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Nasdaq · USD

CREX

CREATIVE REALITIES, INC.

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7331
SEC CIK
0001356093
Parsed reports
117

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2021 Filed Nov 19, 2021 16:14 UTC GrantCommon Stock, $.01 par value 10,860 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010272 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,629

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:15 UTC GrantStock Options (right to buy) · Derivative 60,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001179110-21-010275 · edgar.xml · derivative · entry 2

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-11-17

F1 · derivative.exercise_date: Option vests as to 20,000 shares on each of 11/17/2021, 11/17/2022 and 11/17/2023.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:15 UTC GrantCommon Stock 10,860 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010275 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,893

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:14 UTC GrantStock Options (right to buy) · Derivative 60,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001179110-21-010274 · edgar.xml · derivative · entry 2

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-11-17

F1 · derivative.exercise_date: Option vests as to 20,000 shares on each of 11/17/2021, 11/17/2022 and 11/17/2023.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:14 UTC GrantCommon Stock 10,860 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010274 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,981

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:14 UTC GrantStock Options (right to buy) · Derivative 60,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001179110-21-010273 · edgar.xml · derivative · entry 2

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-11-17

F1 · derivative.exercise_date: Option vests as to 20,000 shares on each of 11/17/2021, 11/17/2022 and 11/17/2023.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:14 UTC GrantCommon Stock 10,860 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010273 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,981

Read SEC document
October 25, 2021 Filed Oct 27, 2021 16:14 UTC GrantCommon Stock, $.01 par value 4,630 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009667 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,769

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:12 UTC GrantCommon Stock 4,630 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009664 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,033

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:13 UTC GrantCommon Stock 4,630 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009665 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:13 UTC GrantCommon Stock 4,630 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009666 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

Read SEC document
July 01, 2021 Filed Jul 1, 2021 16:47 UTC GrantCommon Stock, $.01 par value 2,881 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007259 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,139

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:46 UTC GrantCommon Stock 2,881 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007258 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,403

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:50 UTC GrantCommon Stock 2,881 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007260 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,491

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:51 UTC GrantCommon Stock 2,881 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007261 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,491

Read SEC document
May 21, 2021 Filed May 25, 2021 22:08 UTC PurchaseCommon Stock 50,000 $1.32 $66,000.00
Disclosure

SEC source: 0001179110-21-005903 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,522

Read SEC document
April 01, 2021 Filed Apr 2, 2021 11:33 UTC GrantCommon Stock, $.01 par value 3,416 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004042 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,258

Read SEC document
April 01, 2021 Filed Apr 2, 2021 15:33 UTC GrantCommon Stock 3,416 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004041 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,522

Read SEC document
April 01, 2021 Filed Apr 2, 2021 15:33 UTC GrantCommon Stock 3,416 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004039 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,610

Read SEC document
April 01, 2021 Filed Apr 2, 2021 15:34 UTC GrantCommon Stock 3,416 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004044 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,610

Read SEC document
January 01, 2021 Filed Jan 13, 2021 16:35 UTC GrantCommon Stock, $.01 par value 4,845 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000580 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,842

Read SEC document
January 01, 2021 Filed Jan 13, 2021 21:35 UTC GrantCommon Stock 4,845 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000581 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,106

Read SEC document
January 01, 2021 Filed Jan 13, 2021 21:36 UTC GrantCommon Stock 4,845 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000582 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,194

Read SEC document
January 01, 2021 Filed Jan 13, 2021 21:34 UTC GrantCommon Stock 4,845 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000579 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,194

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:40 UTC GrantCommon Stock, $.01 par value 6,388 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010172 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,997

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:40 UTC GrantCommon Stock 6,388 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010171 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,261

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:39 UTC GrantCommon Stock 6,388 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010170 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,349

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:40 UTC GrantCommon Stock 6,388 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010174 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,349

Read SEC document
July 07, 2020 Filed Jul 9, 2020 14:43 UTC GrantCommon Stock, $.01 par value 2,511 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008131 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,609

Read SEC document
July 07, 2020 Filed Jul 9, 2020 18:43 UTC GrantCommon Stock 2,511 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008130 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,873

Read SEC document
July 07, 2020 Filed Jul 9, 2020 17:27 UTC GrantCommon Stock 2,511 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008127 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,961

Read SEC document
July 07, 2020 Filed Jul 9, 2020 18:21 UTC GrantCommon Stock 2,511 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008129 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,961

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:37 UTC
MILLS RICHARD CDirector · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 480,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001179110-20-006896 · edgar.xml · derivative · entry 4

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 480,000 shares

Expires 2030-06-01

F3 · date: The options were granted pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person and are subject to approval by Company's stockholders of an amendment to its 2014 Stock Incentive Plan (the "Amendment"). If the Amendment is approved by stockholders, options to acquire 480,000 shares will vest in three equal installments of 160,000 each on 6/1/2021, 6/1/2022 and 6/1/2023. The grant was approved in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934 (the "1934 Act"), and in accordance with Rule 16b-3(a) of the 1934 Act is exempt from Section 16(b) of the 1934 Act.

F3 · price: The options were granted pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person and are subject to approval by Company's stockholders of an amendment to its 2014 Stock Incentive Plan (the "Amendment"). If the Amendment is approved by stockholders, options to acquire 480,000 shares will vest in three equal installments of 160,000 each on 6/1/2021, 6/1/2022 and 6/1/2023. The grant was approved in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934 (the "1934 Act"), and in accordance with Rule 16b-3(a) of the 1934 Act is exempt from Section 16(b) of the 1934 Act.

F3 · derivative.exercise_date: The options were granted pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person and are subject to approval by Company's stockholders of an amendment to its 2014 Stock Incentive Plan (the "Amendment"). If the Amendment is approved by stockholders, options to acquire 480,000 shares will vest in three equal installments of 160,000 each on 6/1/2021, 6/1/2022 and 6/1/2023. The grant was approved in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934 (the "1934 Act"), and in accordance with Rule 16b-3(a) of the 1934 Act is exempt from Section 16(b) of the 1934 Act.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:37 UTC
MILLS RICHARD CDirector · Chief Executive Officer
Disposition to issuerStock Options (right to buy) · Derivative 480,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001179110-20-006896 · edgar.xml · derivative · entry 3

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 480,000 shares

Expires 2030-05-20

F2 · date: This transaction involves a rescission of a prior grant pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person in connection with securities granted which were in excess of the limits authorized by the Company's 2014 Stock Incentive Plan. As of the date of rescission, the forfeited options to acquire 480,000 shares were not vested.

F2 · price: This transaction involves a rescission of a prior grant pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person in connection with securities granted which were in excess of the limits authorized by the Company's 2014 Stock Incentive Plan. As of the date of rescission, the forfeited options to acquire 480,000 shares were not vested.

F2 · derivative.exercise_date: This transaction involves a rescission of a prior grant pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person in connection with securities granted which were in excess of the limits authorized by the Company's 2014 Stock Incentive Plan. As of the date of rescission, the forfeited options to acquire 480,000 shares were not vested.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:37 UTC GrantStock Options (right to purchase) · Derivative 240,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001179110-20-006897 · edgar.xml · derivative · entry 3

Logan William Lindsey IV · CIK 0001741920 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2030-06-01

F2 · date: The options were granted pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person and are subject to approval by Company's stockholders of an amendment to its 2014 Stock Incentive Plan (the "Amendment"). If the Amendment is approved by stockholders, options to acquire 240,000 shares will vest in three equal installments of 80,000 each on 6/1/2021, 6/1/2022 and 6/1/2023. The grant was approved in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934 (the "1934 Act"), and in accordance with Rule 16b-3(a) of the 1934 Act is exempt from Section 16(b) of the 1934 Act.

F2 · price: The options were granted pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person and are subject to approval by Company's stockholders of an amendment to its 2014 Stock Incentive Plan (the "Amendment"). If the Amendment is approved by stockholders, options to acquire 240,000 shares will vest in three equal installments of 80,000 each on 6/1/2021, 6/1/2022 and 6/1/2023. The grant was approved in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934 (the "1934 Act"), and in accordance with Rule 16b-3(a) of the 1934 Act is exempt from Section 16(b) of the 1934 Act.

F2 · derivative.exercise_date: The options were granted pursuant to an agreement dated June 1, 2020 between the Company and the Reporting Person and are subject to approval by Company's stockholders of an amendment to its 2014 Stock Incentive Plan (the "Amendment"). If the Amendment is approved by stockholders, options to acquire 240,000 shares will vest in three equal installments of 80,000 each on 6/1/2021, 6/1/2022 and 6/1/2023. The grant was approved in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934 (the "1934 Act"), and in accordance with Rule 16b-3(a) of the 1934 Act is exempt from Section 16(b) of the 1934 Act.

Read SEC document
May 20, 2020 Filed May 26, 2020 20:28 UTC
MILLS RICHARD CDirector · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 480,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001179110-20-006575 · edgar.xml · derivative · entry 2

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 480,000 shares

Expires 2030-05-20

F2 · derivative.exercise_date: Options vest in three equal installments of 160,000 each on 5/20/2021, 5/20/2022 and 5/20/2023.

Read SEC document
May 20, 2020 Filed May 26, 2020 20:32 UTC GrantStock Options (right to purchase) · Derivative 240,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001179110-20-006576 · edgar.xml · derivative · entry 2

Logan William Lindsey IV · CIK 0001741920 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2030-05-20

F2 · derivative.exercise_date: Options vest in three equal installments of 80,000 shares each on 5/20/2021, 5/20/2022, and 5/20/2023.

Read SEC document
April 17, 2020 Filed Apr 17, 2020 17:30 UTC GrantCommon Stock, $.01 par value 8,013 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004971 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,098

Read SEC document
April 17, 2020 Filed Apr 17, 2020 21:33 UTC GrantCommon Stock 8,013 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004974 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,362

Read SEC document
April 17, 2020 Filed Apr 17, 2020 21:30 UTC GrantCommon Stock 8,013 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004970 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,450

Read SEC document
April 17, 2020 Filed Apr 17, 2020 21:28 UTC GrantCommon Stock 8,013 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004968 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,450

Read SEC document
January 08, 2020 Filed Jan 10, 2020 16:29 UTC GrantCommon Stock, $.01 par value 4,085 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000474 · edgar.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:30 UTC GrantCommon Stock 4,085 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000476 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,437

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:50 UTC GrantCommon Stock 4,085 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000490 · edgar.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,437

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:30 UTC GrantCommon Stock 4,085 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000475 · edgar.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,437

Read SEC document
January 08, 2020 Filed Jan 15, 2020 15:50 UTC GrantCommon Stock 4,085 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000571 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,349

Read SEC document
November 07, 2019 Filed Nov 8, 2019 12:57 UTC GrantStock Options (right to buy) · Derivative 25,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001179110-19-011549 · edgar.xml · derivative · entry 2

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-11-07

F1 · derivative.exercise_date: 8,334 shares vest on 11/7/2020; 8,333 shares vest on each of 11/7/2021 and 11/7/2022.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:02 UTC GrantCommon Stock 3,634 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010803 · edgar.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,264

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:01 UTC GrantCommon Stock 3,634 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010800 · edgar.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:02 UTC GrantCommon Stock 3,634 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010802 · edgar.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.