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CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2018 Filed May 11, 2018 23:40 UTC
CREATURA MARKSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001293 · creatura_f4.xml · derivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:04 UTC GrantStock Option (right to buy) · Derivative 45,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001292 · wood_f4.xml · derivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, No Par Value · 45,000 shares

Expires 2025-05-09

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:03 UTC
Washer GregDirector
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001291 · washer_f4.xml · derivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:03 UTC
TERRY CHRISSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001290 · terry_f4.xml · derivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:02 UTC
Straten LaurieSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001289 · straton_f4.xml · derivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:02 UTC
Robinson TeriSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001288 · robinson_f4.xml · derivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:02 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001287 · roberts_f4.xml · derivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2025-05-09

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:01 UTC GrantStock Option (right to buy) · Derivative 45,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001286 · rayhill_f4.xml · derivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, No Par Value · 45,000 shares

Expires 2025-05-09

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:01 UTC
POWELL CURTIS KSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001285 · powell_f4.xml · derivative · entry 1

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:01 UTC
Lavin Michael T.Executive Vice President
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001284 · lavin_f4.xml · derivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:00 UTC
Harton John PatrickSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001283 · harton_f4.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 23:00 UTC
Fritz Jeffrey PExecutive Vice President
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001282 · fritz_f4.xml · derivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 22:59 UTC
BRADLEY CHARLES E JRDirector · Chairman and President
GrantStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001280 · bradley_f4.xml · derivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock, No Par Value · 300,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 09, 2018 Filed May 11, 2018 22:58 UTC
Adams ChrisDirector
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001278 · adams_f4.xml · derivative · entry 1

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
May 09, 2018 Filed May 11, 2018 22:59 UTC
Bharwani DeneshSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-18-001279 · bharwani_f4.xml · derivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 21,600 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · derivative · entry 10

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 21,600 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of named person's service as officer of Issuer.

F1 · derivative.exercise_date: Became exercisable in three equal increments on April 3, 2015, 2016, and 2017.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · derivative · entry 9

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2021-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of named person's service as officer of Issuer.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · derivative · entry 8

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of named person's service as officer of Issuer.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · derivative · entry 7

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2021-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of named person's service as officer of Issuer.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
GiftCommon Stock, no par value 51,600 $0.00 $0.00
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · nonDerivative · entry 6

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Powell Family Trust

Disclosed balance after: 285,354

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
GiftCommon Stock, no par value 51,600 $0.00 $0.00
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · nonDerivative · entry 5

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionCommon Stock, no par value 21,600 $1.20 $25,920.00
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · nonDerivative · entry 4

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.03 $10,300.00
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · nonDerivative · entry 3

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · nonDerivative · entry 2

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 23:10 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-18-000014 · primary_doc.xml · nonDerivative · entry 1

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 23:20 UTC
TERRY CHRISSr. Vice President
SaleCommon Stock, no par value 90,000 $4.13 $371,700.00
Disclosure

SEC source: 0000889609-18-000013 · primary_doc.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,349

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:48 UTC
TERRY CHRISSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $0.77 Not disclosed
Disclosure

SEC source: 0000889609-18-000012 · primary_doc.xml · derivative · entry 3

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2019-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable as to 6,000 shares on May 13, 2010, and as to additional cumulative increments of 12,000 shares on May 13, 2011 and 2012.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:48 UTC
TERRY CHRISSr. Vice President
Tax withholdingCommon Stock, no par value 5,423 $4.26 $23,101.98
Disclosure

SEC source: 0000889609-18-000012 · primary_doc.xml · nonDerivative · entry 2

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,349

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 24,577 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 5,423 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on February 5, 2018 of $4.26 per share.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:48 UTC
TERRY CHRISSr. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $0.77 $23,100.00
Disclosure

SEC source: 0000889609-18-000012 · primary_doc.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:57 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000011 · primary_doc.xml · derivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 40,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 16,000 shares on June 10, 2010, and of 8,000 shares on January 30, 2011, 2012, and 2013.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:57 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionCommon Stock, no par value 40,000 $1.50 $60,000.00
Disclosure

SEC source: 0000889609-18-000011 · primary_doc.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,097,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:22 UTC
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000010 · primary_doc.xml · derivative · entry 2

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 20,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on January 30, 2011, 2012, and 2013.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:22 UTC
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0000889609-18-000010 · primary_doc.xml · nonDerivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:10 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000009 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on January 30, 2011, 2012, and 2013.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:10 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-18-000009 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 22:51 UTC
Fritz Jeffrey PSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000007 · primary_doc.xml · derivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 20,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on January 30, 2011, 2012, and 2013.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 22:51 UTC
Fritz Jeffrey PSr. Vice President
Exercise / conversionCommon Stock, no par value 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0000889609-18-000007 · primary_doc.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 18:02 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000006 · primary_doc.xml · derivative · entry 2

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on January 30, 2011, 2012, and 2013.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 18:02 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-18-000006 · primary_doc.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2018 Filed Jan 31, 2018 22:41 UTC
Adams ChrisDirector
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $3.18 Not disclosed
Disclosure

SEC source: 0000889609-18-000008 · primary_doc.xml · derivative · entry 3

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

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January 29, 2018 Filed Jan 31, 2018 22:41 UTC
Adams ChrisDirector
Tax withholdingCommon Stock, no par value 6,990 $4.55 $31,804.50
Disclosure

SEC source: 0000889609-18-000008 · primary_doc.xml · nonDerivative · entry 2

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,213

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 3,010 shares of common stock on net exercise of option to purchase 10,000 shares of common stock. The reporting person forfeited 6,990 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on January 29, 2018 of $4.55 per share.

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January 29, 2018 Filed Jan 31, 2018 22:41 UTC
Adams ChrisDirector
Exercise / conversionCommon Stock, no par value 10,000 $3.18 $31,800.00
Disclosure

SEC source: 0000889609-18-000008 · primary_doc.xml · nonDerivative · entry 1

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 23, 2018 Filed Jan 26, 2018 01:41 UTC
TERRY CHRISSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000005 · primary_doc.xml · derivative · entry 3

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 20,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on January 30, 2011, 2012, and 2013.

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January 23, 2018 Filed Jan 26, 2018 01:41 UTC
TERRY CHRISSr. Vice President
Tax withholdingCommon Stock, no par value 6,565 $4.57 $30,002.05
Disclosure

SEC source: 0000889609-18-000005 · primary_doc.xml · nonDerivative · entry 2

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,490

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 13,435 shares of common stock on net exercise of option to purchase 20,000 shares of common stock. The reporting person forfeited 6,565 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on January 23, 2018 of $4.57 per share.

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January 23, 2018 Filed Jan 26, 2018 01:41 UTC
TERRY CHRISSr. Vice President
Exercise / conversionCommon Stock, no par value 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0000889609-18-000005 · primary_doc.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 18, 2018 Filed Jan 22, 2018 23:28 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000003 · primary_doc.xml · derivative · entry 2

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 4,000 shares on June 10, 2010, and of 2,000 shares on January 30, 2011, 2012, and 2013.

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January 18, 2018 Filed Jan 22, 2018 23:28 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0000889609-18-000003 · primary_doc.xml · nonDerivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 22:40 UTC
Robinson TeriSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0000889609-18-000002 · primary_doc.xml · derivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 20,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 8,000 shares on June 10, 2010, and of 4,000 shares on January 30, 2011, 2012, and 2013.

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January 08, 2018 Filed Jan 10, 2018 22:40 UTC
Robinson TeriSr. Vice President
Exercise / conversionCommon Stock, no par value 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0000889609-18-000002 · primary_doc.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 20:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $3.18 Not disclosed
Disclosure

SEC source: 0000889609-18-000001 · primary_doc.xml · derivative · entry 3

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.