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CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2022 Filed May 9, 2022 20:47 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003347 · ownership.xml · derivative · entry 3

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 7,500 shares on May 19, 2016, 2017, 2018, and 2019.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:47 UTC
Bharwani DeneshSr. Vice President
Tax withholdingCommon Stock, no par value 18,939 $14.00 $265,146.00
Disclosure

SEC source: 0001683168-22-003347 · ownership.xml · nonDerivative · entry 2

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,561

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 11,061 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 18,939 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on May 5, 2022 of $14.00 per share.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:47 UTC
Bharwani DeneshSr. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $6.11 $183,300.00
Disclosure

SEC source: 0001683168-22-003347 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 5, 2022 20:53 UTC
Bharwani DeneshSr. Vice President
SaleCommon Stock, no par value 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001683168-22-003236 · ownership.xml · nonDerivative · entry 3

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,500

Read SEC document
May 04, 2022 Filed May 6, 2022 22:24 UTC
Fritz Jeffrey PExec. Vice President
SaleCommon Stock, No Par Value 50,000 $14.00 $700,000.00
Disclosure

SEC source: 0001683168-22-003301 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Read SEC document
May 03, 2022 Filed May 5, 2022 23:49 UTC
Lavin Michael T.Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003244 · ownership.xml · derivative · entry 5

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's service to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 22,500 shares on May 19, 2016, 2017, 2018, and 2019.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:49 UTC
Lavin Michael T.Executive Vice President
GiftCommon Stock, No Par Value 29,770 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003244 · ownership.xml · nonDerivative · entry 4

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 230,759

Read SEC document
May 03, 2022 Filed May 5, 2022 23:49 UTC
Lavin Michael T.Executive Vice President
GiftCommon Stock, No Par Value 29,770 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003244 · ownership.xml · nonDerivative · entry 3

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 03, 2022 Filed May 5, 2022 23:49 UTC
Lavin Michael T.Executive Vice President
Tax withholdingCommon Stock, No Par Value 60,230 $13.68 $823,946.40
Disclosure

SEC source: 0001683168-22-003244 · ownership.xml · nonDerivative · entry 2

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,770

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 29,770 shares of common stock on net exercise of option to purchase 90,000 shares of common stock. The reporting person forfeited 60,230 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on May 3, 2022 of $13.68 per share.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:49 UTC
Lavin Michael T.Executive Vice President
Exercise / conversionCommon Stock, No Par Value 90,000 $6.11 $549,900.00
Disclosure

SEC source: 0001683168-22-003244 · ownership.xml · nonDerivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:53 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003246 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's service to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on May 19, 2016, 2017, 2018, and 2019.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:53 UTC
Harton John PatrickSr. Vice President
Tax withholdingCommon Stock, No Par Value 38,280 $13.68 $523,670.40
Disclosure

SEC source: 0001683168-22-003246 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,220

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 21,720 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 38,280 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on May 3, 2022 of $13.68 per share.

Read SEC document
May 03, 2022 Filed May 5, 2022 23:53 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, No Par Value 60,000 $6.11 $366,600.00
Disclosure

SEC source: 0001683168-22-003246 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:53 UTC
Bharwani DeneshSr. Vice President
SaleCommon Stock, no par value 10,000 $13.00 $130,000.00
Disclosure

SEC source: 0001683168-22-003236 · ownership.xml · nonDerivative · entry 2

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,500

Read SEC document
May 03, 2022 Filed May 5, 2022 20:53 UTC
Bharwani DeneshSr. Vice President
SaleCommon Stock, no par value 10,000 $12.50 $125,000.00
Disclosure

SEC source: 0001683168-22-003236 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,500

Read SEC document
May 02, 2022 Filed May 5, 2022 00:06 UTC
Lavin Michael T.Executive Vice President
SaleCommon Stock, No Par Value 30,000 $11.80 $354,045.00
Disclosure

SEC source: 0001683168-22-003206 · ownership.xml · nonDerivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 200,989

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.75 to $11.94, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:21 UTC
Straten LaurieSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003202 · ownership.xml · derivative · entry 4

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on May 19, 2016, 2017, 2018, and 2019.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:21 UTC
Straten LaurieSr. Vice President
SaleCommon Stock, no par value 50,000 $11.50 $575,000.00
Disclosure

SEC source: 0001683168-22-003202 · ownership.xml · nonDerivative · entry 3

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,450

Read SEC document
May 02, 2022 Filed May 4, 2022 23:21 UTC
Straten LaurieSr. Vice President
Tax withholdingCommon Stock, no par value 30,550 $12.00 $366,600.00
Disclosure

SEC source: 0001683168-22-003202 · ownership.xml · nonDerivative · entry 2

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,450

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 29,450 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 30,550 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 2, 2022 of $12.00 per share.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:21 UTC
Straten LaurieSr. Vice President
Exercise / conversionCommon Stock, no par value 60,000 $6.11 $366,600.00
Disclosure

SEC source: 0001683168-22-003202 · ownership.xml · nonDerivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2022 Filed May 2, 2022 22:22 UTC
Lavin Michael T.Executive Vice President
SaleCommon Stock, No Par Value 25,872 $11.72 $303,325.92
Disclosure

SEC source: 0001683168-22-003112 · ownership.xml · nonDerivative · entry 2

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 230,989

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $12.02, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 28, 2022 Filed May 2, 2022 22:22 UTC
Lavin Michael T.Executive Vice President
SaleCommon Stock, No Par Value 12,088 $11.87 $143,489.40
Disclosure

SEC source: 0001683168-22-003112 · ownership.xml · nonDerivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 256,861

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.75 to $12.01, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 26, 2022 Filed Apr 27, 2022 21:52 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, No Par Value 5,506 $11.54 $63,539.24
Disclosure

SEC source: 0001683168-22-002980 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,800

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.59, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 21:52 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, No Par Value 43,528 $11.51 $500,876.70
Disclosure

SEC source: 0001683168-22-002980 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,306

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.62, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 22:56 UTC SaleCommon Stock, No Par Value 100 $11.29 $1,129.00
Disclosure

SEC source: 0001683168-22-002984 · ownership.xml · nonDerivative · entry 5

Fritz Jeffrey P · CIK 0001301087 · Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Read SEC document
April 25, 2022 Filed Apr 27, 2022 22:56 UTC SaleCommon Stock, No Par Value 330 $11.27 $3,719.10
Disclosure

SEC source: 0001683168-22-002984 · ownership.xml · nonDerivative · entry 4

Fritz Jeffrey P · CIK 0001301087 · Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,100

Read SEC document
April 25, 2022 Filed Apr 27, 2022 22:56 UTC SaleCommon Stock, No Par Value 100 $11.26 $1,126.20
Disclosure

SEC source: 0001683168-22-002984 · ownership.xml · nonDerivative · entry 3

Fritz Jeffrey P · CIK 0001301087 · Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,430

Read SEC document
April 25, 2022 Filed Apr 27, 2022 22:56 UTC SaleCommon Stock, No Par Value 2,712 $11.21 $30,401.52
Disclosure

SEC source: 0001683168-22-002984 · ownership.xml · nonDerivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,530

Read SEC document
April 25, 2022 Filed Apr 27, 2022 22:56 UTC SaleCommon Stock, No Par Value 21,758 $11.20 $243,689.60
Disclosure

SEC source: 0001683168-22-002984 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,242

Read SEC document
April 25, 2022 Filed Apr 27, 2022 19:48 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-002973 · ownership.xml · derivative · entry 2

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 19:48 UTC Exercise / conversionCommon Stock, No Par Value 30,000 $6.11 $183,300.00
Disclosure

SEC source: 0001683168-22-002973 · ownership.xml · nonDerivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 00:10 UTC
Lavin Michael T.Executive Vice President
SaleCommon Stock, No Par Value 1,051 $12.27 $12,891.04
Disclosure

SEC source: 0001683168-22-002916 · ownership.xml · nonDerivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 268,949

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.295, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:53 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, No Par Value 20 $12.07 $241.40
Disclosure

SEC source: 0001683168-22-002914 · ownership.xml · nonDerivative · entry 4

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,834

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:53 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, No Par Value 100 $12.02 $1,202.00
Disclosure

SEC source: 0001683168-22-002914 · ownership.xml · nonDerivative · entry 3

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,854

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:53 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, No Par Value 600 $12.01 $7,206.00
Disclosure

SEC source: 0001683168-22-002914 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,954

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:53 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, No Par Value 246 $12.00 $2,952.00
Disclosure

SEC source: 0001683168-22-002914 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,554

Read SEC document
April 07, 2022 Filed Apr 8, 2022 20:34 UTC PurchaseCommon Stock, no par value 2,845 $11.00 $31,287.60
Disclosure

SEC source: 0001567619-22-008305 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,679,557

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:34 UTC PurchaseCommon Stock, no par value 1,986 $10.97 $21,787.61
Disclosure

SEC source: 0001567619-22-008305 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,676,712

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 01:17 UTC PurchaseCommon Stock, no par value 11,400 $10.83 $123,436.92
Disclosure

SEC source: 0001567619-22-008215 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,674,726

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

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April 04, 2022 Filed Apr 7, 2022 01:17 UTC PurchaseCommon Stock, no par value 16,284 $10.73 $174,738.72
Disclosure

SEC source: 0001567619-22-008215 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,663,326

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

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April 01, 2022 Filed Apr 5, 2022 21:20 UTC
Washer GregDirector
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0001683168-22-002373 · ownership.xml · derivative · entry 6

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

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April 01, 2022 Filed Apr 5, 2022 21:20 UTC
Washer GregDirector
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-22-002373 · ownership.xml · derivative · entry 5

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

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April 01, 2022 Filed Apr 5, 2022 21:20 UTC
Washer GregDirector
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-002373 · ownership.xml · derivative · entry 4

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Issued in consideration of the named person's service to the issuer.

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April 01, 2022 Filed Apr 5, 2022 21:20 UTC
Washer GregDirector
Exercise / conversionCommon Stock, No Par Value 30,000 $2.47 $74,100.00
Disclosure

SEC source: 0001683168-22-002373 · ownership.xml · nonDerivative · entry 3

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2022 Filed Apr 5, 2022 21:20 UTC
Washer GregDirector
Exercise / conversionCommon Stock, No Par Value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-22-002373 · ownership.xml · nonDerivative · entry 2

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2022 Filed Apr 5, 2022 21:20 UTC
Washer GregDirector
Exercise / conversionCommon Stock, No Par Value 30,000 $6.11 $183,300.00
Disclosure

SEC source: 0001683168-22-002373 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2022 Filed Apr 1, 2022 18:28 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $1.94 Not disclosed
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · derivative · entry 4

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 7,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F3 · derivative.exercise_date: Became exercisable in cumulative increments of 1,400 shares on July 16, 2013, 2014, 2015, 2016 and 2017.

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March 31, 2022 Filed Apr 1, 2022 18:28 UTC
Harton John PatrickSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 18,000 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · derivative · entry 3

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 18,000 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's service to the issuer.

F1 · derivative.exercise_date: Became exercisable in cumulative increments of 3,600 shares on April 3, 2013, 2014, 2015, 2016 and 2017.

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March 31, 2022 Filed Apr 1, 2022 18:28 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, No Par Value 7,000 $1.94 $13,580.00
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · nonDerivative · entry 2

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2022 Filed Apr 1, 2022 18:28 UTC
Harton John PatrickSr. Vice President
Exercise / conversionCommon Stock, No Par Value 18,000 $1.20 $21,600.00
Disclosure

SEC source: 0001683168-22-002281 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.