Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cooper-Standard Holdings Inc.CPS · Entity 5544 | See remarks | February 16, 2021 | February 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cooper-Standard Holdings Inc.
Report date February 16, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-18 transaction · row 1
1 source rowRow 1 · 2021-02-18 · Gift · Disposed 843 · Balance 0 |
| Common stockSEC Table I · non-derivative | IndirectBy Trust | 29,308 |
Reported balance
After 2021-02-18 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-02-18 · Gift · Acquired 843 · Balance 29,308 F1: Revocable family trust for which Reporting Person is the co-trustee with spouse. |
| Employee stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.28 · Expires 2031-02-16 | Direct | 12,267 |
Reported balance
After 2021-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-16 · Grant · Acquired 12,267 · Balance 12,267 F2: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 16, 2021, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F3: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,756 |
Reported balance
After 2021-02-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-02-16 · Grant · Acquired 3,756 · Balance 3,756 F4: These are time-based restricted stock units (RSUs) granted to the reporting person on February 16, 2021, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F5: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F6: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third-anniversary date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Revocable family trust for which Reporting Person is the co-trustee with spouse.
F2: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 16, 2021, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
F3: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.
F4: These are time-based restricted stock units (RSUs) granted to the reporting person on February 16, 2021, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
F5: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested.
F6: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third-anniversary date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2021 Filed Feb 18, 2021 20:42 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GiftCommon stock | 843 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-21-000033 · wf-form4_161368090601773.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 29,308 F1 · ownership.nature: Revocable family trust for which Reporting Person is the co-trustee with spouse. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 20:42 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GiftCommon stock | 843 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-21-000033 · wf-form4_161368090601773.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 20:42 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 3,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-21-000033 · wf-form4_161368090601773.xml · derivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 Underlying: Common stock · 3,756 shares Expires not disclosed F4 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 16, 2021, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F5 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F6 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third-anniversary date of the grant. F6 · derivative.expiration_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third-anniversary date of the grant. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 20:42 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantEmployee stock options (right to buy) · Derivative | 12,267 | $0.00 Strike: $37.28 | $0.00 |
DisclosureSEC source: 0001320461-21-000033 · wf-form4_161368090601773.xml · derivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,267 Underlying: Common stock · 12,267 shares Expires 2031-02-16 F2 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 16, 2021, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| February 13, 2021 Filed Feb 16, 2021 21:20 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-21-000020 · wf-form4_161351036981006.xml · derivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F1 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. F4 · derivative.expiration_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. Read SEC document |
| February 13, 2021 Filed Feb 16, 2021 21:20 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 306 | $37.19 | $11,380.14 |
DisclosureSEC source: 0001320461-21-000020 · wf-form4_161351036981006.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843 Read SEC document |
| February 13, 2021 Filed Feb 16, 2021 21:20 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 1,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001320461-21-000020 · wf-form4_161351036981006.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:02 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantEmployee stock options (right to buy) · Derivative | 20,339 | $0.00 Strike: $25.19 | $0.00 |
DisclosureSEC source: 0001314037-20-000002 · wf-form4_158205611750805.xml · derivative · entry 8 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,339 Underlying: Common stock · 20,339 shares Expires 2030-02-13 F7 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2020, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:02 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 4,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-20-000002 · wf-form4_158205611750805.xml · derivative · entry 7 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,764 Underlying: Common stock · 4,764 shares Expires not disclosed F5 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2020, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F6 · derivative.exercise_price: The company settles such RSUs by delivering an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. F4 · derivative.expiration_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:02 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 1,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-20-000002 · wf-form4_158205611750805.xml · derivative · entry 6 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2017, under Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. F4 · derivative.expiration_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSUs shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:02 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GiftCommon stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-20-000002 · wf-form4_158205611750805.xml · nonDerivative · entry 5 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,465 F1 · ownership.nature: Revocable family trust for which Reporting Person is the co-trustee with spouse. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:02 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GiftCommon stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-20-000002 · wf-form4_158205611750805.xml · nonDerivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:02 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 371 | $25.19 | $9,345.49 |
DisclosureSEC source: 0001314037-20-000002 · wf-form4_158205611750805.xml · nonDerivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:02 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 1,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001314037-20-000002 · wf-form4_158205611750805.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 13:53 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | PurchaseCommon stock | 5,320 | $39.00 | $207,480.00 |
DisclosureSEC source: 0001314037-19-000005 · wf-form4_156086596727405.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,439 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.59 to $39.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: This amount includes 22,119 shares held by a revocable family trust that were previously reported as directly owned. F3 · ownership.nature: Revocable family trust for which Reporting Person is the co-trustee with spouse. Read SEC document |
| February 18, 2019 Filed Feb 19, 2019 19:54 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 1,900 | $0.00 Strike: $64.56 | $0.00 |
DisclosureSEC source: 0001314037-19-000002 · wf-form4_155060605390913.xml · derivative · entry 7 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,900 shares Expires 2019-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: These are time-based restricted stock units (RSU's) granted to the reporting person on February 18, 2016, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. Read SEC document |
| February 18, 2019 Filed Feb 19, 2019 19:54 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 544 | $64.56 | $35,120.64 |
DisclosureSEC source: 0001314037-19-000002 · wf-form4_155060605390913.xml · nonDerivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,119 Read SEC document |
| February 18, 2019 Filed Feb 19, 2019 19:54 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 1,900 | $64.56 | $122,664.00 |
DisclosureSEC source: 0001314037-19-000002 · wf-form4_155060605390913.xml · nonDerivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 19:54 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 2,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-19-000002 · wf-form4_155060605390913.xml · derivative · entry 6 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,118 Underlying: Common stock · 2,118 shares Expires 2022-02-14 F6 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 14, 2019, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F7 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 19:54 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantEmployee stock options (right to buy) · Derivative | 9,357 | $0.00 Strike: $74.15 | $0.00 |
DisclosureSEC source: 0001314037-19-000002 · wf-form4_155060605390913.xml · derivative · entry 5 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,357 Underlying: Common stock · 9,357 shares Expires 2029-02-14 F3 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 14, 2019, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 19:54 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 636 | $74.15 | $47,159.40 |
DisclosureSEC source: 0001314037-19-000002 · wf-form4_155060605390913.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,763 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 19:54 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantCommon stock | 2,136 | $74.15 | $158,384.40 |
DisclosureSEC source: 0001314037-19-000002 · wf-form4_155060605390913.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,399 F1 · security: On February 18, 2016, the reporting person was granted 2,400 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved. F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 20:17 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon stock | 7,443 | $134.84 | $1,003,614.12 |
DisclosureSEC source: 0001314037-18-000009 · wf-form4_152874822142385.xml · nonDerivative · entry 5 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,263 F1 · kind: Exercise of options and sale of underlying shares were pursuant to a pre-established 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:17 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionStock Options · Derivative | 10,900 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001314037-18-000009 · wf-form4_152874822142385.xml · derivative · entry 7 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 10,900 shares Expires 2022-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These are time-based employee stock options (right-to-buy) that vested on on March 9, 2015. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:17 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionStock Options · Derivative | 8,700 | $0.00 Strike: $43.50 | $0.00 |
DisclosureSEC source: 0001314037-18-000009 · wf-form4_152874822142385.xml · derivative · entry 6 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 8,700 shares Expires 2021-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These are time-based employee stock options (right-to-buy) that vested on August 16, 2014. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:17 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 6,791 | $135.75 | $921,878.25 |
DisclosureSEC source: 0001314037-18-000009 · wf-form4_152874822142385.xml · nonDerivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,706 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:17 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 10,900 | $45.00 | $490,500.00 |
DisclosureSEC source: 0001314037-18-000009 · wf-form4_152874822142385.xml · nonDerivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options and sale of underlying shares were pursuant to a pre-established 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:17 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 5,366 | $135.75 | $728,434.50 |
DisclosureSEC source: 0001314037-18-000009 · wf-form4_152874822142385.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,597 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:17 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 8,700 | $43.50 | $378,450.00 |
DisclosureSEC source: 0001314037-18-000009 · wf-form4_152874822142385.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options and sale of underlying shares were pursuant to a pre-established 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 19, 2018 Filed Feb 20, 2018 20:33 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $121.10 | $0.00 |
DisclosureSEC source: 0001314037-18-000004 · wf-form4_151915879281574.xml · derivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,500 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These are restricted stock units (RSU's) granted to the reporting person on February 19, 2015, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. Read SEC document |
| February 19, 2018 Filed Feb 20, 2018 20:33 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 1,091 | $121.10 | $132,120.10 |
DisclosureSEC source: 0001314037-18-000004 · wf-form4_151915879281574.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,263 Read SEC document |
| February 19, 2018 Filed Feb 20, 2018 20:33 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 2,500 | $121.10 | $302,750.00 |
DisclosureSEC source: 0001314037-18-000004 · wf-form4_151915879281574.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:06 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 1,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · derivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149 Underlying: Common stock · 1,149 shares Expires 2021-02-13 F6 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F7 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:06 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantEmployee stock options (right to buy) · Derivative | 5,430 | $0.00 Strike: $112.71 | $0.00 |
DisclosureSEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · derivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,430 Underlying: Common stock · 5,430 shares Expires 2028-02-13 F3 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. F5 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:06 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 1,765 | $112.71 | $198,933.15 |
DisclosureSEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,854 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:06 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantCommon stock | 6,100 | $112.71 | $687,531.00 |
DisclosureSEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,619 F1 · security: On February 19, 2015, the reporting person was granted 3,050 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved. F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 17:57 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GiftCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-17-000006 · wf-form4_150532546494680.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,519 F1 · price: The gift of stock did not involve payment of consideration by the recipient of the gift. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 19:15 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 Strike: $115.92 | $0.00 |
DisclosureSEC source: 0001314037-17-000004 · wf-form4_149021011201666.xml · derivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,200 shares Expires 2017-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 19:15 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 1,015 | $115.92 | $117,658.80 |
DisclosureSEC source: 0001314037-17-000004 · wf-form4_149021011201666.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,519 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 19:15 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 2,200 | $115.92 | $255,024.00 |
DisclosureSEC source: 0001314037-17-000004 · wf-form4_149021011201666.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:24 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 1,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-17-000002 · wf-form4_148719027075945.xml · derivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397 Underlying: Common stock · 1,397 shares Expires 2020-02-13 F5 · security: These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. F6 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F7 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:24 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantEmployee stock options (right to buy) · Derivative | 6,735 | $0.00 Strike: $107.48 | $0.00 |
DisclosureSEC source: 0001314037-17-000002 · wf-form4_148719027075945.xml · derivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,735 Underlying: Common stock · 6,735 shares Expires 2027-02-13 F3 · security: These are time-restricted employee stock options (right to buy) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:24 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 731 | $107.48 | $78,567.88 |
DisclosureSEC source: 0001314037-17-000002 · wf-form4_148719027075945.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,334 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:24 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantCommon stock | 2,228 | $107.48 | $239,465.44 |
DisclosureSEC source: 0001314037-17-000002 · wf-form4_148719027075945.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,065 F1 · security: On March 20, 2014, the reporting person was granted 2700 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved. F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 16:57 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GiftCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001314037-16-000012 · wf-form4_148130265535529.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,837 F1 · price: The gift of stock did not involve payment of consideration by the recipient of the gift. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:50 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon stock | 7,351 | $96.27 | $707,680.77 |
DisclosureSEC source: 0001314037-16-000010 · wf-form4_148105381802018.xml · nonDerivative · entry 3 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,837 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $96.13 to $96.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:50 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 17,649 | $95.94 | $1,693,245.06 |
DisclosureSEC source: 0001314037-16-000010 · wf-form4_148105381802018.xml · nonDerivative · entry 2 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,188 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 19:50 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionStock Options · Derivative | 25,000 | $0.00 Strike: $43.50 | $0.00 |
DisclosureSEC source: 0001314037-16-000010 · wf-form4_148105381802018.xml · derivative · entry 4 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 25,000 shares Expires 2021-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These were fully-vested time-based options to buy granted under the Company's 2011 Omnibus Incentive Plan. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 19:50 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 25,000 | $43.50 | $1,087,500.00 |
DisclosureSEC source: 0001314037-16-000010 · wf-form4_148105381802018.xml · nonDerivative · entry 1 PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.