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CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2017 Filed Jun 27, 2017 18:48 UTC
Fritz Jeffrey PSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000033 · primary_doc.xml · derivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 20,000 shares

Expires 2017-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in 5 equal increments on July 30, 2008, 2009, 2010, 2011, and 2012.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 18:48 UTC
Fritz Jeffrey PSr. Vice President
Exercise / conversionCommon Stock, no par value 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0000889609-17-000033 · primary_doc.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:52 UTC SaleCommon Stock, no par value 5,000 $4.44 $22,203.00
Disclosure

SEC source: 0000919574-17-004557 · p7502711.xml · nonDerivative · entry 1

SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner

BROWN THOMAS K · CIK 0001378438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By advisory clients of Second Curve Capital, LLC

Disclosed balance after: 2,309,884

F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 23, 2017 Filed May 24, 2017 18:10 UTC SaleCommon Stock, no par value 5,000 $4.52 $22,622.00
Disclosure

SEC source: 0000919574-17-004515 · p7500983.xml · nonDerivative · entry 2

SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner

BROWN THOMAS K · CIK 0001378438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By advisory clients of Second Curve Capital, LLC

Disclosed balance after: 2,314,884

F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 22, 2017 Filed May 24, 2017 18:10 UTC SaleCommon Stock, no par value 5,000 $4.51 $22,542.50
Disclosure

SEC source: 0000919574-17-004515 · p7500983.xml · nonDerivative · entry 1

SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner

BROWN THOMAS K · CIK 0001378438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By advisory clients of Second Curve Capital, LLC

Disclosed balance after: 2,319,884

F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 19, 2017 Filed May 23, 2017 17:44 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000032 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 15,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in 5 equal increments on May 22, 2008, 2009, 2010, 2011, and 2012.

Read SEC document
May 19, 2017 Filed May 23, 2017 17:44 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, no par value 15,000 $1.50 $22,500.00
Disclosure

SEC source: 0000889609-17-000032 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 22, 2017 19:06 UTC
Robinson TeriSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000031 · primary_doc.xml · derivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common, no par · 30,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in 5 equal increments on May 22, 2008, 2009, 2010, 2011, and 2012.

Read SEC document
May 18, 2017 Filed May 22, 2017 19:06 UTC
Robinson TeriSr. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $1.50 $45,000.00
Disclosure

SEC source: 0000889609-17-000031 · primary_doc.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 20, 2017 00:28 UTC
Bharwani DeneshSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000030 · primary_doc.xml · derivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 20, 2017 00:12 UTC
Lavin Michael T.Executive Vice President
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000027 · primary_doc.xml · derivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 20, 2017 00:24 UTC
Harton John PatrickSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000029 · primary_doc.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 20, 2017 00:18 UTC
Straten LaurieSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000028 · primary_doc.xml · derivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 20, 2017 00:05 UTC
Robinson TeriSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000026 · primary_doc.xml · derivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 20, 2017 00:00 UTC
Fritz Jeffrey PExecutive Vice President
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000025 · primary_doc.xml · derivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 19, 2017 23:48 UTC
TERRY CHRISSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000024 · primary_doc.xml · derivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 19, 2017 23:41 UTC
POWELL CURTIS KSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000023 · primary_doc.xml · derivative · entry 1

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 19, 2017 23:33 UTC
CREATURA MARKSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000022 · primary_doc.xml · derivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 17, 2017 Filed May 19, 2017 23:21 UTC
Adams ChrisDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000021 · primary_doc.xml · derivative · entry 1

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2024-05-17

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 17, 2017 Filed May 19, 2017 23:15 UTC
Washer GregDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000020 · primary_doc.xml · derivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2024-05-17

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 17, 2017 Filed May 19, 2017 23:04 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000019 · primary_doc.xml · derivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2024-05-17

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 17, 2017 Filed May 19, 2017 22:57 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000018 · primary_doc.xml · derivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2024-05-17

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 17, 2017 Filed May 19, 2017 22:48 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000017 · primary_doc.xml · derivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2024-05-17

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 17, 2017 Filed May 19, 2017 22:37 UTC
BRADLEY CHARLES E JRDirector · Chairman and President
GrantStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $4.35 Not disclosed
Disclosure

SEC source: 0000889609-17-000016 · primary_doc.xml · derivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock, No Par Value · 300,000 shares

Expires 2024-05-17

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 17, 2018, 2019, 2020 and 2021.

Read SEC document
May 16, 2017 Filed May 18, 2017 17:04 UTC SaleCommon Stock, no par value 5,000 $4.53 $22,664.50
Disclosure

SEC source: 0000919574-17-004413 · p7497720.xml · nonDerivative · entry 1

SECOND CURVE CAPITAL LLC · CIK 0001136704 · 10% owner

BROWN THOMAS K · CIK 0001378438 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By advisory clients of Second Curve Capital, LLC

Disclosed balance after: 2,324,884

F1 · balance_after: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · derivative · entry 8

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2021-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of named person's service as officer of Issuer.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · derivative · entry 7

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 20,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of named person's service as officer of Issuer.

F2 · derivative.exercise_date: Became exercisable as to 8,000 shares on June 10, 2010, and as to additional cumulative increments of 4,000 shares on January 30 of 2011, 2012 and 2013.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · derivative · entry 6

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 20,000 shares

Expires 2017-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of named person's service as officer of Issuer.

F1 · derivative.exercise_date: Became exercisable as to 8,000 shares on June 10, 2010, and as to additional cumulative increments of 4,000 shares on July 30 of 2010, 2011 and 2012.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
GiftCommon Stock, no par value 50,000 $0.00 $0.00
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · nonDerivative · entry 5

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 270,956

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
GiftCommon Stock, no par value 50,000 $0.00 $0.00
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · nonDerivative · entry 4

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.03 $10,300.00
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · nonDerivative · entry 3

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionCommon Stock, no par value 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · nonDerivative · entry 2

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 23:15 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionCommon Stock, no par value 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0000889609-17-000015 · primary_doc.xml · nonDerivative · entry 1

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:32 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 2,235 $5.26 $11,756.10
Disclosure

SEC source: 0000889609-17-000014 · primary_doc.xml · nonDerivative · entry 2

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 220,956

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:32 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 4,769 $5.27 $25,132.63
Disclosure

SEC source: 0000889609-17-000014 · primary_doc.xml · nonDerivative · entry 1

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 223,200

Read SEC document
March 09, 2017 Filed Mar 14, 2017 00:02 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 7,880 $5.31 $41,842.80
Disclosure

SEC source: 0000889609-17-000013 · primary_doc.xml · nonDerivative · entry 6

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 227,960

Read SEC document
March 09, 2017 Filed Mar 14, 2017 00:02 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 4,470 $5.32 $23,780.40
Disclosure

SEC source: 0000889609-17-000013 · primary_doc.xml · nonDerivative · entry 5

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 235,840

Read SEC document
March 09, 2017 Filed Mar 14, 2017 00:02 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 100 $5.33 $533.00
Disclosure

SEC source: 0000889609-17-000013 · primary_doc.xml · nonDerivative · entry 4

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 240,310

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March 09, 2017 Filed Mar 14, 2017 00:02 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 100 $5.34 $534.00
Disclosure

SEC source: 0000889609-17-000013 · primary_doc.xml · nonDerivative · entry 3

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 240,410

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March 09, 2017 Filed Mar 14, 2017 00:02 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 8,440 $5.39 $45,491.60
Disclosure

SEC source: 0000889609-17-000013 · primary_doc.xml · nonDerivative · entry 2

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 240,510

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March 09, 2017 Filed Mar 14, 2017 00:02 UTC
POWELL CURTIS KSr. Vice President
SaleCommon Stock, no par value 130 $5.40 $702.00
Disclosure

SEC source: 0000889609-17-000013 · primary_doc.xml · nonDerivative · entry 1

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 248,950

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March 08, 2017 Filed Mar 10, 2017 20:03 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 4,700 $5.28 $24,816.00
Disclosure

SEC source: 0000889609-17-000012 · primary_doc.xml · nonDerivative · entry 5

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,600

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March 08, 2017 Filed Mar 10, 2017 20:03 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 300 $5.29 $1,587.00
Disclosure

SEC source: 0000889609-17-000012 · primary_doc.xml · nonDerivative · entry 4

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,300

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March 08, 2017 Filed Mar 10, 2017 20:03 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 2,400 $5.29 $12,696.00
Disclosure

SEC source: 0000889609-17-000012 · primary_doc.xml · nonDerivative · entry 3

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,600

Read SEC document
March 08, 2017 Filed Mar 10, 2017 20:03 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 1,000 $5.29 $5,290.00
Disclosure

SEC source: 0000889609-17-000012 · primary_doc.xml · nonDerivative · entry 2

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,000

Read SEC document
March 08, 2017 Filed Mar 10, 2017 20:03 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 1,600 $5.29 $8,464.00
Disclosure

SEC source: 0000889609-17-000012 · primary_doc.xml · nonDerivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,000

Read SEC document
March 02, 2017 Filed Mar 7, 2017 00:38 UTC SaleCommon Stock, no par value 10,000 $5.27 $52,700.00
Disclosure

SEC source: 0000889609-17-000011 · primary_doc.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,078

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February 24, 2017 Filed Mar 1, 2017 00:03 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 120,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000010 · primary_doc.xml · derivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 120,000 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable as to 72,000 shares on June 10, 2010, and as to additional cumulative increments of 24,000 shares on February 27 of 2011 and 2012.

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February 24, 2017 Filed Mar 1, 2017 00:03 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionCommon Stock, no par value 120,000 $1.50 $180,000.00
Disclosure

SEC source: 0000889609-17-000010 · primary_doc.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:45 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-17-000008 · primary_doc.xml · derivative · entry 5

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable as to 6,000 shares on June 10, 2010, and as to additional cumulative increments of 2,000 shares on February 27 of 2011 and 2012.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.