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Nasdaq · USD

CREX

CREATIVE REALITIES, INC.

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Tapewire entity
7331
SEC CIK
0001356093
Parsed reports
117

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 2, 2026 18:29 UTC
MILLS RICHARD CDirector · Chief Executive Officer
PurchaseCommon Stock 200,000 $3.50 $700,000.00
Disclosure

SEC source: 0001437749-26-022465 · rdgdoc.xml · nonDerivative · entry 1

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,601

F1 · balance_after: Includes 450,000 Restricted Stock Units ("RSUs") granted to Reporting Person by Issuer pursuant to a Restricted Stock Unit Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended (the "Plan"). The RSUs vest as follows: 150,000 vested on December 31, 2025, 150,000 vest on July 3, 2027 and 150,000 vest on July 3, 2028, subject to acceleration upon the earliest of Reporting Person's death or disability, termination of employment without "cause" by Issuer, or the occurrence of a "Sale Transaction" (as defined in the Plan). Vested RSUs will be settled upon the earliest of Reporting Person's death or disability, termination of employment, or the occurrence of a Sale Transaction that is also a change in control event within the meaning of Internal Revenue Code Section 409A.

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June 30, 2026 Filed Jul 2, 2026 18:28 UTC
Koshewa Tamra LChief Financial Officer
PurchaseCommon Stock 28,571 $3.50 $99,998.50
Disclosure

SEC source: 0001437749-26-022464 · rdgdoc.xml · nonDerivative · entry 1

Koshewa Tamra L · CIK 0001370688 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,571

Read SEC document
January 28, 2026 Filed Feb 26, 2026 16:44 UTC GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-005768 · rdgdoc.xml · nonDerivative · entry 1

McGrath Daniel Francis · CIK 0002098385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,117

F1 · acquired: Issued for director services provided in 2025 as part of Issuer's Non-employee Director Compensation Plan under Issuer's 2023 Stock Incentive Plan, as amended.

Read SEC document
January 28, 2026 Filed Mar 3, 2026 19:40 UTC
ELLIS THOMAS BDirector · 10% owner
GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-006558 · rdgdoc.xml · nonDerivative · entry 1

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,117

F1 · acquired: Issued for director services provided in 2025 as part of Issuer's Non-employee Director Compensation Plan under Issuer's 2023 Stock Incentive Plan, as amended.

Read SEC document
January 28, 2026 Filed Mar 10, 2026 14:06 UTC GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-007490 · rdgdoc.xml · nonDerivative · entry 1

Bosco Michael · CIK 0002058718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,117

F1 · acquired: Issued for director services provided in 2025 as part of Issuer's Non-employee Director Compensation Plan under Issuer's 2023 Stock Incentive Plan, as amended.

Read SEC document
January 28, 2026 Filed Apr 15, 2026 17:11 UTC GrantCommon Stock 13,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012341 · rdgdoc.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,761

F1 · acquired: Issued for director services provided in 2025 as part of Issuer's Non-employee Director Compensation Plan under Issuer's 2023 Stock Incentive Plan, as amended.

Read SEC document
January 28, 2026 Filed Apr 15, 2026 17:11 UTC GrantCommon Stock 13,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012339 · rdgdoc.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,735

F1 · acquired: Issued for director services provided in 2025 as part of Issuer's Non-employee Director Compensation Plan under Issuer's 2023 Stock Incentive Plan, as amended.

Read SEC document
January 28, 2026 Filed Apr 15, 2026 17:11 UTC GrantCommon Stock 13,794 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012340 · rdgdoc.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,389

F1 · acquired: Issued for director services provided in 2025 as part of Issuer's Non-employee Director Compensation Plan under Issuer's 2023 Stock Incentive Plan, as amended.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 20:59 UTC
BCOM GP LLC10% owner
COGUT CRAIG M10% owner
SaleCommon Stock 1,425,485 $2.52 $3,592,222.20
Disclosure

SEC source: 0001193125-26-006797 · ownership.xml · nonDerivative · entry 1

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Funding, LLC · CIK 0001616224 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · price: On January 6, 2026, Slipstream Funding, LLC ("Slipstream Funding") and Slipstream Communications, LLC ("Slipstream Communications") sold the shares at a price of $2.52 per share after discounts and commissions.

F2 · ownership.nature: The reported securities were held directly by Slipstream Funding and Slipstream Communications. Slipstream Communications is the sole member of Slipstream Funding. BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F3 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Funding, Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

Read SEC document
December 01, 2025 Filed Jan 28, 2026 20:20 UTC
Koshewa Tamra LChief Financial Officer
GrantOptions · Derivative 100,000 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001437749-26-002282 · rdgdoc.xml · derivative · entry 1

Koshewa Tamra L · CIK 0001370688 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-12-01

F1 · shares: Represents 100,000 options to purchase shares of Issuer's common stock, granted to Reporting Person subject to the terms of Issuer's 2023 Stock Incentive Plan, as amended, and the general form of Issuer's stock option agreement, with options vesting in three installments as follows: 33,333 vest on December 1, 2026, 33,333 vest on December 1, 2027 and 33,334 vest on December 1, 2028.

F1 · derivative.exercise_date: Represents 100,000 options to purchase shares of Issuer's common stock, granted to Reporting Person subject to the terms of Issuer's 2023 Stock Incentive Plan, as amended, and the general form of Issuer's stock option agreement, with options vesting in three installments as follows: 33,333 vest on December 1, 2026, 33,333 vest on December 1, 2027 and 33,334 vest on December 1, 2028.

F1 · balance_after: Represents 100,000 options to purchase shares of Issuer's common stock, granted to Reporting Person subject to the terms of Issuer's 2023 Stock Incentive Plan, as amended, and the general form of Issuer's stock option agreement, with options vesting in three installments as follows: 33,333 vest on December 1, 2026, 33,333 vest on December 1, 2027 and 33,334 vest on December 1, 2028.

Read SEC document
July 03, 2025 Filed Jul 3, 2025 21:07 UTC
MILLS RICHARD CDirector · Chief Executive Officer
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-022170 · rdgdoc.xml · nonDerivative · entry 1

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,601

F1 · shares: Represents 450,000 Restricted Stock Units ("RSUs") granted to Reporting Person by Issuer pursuant to a Restricted Stock Unit Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended (the "Plan"), with RSUs vesting in three equal installments as follows: 150,000 vest on December 31, 2025, 150,000 vest on July 3, 2027 and 150,000 vest on July 3, 2028. Accelerated vesting shall occur upon the earliest of Reporting Person's death or disability, termination of employment without "cause" by Issuer, or a "Sale Transaction" occurring under the Plan.

F1 · balance_after: Represents 450,000 Restricted Stock Units ("RSUs") granted to Reporting Person by Issuer pursuant to a Restricted Stock Unit Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended (the "Plan"), with RSUs vesting in three equal installments as follows: 150,000 vest on December 31, 2025, 150,000 vest on July 3, 2027 and 150,000 vest on July 3, 2028. Accelerated vesting shall occur upon the earliest of Reporting Person's death or disability, termination of employment without "cause" by Issuer, or a "Sale Transaction" occurring under the Plan.

Read SEC document
July 03, 2025 Filed Jul 3, 2025 17:07 UTC
Mudd David RyanInterim CFO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-022169 · rdgdoc.xml · nonDerivative · entry 1

Mudd David Ryan · CIK 0002052909 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents 50,000 Restricted Stock Units ("RSUs") granted to Reporting Person by Issuer pursuant to a Restricted Stock Unit Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended (the "Plan"), with RSUs vesting in three installments as follows: 16,666 vest on July 3, 2026, 16,667 vest on July 3, 2027 and 16,6667 vest on July 3, 2028. Accelerated vesting shall occur upon the earliest of Reporting Person's death or disability, or a "Sale Transaction" occurring under the Plan.

F1 · balance_after: Represents 50,000 Restricted Stock Units ("RSUs") granted to Reporting Person by Issuer pursuant to a Restricted Stock Unit Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended (the "Plan"), with RSUs vesting in three installments as follows: 16,666 vest on July 3, 2026, 16,667 vest on July 3, 2027 and 16,6667 vest on July 3, 2028. Accelerated vesting shall occur upon the earliest of Reporting Person's death or disability, or a "Sale Transaction" occurring under the Plan.

Read SEC document
June 02, 2025 Filed Jun 5, 2025 01:21 UTC
MILLS RICHARD CDirector · Chief Executive Officer
GrantStock Options · Derivative 206,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001437749-25-019461 · rdgdoc.xml · derivative · entry 3

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,000

Underlying: Common Stock · 206,000 shares

Expires 2035-06-02

F3 · shares: Represents 206,000 options issued pursuant to an Option Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended, with options vesting and exercisable in three installments as follows: 68,667 options vest on June 2, 2026, 68,667 options vest on June 2, 2027, and 68,666 options vest on June 2, 2028.

F3 · derivative.exercise_date: Represents 206,000 options issued pursuant to an Option Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended, with options vesting and exercisable in three installments as follows: 68,667 options vest on June 2, 2026, 68,667 options vest on June 2, 2027, and 68,666 options vest on June 2, 2028.

F3 · balance_after: Represents 206,000 options issued pursuant to an Option Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended, with options vesting and exercisable in three installments as follows: 68,667 options vest on June 2, 2026, 68,667 options vest on June 2, 2027, and 68,666 options vest on June 2, 2028.

Read SEC document
June 02, 2025 Filed Jun 5, 2025 01:21 UTC
MILLS RICHARD CDirector · Chief Executive Officer
PurchaseCommon Stock 16,000 $3.26 $52,182.40
Disclosure

SEC source: 0001437749-25-019461 · rdgdoc.xml · nonDerivative · entry 1

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,601

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9850 to $3.4599, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 21:06 UTC
Mudd David RyanInterim CFO
GrantStock Options · Derivative 69,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001437749-25-019459 · rdgdoc.xml · derivative · entry 1

Mudd David Ryan · CIK 0002052909 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires 2035-06-02

F1 · shares: Represents 69,000 options issued pursuant to an Option Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended, with options vesting and exercisable in three installments as follows: 23,000 options vest on June 2, 2026, 23,000 options vest on June 2, 2027, and 23,000 options vest on June 2, 2028.

F1 · derivative.exercise_date: Represents 69,000 options issued pursuant to an Option Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended, with options vesting and exercisable in three installments as follows: 23,000 options vest on June 2, 2026, 23,000 options vest on June 2, 2027, and 23,000 options vest on June 2, 2028.

F1 · balance_after: Represents 69,000 options issued pursuant to an Option Agreement in accordance with Issuer's 2023 Stock Incentive Plan, as amended, with options vesting and exercisable in three installments as follows: 23,000 options vest on June 2, 2026, 23,000 options vest on June 2, 2027, and 23,000 options vest on June 2, 2028.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:07 UTC GrantCommon Stock 6,154 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010948 · rdgdoc.xml · nonDerivative · entry 3

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,967

F4 · acquired: Issued for services provided in 2023 to CREX's special committee.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:07 UTC GrantCommon Stock 6,799 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010948 · rdgdoc.xml · nonDerivative · entry 2

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,813

F3 · acquired: Issued for director services provided in 2024 as part of CREX's director compensation program.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:07 UTC GrantCommon Stock 12,245 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010948 · rdgdoc.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,014

F1 · acquired: Issued for director services provided in 2023 as part of CREX's director compensation program.

F2 · balance_after: On March 27, 2023, the Company effectuated a 1-for-3 reverse stock split of its outstanding common stock, at which time the CREX common stock owned by the reporting person was combined into 148,769 shares of common stock.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:09 UTC GrantCommon Stock 6,799 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010950 · rdgdoc.xml · nonDerivative · entry 2

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,941

F3 · acquired: Issued for director services provided in 2024 as part of CREX's director compensation program.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:09 UTC GrantCommon Stock 12,245 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010950 · rdgdoc.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,142

F1 · acquired: Issued for director services provided in 2023 as part of CREX's director compensation program.

F2 · balance_after: On March 27, 2023, the Company effectuated a 1-for-3 reverse stock split of its outstanding common stock, at which time the CREX common stock owned by the reporting person was combined into 30,897 shares of common stock.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:08 UTC GrantCommon Stock 8,987 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010949 · rdgdoc.xml · nonDerivative · entry 3

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,595

F4 · acquired: Issued for services provided in 2023 to CREX's special committee.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:08 UTC GrantCommon Stock 6,799 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010949 · rdgdoc.xml · nonDerivative · entry 2

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,608

F3 · acquired: Issued for director services provided in 2024 as part of CREX's director compensation program.

Read SEC document
April 01, 2025 Filed Apr 4, 2025 00:08 UTC GrantCommon Stock 12,245 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-010949 · rdgdoc.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,809

F1 · acquired: Issued for director services provided in 2023 as part of CREX's director compensation program.

F2 · balance_after: On March 27, 2023, the Company effectuated a 1-for-3 reverse stock split of its outstanding common stock, at which time the CREX common stock owned by the reporting person was combined into 59,564 shares of common stock.

Read SEC document
January 23, 2024 Filed Oct 23, 2024 23:34 UTC SaleCommon Stock 5,400 $2.96 $15,985.08
Disclosure

SEC source: 0000935836-24-000638 · ownership.xml · nonDerivative · entry 5

LYTTON LAURENCE W · CIK 0001105806 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,404

Read SEC document
January 22, 2024 Filed Oct 23, 2024 23:34 UTC SaleCommon Stock 4,800 $2.81 $13,502.40
Disclosure

SEC source: 0000935836-24-000638 · ownership.xml · nonDerivative · entry 4

LYTTON LAURENCE W · CIK 0001105806 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,042,804

Read SEC document
January 18, 2024 Filed Oct 23, 2024 23:34 UTC SaleCommon Stock 4,600 $2.67 $12,283.84
Disclosure

SEC source: 0000935836-24-000638 · ownership.xml · nonDerivative · entry 3

LYTTON LAURENCE W · CIK 0001105806 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,047,604

Read SEC document
December 12, 2023 Filed Oct 23, 2024 23:34 UTC PurchaseCommon Stock 10,000 $1.90 $18,967.00
Disclosure

SEC source: 0000935836-24-000638 · ownership.xml · nonDerivative · entry 2

LYTTON LAURENCE W · CIK 0001105806 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,204

Read SEC document
December 08, 2023 Filed Oct 23, 2024 23:34 UTC PurchaseCommon Stock 1,000 $1.96 $1,955.00
Disclosure

SEC source: 0000935836-24-000638 · ownership.xml · nonDerivative · entry 1

LYTTON LAURENCE W · CIK 0001105806 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,042,204

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:19 UTC
MILLS RICHARD CDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001437749-23-024534 · rdgdoc.xml · nonDerivative · entry 1

MILLS RICHARD C · CIK 0001076128 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,712

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:19 UTC
Logan William Lindsey IVChief Financial Officer
PurchaseCommon Stock 12,500 $2.00 $25,000.00
Disclosure

SEC source: 0001437749-23-024536 · rdgdoc.xml · nonDerivative · entry 1

Logan William Lindsey IV · CIK 0001741920 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,523

Read SEC document
January 03, 2023 Filed Jan 4, 2023 17:44 UTC GrantCommon Stock 38,710 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000362 · form4-01042023_100110.xml · nonDerivative · entry 1

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,339

F1 · kind: Issued for director services provided in 2022 as part of CREX's existing director compensation program.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:42 UTC GrantCommon Stock 38,710 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000359 · form4-01042023_100117.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,308

F1 · kind: Issued for director services provided in 2022 as part of CREX's existing director compensation program.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:49 UTC GrantCommon Stock 38,710 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000372 · form4-01042023_100152.xml · nonDerivative · entry 1

BELL DAVID ARTHUR · CIK 0001214767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,691

F1 · kind: Issued for director services provided in 2022 as part of CREX's existing director compensation program.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:47 UTC GrantCommon Stock 38,710 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000368 · form4-01042023_100154.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,691

F1 · kind: Issued for director services provided in 2022 as part of CREX's existing director compensation program.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:31 UTC
MILLS RICHARD CDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 15,000 $0.64 $9,570.00
Disclosure

SEC source: 0001415889-22-009005 · form4-08242022_020808.xml · nonDerivative · entry 2

MILLS RICHARD C · CIK 0001076128 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,134

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:31 UTC
MILLS RICHARD CDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 25,875 $0.62 $16,016.63
Disclosure

SEC source: 0001415889-22-009005 · form4-08242022_020808.xml · nonDerivative · entry 1

MILLS RICHARD C · CIK 0001076128 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,134

Read SEC document
August 19, 2022 Filed Aug 23, 2022 21:04 UTC PurchaseCommon Stock 50,000 $0.64 $32,200.00
Disclosure

SEC source: 0001415889-22-008976 · form4-08232022_020837.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,598

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:14 UTC
MILLS RICHARD CDirector · CHIEF EXECUTIVE OFFICER
GrantStock Options (right to buy) · Derivative 1,000,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001415889-22-006723 · form4-06172022_010633.xml · derivative · entry 4

MILLS RICHARD C · CIK 0001076128 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2025-06-15

F3 · derivative.exercise_date: The option becomes exercisable, if at all, based on price per share as follows: 50,000 shares vest at a share target price of $2.00; 100,000 shares vest at a share target price of $3.00; 150,000 shares vest at a share target price of $4.00; 200,000 shares vest at a share target price of $5.00; 250,000 shares vest at a share target price of $6.00; and 250,000 shares vest at the "Guaranteed Price." The "Guaranteed Price" has the meaning as defined in the Agreement and Plan of Merger by and among Reflect Systems, Inc., Creative Realities, Inc., CRI Acquisition Corporation and RSI Exit Corporation dated as of November 12, 2021 (the "Merger Agreement") (as filed with the SEC on Form 8-K dated November 12, 2021) and means (a) $6.40 per share, or (b) $7.20 per share if and only if certain customers set forth in the Merger Agreement collectively achieve over 85,000 billable devices online at any time on or before December 31, 2022.

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June 15, 2022 Filed Jun 17, 2022 20:17 UTC GrantStock Option (right to buy) · Derivative 600,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001415889-22-006730 · form4-06172022_010659.xml · derivative · entry 3

Logan William Lindsey IV · CIK 0001741920 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2025-06-15

F2 · derivative.exercise_date: The option becomes exercisable, if at all, based on price per share as follows: 30,000 shares vest at a share target price of $2.00; 60,000 shares vest at a share target price of $3.00; 90,000 shares vest at a share target price of $4.00; 120,000 shares vest at a share target price of $5.00; 150,000 shares vest at a share target price of $6.00; and 150,000 shares vest at the "Guaranteed Price." The "Guaranteed Price" has the meaning as defined in the Agreement and Plan of Merger by and among Reflect Systems, Inc., Creative Realities, Inc., CRI Acquisition Corporation and RSI Exit Corporation dated as of November 12, 2021 (the "Merger Agreement") (as filed with the SEC on Form 8-K dated November 12, 2021) and means (a) $6.40 per share, or (b) $7.20 per share, if and only if, certain customers set forth in the Merger Agreement collectively achieve over 85,000 billable devices online at any time on or before December 31, 2022.

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May 19, 2022 Filed May 23, 2022 21:20 UTC PurchaseCommon Stock 91,305 $0.70 $63,913.50
Disclosure

SEC source: 0001415889-22-005506 · form4-05232022_020532.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,598

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.68 to $0.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

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March 30, 2022 Filed Mar 31, 2022 20:30 UTC PurchaseCommon Stock 171,800 $0.86 $147,696.46
Disclosure

SEC source: 0001415889-22-003508 · form4-03312022_010357.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,781

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.8547 to $0.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 30, 2022 Filed Apr 1, 2022 19:14 UTC Amendment PurchaseCommon Stock 5,539 $0.85 $4,734.18
Disclosure

SEC source: 0001415889-22-003552 · form4a-04012022_120401.xml · nonDerivative · entry 4

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,981

F1 · kind: Shares purchased in multiple transactions at price reported in column 4.

F1 · shares: Shares purchased in multiple transactions at price reported in column 4.

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March 30, 2022 Filed Apr 1, 2022 19:14 UTC Amendment PurchaseCommon Stock 100 $0.86 $85.71
Disclosure

SEC source: 0001415889-22-003552 · form4a-04012022_120401.xml · nonDerivative · entry 3

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,442

F1 · kind: Shares purchased in multiple transactions at price reported in column 4.

F1 · shares: Shares purchased in multiple transactions at price reported in column 4.

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March 30, 2022 Filed Apr 1, 2022 19:14 UTC Amendment PurchaseCommon Stock 100 $0.86 $85.95
Disclosure

SEC source: 0001415889-22-003552 · form4a-04012022_120401.xml · nonDerivative · entry 2

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,342

F1 · kind: Shares purchased in multiple transactions at price reported in column 4.

F1 · shares: Shares purchased in multiple transactions at price reported in column 4.

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March 30, 2022 Filed Apr 1, 2022 19:14 UTC Amendment PurchaseCommon Stock 80,261 $0.86 $69,024.46
Disclosure

SEC source: 0001415889-22-003552 · form4a-04012022_120401.xml · nonDerivative · entry 1

Nesbit Stephen · CIK 0001781564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,242

F1 · kind: Shares purchased in multiple transactions at price reported in column 4.

F1 · shares: Shares purchased in multiple transactions at price reported in column 4.

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March 25, 2022 Filed Mar 29, 2022 20:01 UTC PurchaseCommon Stock 75,400 $0.86 $64,844.00
Disclosure

SEC source: 0001415889-22-003424 · form4-03292022_010333.xml · nonDerivative · entry 1

HARRIS DONALD A · CIK 0001134583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,293

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March 22, 2022 Filed Jun 17, 2022 20:14 UTC
MILLS RICHARD CDirector · CHIEF EXECUTIVE OFFICER
GrantStock Options (right to buy) · Derivative 160,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001415889-22-006723 · form4-06172022_010633.xml · derivative · entry 3

MILLS RICHARD C · CIK 0001076128 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2030-05-20

F2 · security: On June 1, 2020, the reporting person was granted an option to purchase 480,000 shares of common stock. The option vests in three equal annual installments based on certain performance criteria for each of the fiscal years ending December 31, 2020, 2021, and 2022. The performance criteria for 2021 have been met, resulting in vesting of the option as to 160,000 shares.

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March 22, 2022 Filed Jun 17, 2022 20:17 UTC GrantStock Option (Right to buy) · Derivative 80,000 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001415889-22-006730 · form4-06172022_010659.xml · derivative · entry 2

Logan William Lindsey IV · CIK 0001741920 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2030-05-20

F1 · security: On June 1, 2020, the reporting person was granted an option to purchase 240,000 shares of common stock. The option vests in three equal annual installments based on certain performance criteria for each of the fiscal years ending December 31, 2020, 2021, and 2022. The performance criteria for 2021 have been met, resulting in vesting of the option as to 80,000 shares.

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February 17, 2022 Filed Dec 16, 2022 17:00 UTC
BCOM GP LLC10% owner
COGUT CRAIG M10% owner
GrantCommon Stock Warrant (right to buy) · Derivative 5,194,495 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000899243-22-038837 · doc4.xml · derivative · entry 1

Slipstream Communications, LLC · CIK 0001616222 · 10% owner

Business Services Holdings, LLC · CIK 0001616237 · 10% owner

Slipstream Funding, LLC · CIK 0001616224 · 10% owner

BCOM GP LLC · CIK 0001616236 · 10% owner

BCOM Holdings, LP · CIK 0001616231 · 10% owner

COGUT CRAIG M · CIK 0001032672 · 10% owner

PEGASUS CAPITAL LLC · CIK 0001259178 · 10% owner

Pegasus Investors IV GP, LLC · CIK 0001441405 · 10% owner

Pegasus Investors IV, L.P. · CIK 0001441404 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,194,495

Underlying: Common Stock · 5,194,495 shares

Expires 2027-02-10

F1 · price: The reported securities were received in connection with the Reporting Persons entry into certain debt financing arrangements to fund the Issuer's acquisition of Reflect Systems, Inc. on February 17, 2022 as disclosed in the Issuer's Form 8-K filed on February 18, 2022.

F2 · ownership.nature: The reported securities were acquired and are held directly by Slipstream Communications, LLC ("Slipstream Communications"). BCOM Holdings, LP ("BCOM Holdings") is the managing member of Slipstream Communications. BCOM GP LLC ("BCOM GP") is the general partner of BCOM Holdings. Business Services Holdings, LLC ("Business Services Holdings") is the sole member of BCOM GP. Pegasus Investors IV, L.P. ("Pegasus Investors") directly and indirectly holds 100% of the interests in Business Services Holdings. Pegasus Investors IV GP, L.L.C. ("Pegasus Investors GP") is the general partner of Pegasus Investors.

F3 · ownership.nature: Pegasus Investors GP is wholly owned by Pegasus Capital, LLC ("Pegasus Capital"). Pegasus Capital may be deemed to be directly or indirectly controlled by Mr. Craig Cogut. Each of Slipstream Communications, BCOM Holdings, BCOM GP, Business Services Holdings, Pegasus Investors, Pegasus Investors GP, Pegasus Capital and Mr. Cogut disclaim beneficial ownership of any of the issuer's securities as to which this report relates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing entities or Mr. Cogut is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes.

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November 17, 2021 Filed Nov 19, 2021 16:14 UTC GrantStock Options (right to buy) · Derivative 75,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001179110-21-010272 · edgar.xml · derivative · entry 2

MCGILL DENNIS · CIK 0001062344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2021-11-17

F1 · derivative.exercise_date: Option vests as to 25,000 shares on each of 11/17/2021, 11/17/2022 and 11/17/2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.