CPS

SEC source: 0001314037-17-000002 · wf-form4_148719027075945.xml · nonDerivative · entry 2

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,334

SEC source: 0001314037-17-000002 · wf-form4_148719027075945.xml · nonDerivative · entry 1

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,065

F1 · security: On March 20, 2014, the reporting person was granted 2700 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001569829-17-000002 · wf-form4_148719012634781.xml · derivative · entry 4

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Underlying: Common stock · 1,283 shares

Expires 2020-02-13

F5 · security: These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.

F6 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F7 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001569829-17-000002 · wf-form4_148719012634781.xml · derivative · entry 3

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,186

Underlying: Common stock · 6,186 shares

Expires 2027-02-13

F3 · security: These are time-restricted employee stock options (right to buy) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

SEC source: 0001569829-17-000002 · wf-form4_148719012634781.xml · nonDerivative · entry 2

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,320

SEC source: 0001569829-17-000002 · wf-form4_148719012634781.xml · nonDerivative · entry 1

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898

F1 · security: On March 20, 2014, the reporting person was granted 2,800 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001576647-17-000002 · wf-form4_148718971295219.xml · derivative · entry 4

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393

Underlying: Common stock · 1,393 shares

Expires 2020-02-13

F5 · security: These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.

F6 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F7 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001576647-17-000002 · wf-form4_148718971295219.xml · derivative · entry 3

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,717

Underlying: Common stock · 6,717 shares

Expires 2027-02-13

F3 · security: These are time-restricted employee stock options (right to buy) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

SEC source: 0001576647-17-000002 · wf-form4_148718971295219.xml · nonDerivative · entry 2

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,718

SEC source: 0001576647-17-000002 · wf-form4_148718971295219.xml · nonDerivative · entry 1

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,913

F1 · security: On March 20, 2014, the reporting person was granted 3,050 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · derivative · entry 4

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131

Underlying: Common stock · 2,131 shares

Expires 2020-02-13

F5 · security: These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.

F6 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F7 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · derivative · entry 3

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,272

Underlying: Common stock · 10,272 shares

Expires 2027-02-13

F3 · security: These are time-restricted employee stock options (right to buy) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

SEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · nonDerivative · entry 2

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,972

SEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

F1 · security: On March 20, 2014, the reporting person was granted 4,650 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001123292-17-000407 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,853,413

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000331 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,873,413

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000319 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000319 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001320461-17-000007 · wf-form4_148607067081641.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,363

F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders.

SEC source: 0001123292-17-000319 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000267 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000267 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000223 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000223 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000149 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000089 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000089 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000089 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000058 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000058 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001515098-17-000002 · wf-form4_148355835959245.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,375

F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders.

SEC source: 0001123292-17-000058 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003109 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,121,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000390 · edgar.xml · derivative · entry 1

MULE EDWARD A · CIK 0001029625 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2017-11-27

F1 · kind: Bona fide gift.

F2 · derivative.exercise_date: The warrants were exercisable at any time at the option of the holder. The warrants were exercisable for shares of common stock at an exercise price of $27.33 per share, or on a cashless basis under certain circumstances.

SEC source: 0001123292-16-003109 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003109 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156,214

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003096 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156,814

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003096 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168,814

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003096 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198,814

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003065 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208,814

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003065 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,236,700

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001576647-16-000006 · wf-form4_148175421518928.xml · nonDerivative · entry 5

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $105.735 to $105.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001576647-16-000006 · wf-form4_148175421518928.xml · nonDerivative · entry 4

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,596

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $104.575 to $104.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001576647-16-000006 · wf-form4_148175421518928.xml · nonDerivative · entry 3

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,306

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $103.40 to $104.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001123292-16-003065 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261,700

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003059 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271,700

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-16-003059 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279,200

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001576647-16-000006 · wf-form4_148175421518928.xml · derivative · entry 6

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 14,300 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: These were fully-vested time based options to buy granted under the Company's 2011 Omnibus Incentive Plan. This award was incorrectly reported on May 10, 2013, as having been granted on May 9, 2013, vesting on May 9, 2016. This award was granted on March 1, 2013, and vested on March 1, 2016.

F5 · derivative.exercise_price: The exercise price of this award was incorrectly reported on May 10, 2013, as $38.74 per share instead of the correct price of $37.75 per share.

SEC source: 0001576647-16-000006 · wf-form4_148175421518928.xml · nonDerivative · entry 2

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,797

SEC source: 0001576647-16-000006 · wf-form4_148175421518928.xml · nonDerivative · entry 1

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.