · derivative.exercise_date: This option grant, as disclosed in Curis Inc.'s 2019 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 21, 2019, contingent upon shareholder approval of an amendment to Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the amendment to the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 23, 2019, at the 2019 annual meeting of shareholders, Curis's shareholders approved the amendment to the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 21, 2020 and as to an additional 6.25% of the original shares each successive quarter and until January 21, 2023.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:13 UTC
Martell RobertHead of Research & Development
GrantEmployee stock option (right to buy) · Derivative 386,996 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-19-032970 · doc4.xml · derivative · entry 1

Martell Robert · CIK 0001529922 · Head of Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,996

Underlying: Common stock · 386,996 shares

Expires 2029-01-20

F1 · date: This option grant, as disclosed in Curis Inc.'s 2019 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 21, 2019, contingent upon shareholder approval of an amendment to Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the amendment to the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 23, 2019, at the 2019 annual meeting of shareholders, Curis's shareholders approved the amendment to the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 21, 2020 and as to an additional 6.25% of the original shares each successive quarter and until January 21, 2023.

F1 · derivative.exercise_date: This option grant, as disclosed in Curis Inc.'s 2019 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 21, 2019, contingent upon shareholder approval of an amendment to Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the amendment to the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 23, 2019, at the 2019 annual meeting of shareholders, Curis's shareholders approved the amendment to the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 21, 2020 and as to an additional 6.25% of the original shares each successive quarter and until January 21, 2023.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 21:40 UTC
Dentzer James EDirector · President & CEO
SaleCommon Stock 3,094 $1.16 $3,576.97
Disclosure

SEC source: 0001209191-19-005357 · doc4.xml · nonDerivative · entry 2

Dentzer James E · CIK 0001400977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,639

F1 · kind: These transactions were effected pursuant to Rule 10b5-1 trading plans to cover tax obligations.

F3 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.17, inclusive. The reporting person undertakes to provide to Curis, Inc., any security holder of Curis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth on this Form 4.

F2 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:39 UTC SaleCommon Stock 18,500 $1.05 $19,474.95
Disclosure

SEC source: 0001209191-19-005354 · doc4.xml · nonDerivative · entry 1

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,089

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan to cover tax obligations.

F2 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.09, inclusive. The reporting person undertakes to provide to Curis, Inc., any security holder of Curis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth on this Form 4.

F3 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:40 UTC
Martell RobertHead of Research & Development
SaleCommon Stock 5,500 $1.07 $5,900.40
Disclosure

SEC source: 0001209191-19-005355 · doc4.xml · nonDerivative · entry 2

Martell Robert · CIK 0001529922 · Head of Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,027

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan to cover tax obligations.

F4 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.09, inclusive. The reporting person undertakes to provide to Curis, Inc., any security holder of Curis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth on this Form 4.

F2 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:40 UTC
Martell RobertHead of Research & Development
Tax withholdingCommon Stock 8,473 $1.07 $9,066.11
Disclosure

SEC source: 0001209191-19-005355 · doc4.xml · nonDerivative · entry 1

Martell Robert · CIK 0001529922 · Head of Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,527

F1 · kind: Shares were withheld by the Company to satisfy minimum statutory withholding requirements related to a vesting of a service-based restricted stock award granted on January 22, 2018.

F2 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:40 UTC
Dentzer James EDirector · President & CEO
SaleCommon Stock 2,397 $1.09 $2,612.73
Disclosure

SEC source: 0001209191-19-005357 · doc4.xml · nonDerivative · entry 1

Dentzer James E · CIK 0001400977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,733

F1 · kind: These transactions were effected pursuant to Rule 10b5-1 trading plans to cover tax obligations.

F2 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:38 UTC
Rubin MarcDirector
SaleCommon Stock 18,500 $1.05 $19,476.80
Disclosure

SEC source: 0001209191-19-005352 · doc4.xml · nonDerivative · entry 1

Rubin Marc · CIK 0001412377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,819

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan to cover tax obligations.

F2 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.09, inclusive. The reporting person undertakes to provide to Curis, Inc., any security holder of Curis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth on this Form 4.

F3 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:38 UTC SaleCommon Stock 14,800 $1.05 $15,581.44
Disclosure

SEC source: 0001209191-19-005351 · doc4.xml · nonDerivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan to cover tax obligations.

F2 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.095, inclusive. The reporting person undertakes to provide to Curis, Inc., any security holder of Curis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth on this Form 4.

F3 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:37 UTC SaleCommon Stock 14,800 $1.05 $15,587.36
Disclosure

SEC source: 0001209191-19-005350 · doc4.xml · nonDerivative · entry 1

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,121

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan to cover tax obligations.

F2 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.09, inclusive. The reporting person undertakes to provide to Curis, Inc., any security holder of Curis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth on this Form 4.

F3 · balance_after: On May 29, 2018, the Company effected a 1-for-5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:56 UTC GrantNon Qualified Stock Option · Derivative 180,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-19-004996 · doc4.xml · derivative · entry 1

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2029-01-20

F1 · derivative.exercise_date: Options granted under the 2010 Amended and Restated Stock Incentive Plan and will vest in twelve equal monthly installments beginning on February 21, 2019 until the award becomes fully vested on January 21, 2020, subject to the director's continued service with the Company.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:53 UTC GrantNon Qualified Stock Option · Derivative 180,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-19-004995 · doc4.xml · derivative · entry 1

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2029-01-20

F1 · derivative.exercise_date: Options granted under the 2010 Amended and Restated Stock Incentive Plan and will vest in twelve equal monthly installments beginning on February 21, 2019 until the award becomes fully vested on January 21, 2020, subject to the director's continued service with the Company.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:53 UTC
Rubin MarcDirector
GrantNon Qualified Stock Option · Derivative 180,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-19-004993 · doc4.xml · derivative · entry 1

Rubin Marc · CIK 0001412377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2029-01-20

F1 · derivative.exercise_date: Options granted under the 2010 Amended and Restated Stock Incentive Plan and will vest in twelve equal monthly installments beginning on February 21, 2019 until the award becomes fully vested on January 21, 2020, subject to the director's continued service with the Company.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:48 UTC GrantNon Qualified Stock Option · Derivative 180,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-19-004985 · doc4.xml · derivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2029-01-20

F1 · derivative.exercise_date: Options granted under the 2010 Amended and Restated Stock Incentive Plan and will vest in twelve equal monthly installments beginning on February 21, 2019 until the award becomes fully vested on January 21, 2020, subject to the director's continued service with the Company.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 20:50 UTC
Dentzer James EDirector · President & CEO
GrantEmployee stock option (right to buy) · Derivative 750,000 $0.00 Strike: $1.62 $0.00
Disclosure

SEC source: 0001209191-18-052464 · doc4.xml · derivative · entry 1

Dentzer James E · CIK 0001400977 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common stock · 750,000 shares

Expires 2028-09-25

F1 · derivative.exercise_date: This option vests as to 25% of the shares on September 26, 2019 and as to an additional 6.25% of the original shares each successive three month period through and until September 26, 2022.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:03 UTC
Martell RobertHead of Research & Development
GrantEmployee stock option (right to buy) · Derivative 303,000 $0.00 Strike: $2.49 $0.00
Disclosure

SEC source: 0001209191-18-035586 · doc4.xml · derivative · entry 1

Martell Robert · CIK 0001529922 · Head of Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,000

Underlying: Common stock · 303,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: This option vests as to 25% of the original shares on June 1, 2019 and as to an additional 6.25% of the original shares underlying the award each successive three month period through and until June 1, 2022, subject to continued service.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:11 UTC
Tuck DavidChief Medical Officer
GrantEmployee stock option (right to buy) · Derivative 535,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001209191-18-030875 · doc4.xml · derivative · entry 1

Tuck David · CIK 0001664707 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,000

Underlying: Common stock · 535,000 shares

Expires 2028-01-21

F1 · date: This option grant, as disclosed in Curis Inc.'s 2018 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 22, 2018, contingent upon shareholder approval of Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 15, 2018, at the 2018 annual meeting of shareholders, Curis's shareholders approved the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 22, 2019 and as to an additional 6.25% of the original shares each successive quarter and until January 22, 2022.

F1 · derivative.exercise_date: This option grant, as disclosed in Curis Inc.'s 2018 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 22, 2018, contingent upon shareholder approval of Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 15, 2018, at the 2018 annual meeting of shareholders, Curis's shareholders approved the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 22, 2019 and as to an additional 6.25% of the original shares each successive quarter and until January 22, 2022.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:09 UTC GrantEmployee stock option (right to buy) · Derivative 825,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001209191-18-030871 · doc4.xml · derivative · entry 1

Dentzer James E · CIK 0001400977 · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Common stock · 825,000 shares

Expires 2028-01-21

F1 · date: This option grant, as disclosed in Curis Inc.'s 2018 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 22, 2018, contingent upon shareholder approval of Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 15, 2018, at the 2018 annual meeting of shareholders, Curis's shareholders approved the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 22, 2019 and as to an additional 6.25% of the original shares each successive quarter and until January 22, 2022.

F1 · derivative.exercise_date: This option grant, as disclosed in Curis Inc.'s 2018 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 22, 2018, contingent upon shareholder approval of Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 15, 2018, at the 2018 annual meeting of shareholders, Curis's shareholders approved the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 22, 2019 and as to an additional 6.25% of the original shares each successive quarter and until January 22, 2022.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:08 UTC
Fattaey Ali Ph.D.Director · President & CEO
GrantEmployee stock option (right to buy) · Derivative 825,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001209191-18-030864 · doc4.xml · derivative · entry 1

Fattaey Ali Ph.D. · CIK 0001570026 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Common stock · 825,000 shares

Expires 2028-01-21

F1 · date: This option grant, as disclosed in Curis Inc.'s 2018 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 22, 2018, contingent upon shareholder approval of Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 15, 2018, at the 2018 annual meeting of shareholders, Curis's shareholders approved the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 22, 2019 and as to an additional 6.25% of the original shares each successive quarter and until January 22, 2022.

F1 · derivative.exercise_date: This option grant, as disclosed in Curis Inc.'s 2018 proxy statement, was approved by the Compensation Committee of the Board of Directors of Curis, Inc. on January 22, 2018, contingent upon shareholder approval of Curis's Third Amended and Restated 2010 Stock Incentive Plan to increase the number of shares authorized for issuance thereunder; and further provided that such option would not be exercisable and no common stock would be issued thereunder, if the Third Amended and Restated 2010 Plan was not approved by Curis's shareholders. On May 15, 2018, at the 2018 annual meeting of shareholders, Curis's shareholders approved the Third Amended and Restated 2010 Plan. The option grant described in this Form 4 filing vests as to 25% of the original shares on January 22, 2019 and as to an additional 6.25% of the original shares each successive quarter and until January 22, 2022.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 21:43 UTC GrantCommon stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005147 · doc4.xml · nonDerivative · entry 1

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,945

F1 · shares: This award is in the form of restricted common stock. The award vests as to 100% of the underlying shares on the first anniversary of the date of grant.

F2 · balance_after: Represents 37,945 shares of unrestricted common stock and 185,000 shares of restricted common stock.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 21:47 UTC GrantCommon stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005152 · doc4.xml · nonDerivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

F1 · shares: This award is in the form of restricted common stock. The award vests as to 100% of the underlying shares on the first anniversary of the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:02 UTC GrantCommon stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005165 · doc4.xml · nonDerivative · entry 1

Martell Robert · CIK 0001529922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

F1 · shares: This award is in the form of restricted common stock. The award vests as to 100% of the underlying shares on the first anniversary of the date of grant.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 21:44 UTC GrantCommon stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005148 · doc4.xml · nonDerivative · entry 1

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,607

F1 · shares: This award is in the form of restricted common stock. The award vests as to 100% of the underlying shares on the first anniversary of the date of grant.

F2 · balance_after: Represents 29,607 shares of unrestricted common stock and 185,000 shares of restricted common stock.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 21:45 UTC
Rubin MarcDirector
GrantCommon stock 185,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005150 · doc4.xml · nonDerivative · entry 1

Rubin Marc · CIK 0001412377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,596

F1 · shares: This award is in the form of restricted common stock. The award vests as to 100% of the underlying shares on the first anniversary of the date of grant.

F2 · balance_after: Represents 51,596 shares of unrestricted common stock and 185,000 shares of restricted common stock.

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January 22, 2018 Filed Jan 24, 2018 21:36 UTC
Dentzer James EChief Financial Officer
GrantCommon stock 206,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005136 · doc4.xml · nonDerivative · entry 1

Dentzer James E · CIK 0001400977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,011

F1 · shares: This award is in the form of restricted common stock. The award vests as to 25% of the underlying shares on the first anniversary of the date of grant and as to an additional 25% of the underlying shares annually thereafter.

F2 · balance_after: Represents 5,761 shares of unrestricted common stock acquired under Curis, Inc.'s Amended and Restated 2010 Employee Stock Purchase Plan and 206,250 shares of restricted common stock.

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January 22, 2018 Filed Jan 24, 2018 21:39 UTC
Tuck DavidChief Medical Officer
GrantCommon stock 133,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005142 · doc4.xml · nonDerivative · entry 1

Tuck David · CIK 0001664707 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,424

F1 · shares: This award is in the form of restricted common stock. The award vests as to 25% of the underlying shares on the first anniversary of the date of grant and as to an additional 25% of the underlying shares annually thereafter.

F2 · balance_after: Represents 35,674 shares of unrestricted common stock acquired under Curis, Inc.'s Amended and Restated 2010 Employee Stock Purchase Plan and 133,750 shares of restricted common stock.

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January 22, 2018 Filed Jan 24, 2018 21:35 UTC
Fattaey Ali Ph.D.Director · President & CEO
GrantCommon stock 206,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005133 · doc4.xml · nonDerivative · entry 1

Fattaey Ali Ph.D. · CIK 0001570026 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,140

F1 · shares: This award is in the form of restricted common stock. The award vests as to 25% of the underlying shares on the first anniversary of the date of grant and as to an additional 25% of the underlying shares annually thereafter.

F2 · balance_after: Represents 115,890 shares of unrestricted common stock and 206,250 shares of restricted common stock.

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November 16, 2017 Filed Nov 16, 2017 19:02 UTC
Rubin MarcDirector
PurchaseCommon Stock 25,000 $0.98 $24,500.00
Disclosure

SEC source: 0001209191-17-061106 · doc4.xml · nonDerivative · entry 1

Rubin Marc · CIK 0001412377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,596

F1 · price: These shares were purchased between $0.975-$0.984/share. The Company will provide, upon request, full information regarding the number of shares purchased at each separate price.

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November 15, 2017 Filed Nov 15, 2017 15:24 UTC
Fattaey Ali Ph.D.Director · President & CEO
PurchaseCommon Stock 50,000 $1.06 $53,000.00
Disclosure

SEC source: 0001209191-17-060795 · doc4.xml · nonDerivative · entry 1

Fattaey Ali Ph.D. · CIK 0001570026 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,890

F1 · price: These shares were purchased between $0.97-$1.11/share. The Company will provide, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:33 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 5,000 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001209191-17-037269 · doc4.xml · derivative · entry 5

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:33 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 10,000 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001209191-17-037269 · doc4.xml · derivative · entry 4

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:33 UTC Tax withholdingCommon Stock 12,193 $1.71 $20,850.03
Disclosure

SEC source: 0001209191-17-037269 · doc4.xml · nonDerivative · entry 3

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,945

F1 · kind: The reporting person acquired 2,807 shares of common stock on "net exercise" of options that expire on June 6, 2017. The transaction was the net of: (1) an exercise of an aggregate of 15,000 options to purchase common stock; and (2) a tender of 12,193 shares of common stock for payment of the exercise price, using the closing stock price on May 31, 2017 of $1.71.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:33 UTC Exercise / conversionCommon Stock 5,000 $1.39 $6,950.00
Disclosure

SEC source: 0001209191-17-037269 · doc4.xml · nonDerivative · entry 2

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:33 UTC Exercise / conversionCommon Stock 10,000 $1.39 $13,900.00
Disclosure

SEC source: 0001209191-17-037269 · doc4.xml · nonDerivative · entry 1

GREENACRE MARTYN D · CIK 0001209727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 5,000 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001209191-17-037263 · doc4.xml · derivative · entry 5

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 10,000 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001209191-17-037263 · doc4.xml · derivative · entry 4

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC Tax withholdingCommon Stock 12,193 $1.71 $20,850.03
Disclosure

SEC source: 0001209191-17-037263 · doc4.xml · nonDerivative · entry 3

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,607

F1 · kind: The reporting person acquired 2,807 shares of common stock on "net exercise" of options that expire on June 6, 2017. The transaction was the net of: (1) an exercise of an aggregate of 15,000 options to purchase common stock; and (2) a tender of 12,193 shares of common stock for payment of the exercise price, using the closing stock price on May 31, 2017 of $1.71.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC Exercise / conversionCommon Stock 5,000 $1.39 $6,950.00
Disclosure

SEC source: 0001209191-17-037263 · doc4.xml · nonDerivative · entry 2

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:31 UTC Exercise / conversionCommon Stock 10,000 $1.39 $13,900.00
Disclosure

SEC source: 0001209191-17-037263 · doc4.xml · nonDerivative · entry 1

KAITIN KENNETH I · CIK 0001271823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 5, 2017 21:34 UTC Amendment SaleCommon Stock 16,176 $1.90 $30,721.46
Disclosure

SEC source: 0001209191-17-030403 · doc4a.xml · nonDerivative · entry 3

MCNAB JAMES R · CIK 0001190126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JR & MW McNab Operating LP

Disclosed balance after: 50,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to sell 450,000 shares.

F2 · kind: With this Form 4 filing, the plan is now complete. The cumulative total of 450,000 shares has been reached.

F5 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.86 to $1.98, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 05, 2017 Filed May 5, 2017 20:30 UTC SaleCommon Stock 16,176 $1.90 $30,721.46
Disclosure

SEC source: 0001209191-17-030347 · doc4.xml · nonDerivative · entry 3

MCNAB JAMES R · CIK 0001190126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JR & MW McNab Operating LP

Disclosed balance after: 50,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.86 to $1.98, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 04, 2017 Filed May 5, 2017 21:34 UTC Amendment SaleCommon Stock 30,100 $1.97 $59,158.54
Disclosure

SEC source: 0001209191-17-030403 · doc4a.xml · nonDerivative · entry 2

MCNAB JAMES R · CIK 0001190126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JR & MW McNab Operating LP

Disclosed balance after: 66,176

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to sell 450,000 shares.

F2 · kind: With this Form 4 filing, the plan is now complete. The cumulative total of 450,000 shares has been reached.

F4 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.92 to $2.21, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:30 UTC SaleCommon Stock 30,100 $1.97 $59,158.54
Disclosure

SEC source: 0001209191-17-030347 · doc4.xml · nonDerivative · entry 2

MCNAB JAMES R · CIK 0001190126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JR & MW McNab Operating LP

Disclosed balance after: 66,176

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $1.92 to $2.21, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 03, 2017 Filed May 5, 2017 21:34 UTC Amendment SaleCommon Stock 30,000 $2.18 $65,544.00
Disclosure

SEC source: 0001209191-17-030403 · doc4a.xml · nonDerivative · entry 1

MCNAB JAMES R · CIK 0001190126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JR & MW McNab Operating LP

Disclosed balance after: 96,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to sell 450,000 shares.

F2 · kind: With this Form 4 filing, the plan is now complete. The cumulative total of 450,000 shares has been reached.

F3 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.28, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:30 UTC SaleCommon Stock 30,000 $2.18 $65,544.00
Disclosure

SEC source: 0001209191-17-030347 · doc4.xml · nonDerivative · entry 1

MCNAB JAMES R · CIK 0001190126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JR & MW McNab Operating LP

Disclosed balance after: 96,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.28, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 02, 2017 Filed May 2, 2017 20:53 UTC SaleCommon Stock 35,646 $2.31 $82,313.74
Disclosure

SEC source: 0001209191-17-029242 · doc4.xml · nonDerivative · entry 3

MCNAB JAMES R · CIK 0001190126 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JR & MW McNab Operating LP

Disclosed balance after: 126,276

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price for the shares sold. These shares were sold in multiple transactions at prices ranging from $2.26 to $2.39, inclusive. The filer undertakes to provide to Curis Inc., any security holder of Curis, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.