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Nasdaq · USD

CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2020 Filed Dec 15, 2020 00:47 UTC
Washer GregDirector
SaleCommon Stock, no par value 10,000 $4.04 $40,400.00
Disclosure

SEC source: 0001683168-20-004290 · ownership.xml · nonDerivative · entry 5

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,276

Read SEC document
December 10, 2020 Filed Dec 15, 2020 00:47 UTC
Washer GregDirector
SaleCommon Stock, no par value 2,200 $4.04 $8,888.00
Disclosure

SEC source: 0001683168-20-004290 · ownership.xml · nonDerivative · entry 4

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,276

Read SEC document
December 10, 2020 Filed Dec 15, 2020 00:47 UTC
Washer GregDirector
SaleCommon Stock, no par value 10,000 $4.03 $40,300.00
Disclosure

SEC source: 0001683168-20-004290 · ownership.xml · nonDerivative · entry 3

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,476

Read SEC document
December 10, 2020 Filed Dec 15, 2020 00:47 UTC
Washer GregDirector
SaleCommon Stock, no par value 5,000 $4.03 $20,150.00
Disclosure

SEC source: 0001683168-20-004290 · ownership.xml · nonDerivative · entry 2

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,476

Read SEC document
December 10, 2020 Filed Dec 15, 2020 00:47 UTC
Washer GregDirector
SaleCommon Stock, no par value 2,594 $4.02 $10,427.88
Disclosure

SEC source: 0001683168-20-004290 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,476

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:51 UTC
Washer GregDirector
SaleCommon Stock, no par value 400 $4.07 $1,628.00
Disclosure

SEC source: 0001683168-20-004258 · ownership.xml · nonDerivative · entry 7

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,070

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:51 UTC
Washer GregDirector
SaleCommon Stock, no par value 1,100 $4.04 $4,444.00
Disclosure

SEC source: 0001683168-20-004258 · ownership.xml · nonDerivative · entry 6

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,470

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:51 UTC
Washer GregDirector
SaleCommon Stock, no par value 7,007 $4.11 $28,798.77
Disclosure

SEC source: 0001683168-20-004258 · ownership.xml · nonDerivative · entry 5

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,570

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:51 UTC
Washer GregDirector
SaleCommon Stock, no par value 20,000 $4.04 $80,800.00
Disclosure

SEC source: 0001683168-20-004258 · ownership.xml · nonDerivative · entry 4

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,577

Read SEC document
December 08, 2020 Filed Dec 9, 2020 22:13 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 13,149 $4.05 $53,253.45
Disclosure

SEC source: 0001683168-20-004227 · ownership.xml · nonDerivative · entry 5

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,016

Read SEC document
December 08, 2020 Filed Dec 9, 2020 22:13 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 2,501 $4.06 $10,154.06
Disclosure

SEC source: 0001683168-20-004227 · ownership.xml · nonDerivative · entry 4

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,165

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:51 UTC
Washer GregDirector
SaleCommon Stock, no par value 11,294 $4.08 $46,079.52
Disclosure

SEC source: 0001683168-20-004258 · ownership.xml · nonDerivative · entry 3

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,577

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:51 UTC
Washer GregDirector
SaleCommon Stock, no par value 1,664 $4.07 $6,772.48
Disclosure

SEC source: 0001683168-20-004258 · ownership.xml · nonDerivative · entry 2

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,871

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:51 UTC
Washer GregDirector
SaleCommon Stock, no par value 209 $4.07 $850.63
Disclosure

SEC source: 0001683168-20-004258 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,535

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:13 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 14,736 $4.05 $59,680.80
Disclosure

SEC source: 0001683168-20-004227 · ownership.xml · nonDerivative · entry 3

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,666

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:13 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 200 $4.06 $812.00
Disclosure

SEC source: 0001683168-20-004227 · ownership.xml · nonDerivative · entry 2

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,402

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:13 UTC
CREATURA MARKSr. Vice President
SaleCommon Stock, no par value 64 $4.07 $260.48
Disclosure

SEC source: 0001683168-20-004227 · ownership.xml · nonDerivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,602

Read SEC document
June 01, 2020 Filed Jun 3, 2020 14:32 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000016 · primary_doc.xml · derivative · entry 1

Grasso Louis M · CIK 0001810910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

F1 · price: Issued in consideration of the named person's to the issuer.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:57 UTC
Bharwani DeneshSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000025 · primary_doc.xml · derivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:51 UTC
Harton John PatrickSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000024 · primary_doc.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:37 UTC
Lavin Michael T.Executive Vice President
GrantStock Option (right to buy) · Derivative 150,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000022 · primary_doc.xml · derivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, No Par Value · 150,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:45 UTC
Straten LaurieSr. Vice President
GrantStock Option (right to buy) · Derivative 80,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000023 · primary_doc.xml · derivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock, No Par Value · 80,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:16 UTC
Robinson TeriSr. Vice President
GrantStock Option (right to buy) · Derivative 80,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000021 · primary_doc.xml · derivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock, No Par Value · 80,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 19:40 UTC
Fritz Jeffrey PExecutive Vice President
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000020 · primary_doc.xml · derivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 19:13 UTC
TERRY CHRISSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000019 · primary_doc.xml · derivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 19:03 UTC
CREATURA MARKSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000018 · primary_doc.xml · derivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:25 UTC
Adams ChrisDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000015 · primary_doc.xml · derivative · entry 1

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

F1 · price: Issued in consideration of the named person's to the issuer.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:53 UTC
BRADLEY CHARLES E JRDirector · Chairman and President
GrantStock Option (right to buy) · Derivative 240,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000017 · primary_doc.xml · derivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock, No Par Value · 240,000 shares

Expires 2027-06-01

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in 25% cumulative increments on June 1 of 2021, 2022, 2023, and 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:12 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000013 · primary_doc.xml · derivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:20 UTC
Washer GregDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000014 · primary_doc.xml · derivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:03 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000012 · primary_doc.xml · derivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:57 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0000889609-20-000011 · primary_doc.xml · derivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000009 · primary_doc.xml · derivative · entry 3

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 25,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 5,000 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 22:19 UTC
CREATURA MARKSr. Vice President
Tax withholdingCommon Stock, no par value 14,934 $3.03 $45,250.02
Disclosure

SEC source: 0000889609-20-000009 · primary_doc.xml · nonDerivative · entry 2

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,666

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 10,066 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person surrendered to the issuer 14,934 shares of common stock in payment of the exercise prices, using the closing stock price on April 27, 2020 of $3.03 per share.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 22:19 UTC
CREATURA MARKSr. Vice President
Exercise / conversionCommon Stock, no par value 25,000 $1.81 $45,250.00
Disclosure

SEC source: 0000889609-20-000009 · primary_doc.xml · nonDerivative · entry 1

CREATURA MARK · CIK 0001244785 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:27 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000008 · primary_doc.xml · derivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 50,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 10,000 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:27 UTC
BRADLEY CHARLES E JRDirector · President and CEO
Exercise / conversionCommon Stock, no par value 50,000 $1.81 $90,500.00
Disclosure

SEC source: 0000889609-20-000008 · primary_doc.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000007 · primary_doc.xml · derivative · entry 3

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 12,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's service to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 2,400 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:07 UTC Tax withholdingCommon Stock, no par value 7,169 $3.03 $21,722.07
Disclosure

SEC source: 0000889609-20-000007 · primary_doc.xml · nonDerivative · entry 2

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,168

F1 · kind: Represents a net exercise of outstanding stock options. The reporting person received 4,831 shares of common stock on net exercise of an option to purchase 12,000 shares of common stock. The reporting person forfeited 7,169 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on April 27, 2020 of $3.03 per share.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 21:07 UTC Exercise / conversionCommon Stock, no par value 12,000 $1.81 $21,720.00
Disclosure

SEC source: 0000889609-20-000007 · primary_doc.xml · nonDerivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 18:52 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 12,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000006 · primary_doc.xml · derivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 12,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 2,400 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 18:52 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, no par value 12,000 $1.81 $21,720.00
Disclosure

SEC source: 0000889609-20-000006 · primary_doc.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 18:39 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 12,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000005 · primary_doc.xml · derivative · entry 2

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 12,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 2,400 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 18:39 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionCommon Stock, no par value 12,000 $1.81 $21,720.00
Disclosure

SEC source: 0000889609-20-000005 · primary_doc.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:41 UTC
TERRY CHRISSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000004 · primary_doc.xml · derivative · entry 3

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 25,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 5,000 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

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April 24, 2020 Filed Apr 28, 2020 20:41 UTC
TERRY CHRISSr. Vice President
Tax withholdingCommon Stock, no par value 16,047 $2.82 $45,252.54
Disclosure

SEC source: 0000889609-20-000004 · primary_doc.xml · nonDerivative · entry 2

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,302

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 8,953 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 16,047 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on April 24, 2020 of $2.82 per share.

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April 24, 2020 Filed Apr 28, 2020 20:41 UTC
TERRY CHRISSr. Vice President
Exercise / conversionCommon Stock, no par value 25,000 $1.81 $45,250.00
Disclosure

SEC source: 0000889609-20-000004 · primary_doc.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 21, 2020 Filed Apr 23, 2020 16:04 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 12,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000003 · primary_doc.xml · derivative · entry 2

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 12,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 2,400 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

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April 21, 2020 Filed Apr 23, 2020 16:04 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, no par value 12,000 $1.81 $21,720.00
Disclosure

SEC source: 0000889609-20-000003 · primary_doc.xml · nonDerivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 17, 2020 Filed Apr 21, 2020 16:40 UTC
POWELL CURTIS KSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $1.81 Not disclosed
Disclosure

SEC source: 0000889609-20-000002 · primary_doc.xml · derivative · entry 4

POWELL CURTIS K · CIK 0001248274 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 25,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of $5,000 shares on April 27, 2011, 2012, 2013, 2014, and 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.