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CARTERS INC

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0001060822
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683

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2022 Filed Feb 15, 2022 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 3,066 $92.49 $283,574.34
Disclosure

SEC source: 0001060822-22-000041 · wf-form4_164495990229289.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,189

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 21:15 UTC
Duggan Scott F.SVP, Gen Counsel & Secy
Tax withholdingCommon Stock 164 $92.49 $15,168.36
Disclosure

SEC source: 0001060822-22-000038 · wf-form4_164495970143203.xml · nonDerivative · entry 1

Duggan Scott F. · CIK 0001504310 · SVP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,121

F1 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 21:16 UTC
Jenkins JeffEVP Global Marketing
Tax withholdingCommon Stock 294 $92.49 $27,192.06
Disclosure

SEC source: 0001060822-22-000039 · wf-form4_164495977183526.xml · nonDerivative · entry 1

Jenkins Jeff · CIK 0001785741 · EVP Global Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,973

F1 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 21:11 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 295 $92.49 $27,284.55
Disclosure

SEC source: 0001060822-22-000037 · wf-form4_164495950094508.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,642.325

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 16:25 UTC
Pivar BenSVP, CIO
Tax withholdingCommon Stock 386 $94.27 $36,388.22
Disclosure

SEC source: 0001060822-22-000021 · wf-form4_164487391533692.xml · nonDerivative · entry 1

Pivar Ben · CIK 0001805801 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:30 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Tax withholdingCommon Stock 7,483 $94.27 $705,422.41
Disclosure

SEC source: 0001060822-22-000024 · wf-form4_164487420711927.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,255

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:28 UTC
Lynch BrianPresident, Carter's, Inc.
Tax withholdingCommon Stock 1,521 $94.27 $143,384.67
Disclosure

SEC source: 0001060822-22-000023 · wf-form4_164487409671838.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,589

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:27 UTC Tax withholdingCommon Stock 1,301 $94.27 $122,645.27
Disclosure

SEC source: 0001060822-22-000022 · wf-form4_164487401821297.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,413

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:24 UTC
D'Emilio JulieEVP, Sales
Tax withholdingCommon Stock 705 $94.27 $66,460.35
Disclosure

SEC source: 0001060822-22-000020 · wf-form4_164487383609719.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,332

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:23 UTC
Wilson JillSVP HR and Talent Development
Tax withholdingCommon Stock 386 $94.27 $36,388.22
Disclosure

SEC source: 0001060822-22-000019 · wf-form4_164487375421611.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,076

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:21 UTC
Moore Patrick QEVP North America Retail
Tax withholdingCommon Stock 701 $94.27 $66,083.27
Disclosure

SEC source: 0001060822-22-000018 · wf-form4_164487366785814.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP North America Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,578

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:20 UTC Tax withholdingCommon Stock 271 $94.27 $25,547.17
Disclosure

SEC source: 0001060822-22-000017 · wf-form4_164487357926525.xml · nonDerivative · entry 1

Robinson Antonio · CIK 0001805609 · SVP, CSR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:18 UTC
Jenkins JeffEVP Global Marketing
Tax withholdingCommon Stock 707 $94.27 $66,648.89
Disclosure

SEC source: 0001060822-22-000016 · wf-form4_164487349425940.xml · nonDerivative · entry 1

Jenkins Jeff · CIK 0001785741 · EVP Global Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,267

F1 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:17 UTC
Krugman KendraEVP, Merchandising and Design
Tax withholdingCommon Stock 703 $94.27 $66,271.81
Disclosure

SEC source: 0001060822-22-000015 · wf-form4_164487341697286.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,036

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:14 UTC
Smith Peter RoyerEVP Supply Chain
Tax withholdingCommon Stock 705 $94.27 $66,460.35
Disclosure

SEC source: 0001060822-22-000013 · wf-form4_164487322169094.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,937.325

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:15 UTC
Duggan Scott F.SVP, Gen Counsel & Secy
Tax withholdingCommon Stock 386 $94.27 $36,388.22
Disclosure

SEC source: 0001060822-22-000014 · wf-form4_164487331180380.xml · nonDerivative · entry 1

Duggan Scott F. · CIK 0001504310 · SVP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,285

F1 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:42 UTC
Eagle JevinDirector
GrantCommon Stock 9.3542 $0.00 $0.00
Disclosure

SEC source: 0001060822-21-000075 · wf-form4_163951815007843.xml · nonDerivative · entry 1

Eagle Jevin · CIK 0001497128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,374.3398

F1 · shares: Represents shares of common stock credited to the Reporting Person as a result of a dividend payment with respect to the Company's common stock, in accordance with and to be settled pursuant to the terms of the Company's director deferred compensation program.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:41 UTC GrantCommon Stock 9.3542 $0.00 $0.00
Disclosure

SEC source: 0001060822-21-000074 · wf-form4_163951787147406.xml · nonDerivative · entry 1

Borenstein Hali · CIK 0001795710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,652.3398

F1 · shares: Represents shares of common stock credited to the Reporting Person as a result of a dividend payment with respect to the Company's common stock, in accordance with and to be settled pursuant to the terms of the Company's director deferred compensation program.

F2 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 17,500 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 12,600 $105.62 $1,330,812.00
Disclosure

SEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,738

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.15 to $106.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 17,500 $104.35 $1,826,125.00
Disclosure

SEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,338

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.50 to $105.35 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 17,500 $42.61 $745,675.00
Disclosure

SEC source: 0001060822-21-000069 · wf-form4_163830708380596.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 21:24 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 17,500 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 21:24 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 12,072 $104.41 $1,260,437.52
Disclosure

SEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,338

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.15 to $105.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 21:24 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 17,500 $105.45 $1,845,375.00
Disclosure

SEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,410

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.71 to $107.50 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 21:24 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 17,500 $42.61 $745,675.00
Disclosure

SEC source: 0001060822-21-000067 · wf-form4_163770267183318.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 20, 2021 Filed Nov 23, 2021 21:21 UTC
Moore Patrick QEVP North America Retail
Tax withholdingCommon Stock 648 $106.85 $69,238.80
Disclosure

SEC source: 0001060822-21-000066 · wf-form4_163770248190095.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP North America Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,279

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:07 UTC Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 6,000 $0.00 Strike: $59.27 $0.00
Disclosure

SEC source: 0001060822-21-000064 · wf-form4_163718684692491.xml · derivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2023-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:07 UTC SaleCommon Stock 6,000 $110.36 $662,160.00
Disclosure

SEC source: 0001060822-21-000064 · wf-form4_163718684692491.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,714

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $110.31 to $110.66 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 22:07 UTC Exercise / conversionCommon Stock 6,000 $59.27 $355,620.00
Disclosure

SEC source: 0001060822-21-000064 · wf-form4_163718684692491.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 17,500 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 17,500 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 11,951 $108.31 $1,294,412.81
Disclosure

SEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,410

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.24 to $108.40 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 17,500 $108.77 $1,903,475.00
Disclosure

SEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,361

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.13 to $109.79 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:26 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 17,500 $42.61 $745,675.00
Disclosure

SEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 17,500 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · derivative · entry 4

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 17,500 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 12,812 $106.68 $1,366,784.16
Disclosure

SEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,361

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.25 to $107.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
SaleCommon Stock 17,500 $105.49 $1,846,075.00
Disclosure

SEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,173

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.50 to $106.10 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 08, 2021 Filed Nov 9, 2021 21:18 UTC
CASEY MICHAEL DENNISDirector · Chairman and CEO
Exercise / conversionCommon Stock 17,500 $42.61 $745,675.00
Disclosure

SEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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November 03, 2021 Filed Nov 4, 2021 20:46 UTC
Lynch BrianPresident, Carter's, Inc.
SaleCommon Stock 15,900 $101.89 $1,620,051.00
Disclosure

SEC source: 0001060822-21-000058 · wf-form4_163605856029883.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,110

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $99.64 to $102.37 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.

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November 02, 2021 Filed Nov 4, 2021 20:40 UTC
Borgen LuisDirector
GrantCommon Stock 2,343 $0.00 $0.00
Disclosure

SEC source: 0001060822-21-000057 · wf-form4_163605798719533.xml · nonDerivative · entry 1

Borgen Luis · CIK 0001488660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343

F1 · shares: These shares were granted as part of the reporting person's director compensation.

F2 · balance_after: 1,562 of these shares of common stock are a one-time grant to a new director and vest on the third anniversary of the grant date, provided that Mr. Borgen has continuously been a director since the date of grant.

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September 17, 2021 Filed Dec 14, 2021 21:35 UTC
Eagle JevinDirector
GrantCommon Stock 5.9856 $0.00 $0.00
Disclosure

SEC source: 0001060822-21-000073 · wf-form4_163951773541390.xml · nonDerivative · entry 1

Eagle Jevin · CIK 0001497128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,364.9856

F1 · shares: Represents shares of common stock credited to the Reporting Person as a result of a dividend payment with respect to the Company's common stock, in accordance with and to be settled pursuant to the terms of the Company's director deferred compensation program.

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September 17, 2021 Filed Dec 14, 2021 21:32 UTC GrantCommon Stock 5.9856 $0.00 $0.00
Disclosure

SEC source: 0001060822-21-000071 · wf-form4_163951754400992.xml · nonDerivative · entry 1

Borenstein Hali · CIK 0001795710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,642.9856

F1 · shares: Represents shares of common stock credited to the Reporting Person as a result of a dividend payment with respect to the Company's common stock, in accordance with and to be settled pursuant to the terms of the Company's director deferred compensation program.

F2 · balance_after: Some of these shares are restricted shares that are subject to time-vesting restrictions.

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August 23, 2021 Filed Aug 24, 2021 20:26 UTC
D'Emilio JulieEVP, Sales
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 2,800 $0.00 Strike: $42.61 $0.00
Disclosure

SEC source: 0001060822-21-000048 · wf-form4_162983675585279.xml · derivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2022-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.

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August 23, 2021 Filed Aug 24, 2021 20:26 UTC
D'Emilio JulieEVP, Sales
SaleCommon Stock 2,800 $105.59 $295,652.00
Disclosure

SEC source: 0001060822-21-000048 · wf-form4_162983675585279.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,037

F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.56 to $105.61, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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August 23, 2021 Filed Aug 24, 2021 20:26 UTC
D'Emilio JulieEVP, Sales
Exercise / conversionCommon Stock 2,800 $42.61 $119,308.00
Disclosure

SEC source: 0001060822-21-000048 · wf-form4_162983675585279.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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August 21, 2021 Filed Aug 23, 2021 20:17 UTC
Jenkins JeffEVP Global Marketing
Tax withholdingCommon Stock 723 $105.70 $76,421.10
Disclosure

SEC source: 0001060822-21-000046 · wf-form4_162974981200990.xml · nonDerivative · entry 1

Jenkins Jeff · CIK 0001785741 · EVP Global Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,974

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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August 16, 2021 Filed Aug 17, 2021 23:30 UTC
Moore Patrick QEVP North America Retail
Tax withholdingCommon Stock 362 $105.56 $38,212.72
Disclosure

SEC source: 0001060822-21-000042 · wf-form4_162924299695138.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP North America Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,927

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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August 06, 2021 Filed Aug 9, 2021 23:13 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001060822-21-000040 · wf-form4_162855079622842.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,714

F1 · shares: The transaction reported involved a gift by the reporting person of shares of common stock to a charitable organization.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

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August 04, 2021 Filed Aug 5, 2021 20:30 UTC
Smith Peter RoyerEVP Supply Chain
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 8,200 $0.00 Strike: $86.88 $0.00
Disclosure

SEC source: 0001060822-21-000038 · wf-form4_162819528950870.xml · derivative · entry 5

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,200 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal installments on November 11, 2016, 2017, 2018 and 2019.

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August 04, 2021 Filed Aug 5, 2021 20:30 UTC
Smith Peter RoyerEVP Supply Chain
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 7,000 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0001060822-21-000038 · wf-form4_162819528950870.xml · derivative · entry 4

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on February 14, 2018, 2019, 2020 and 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.