CPS

SEC source: 0001123292-17-000874 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000874 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000860 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000860 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000860 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000786 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000786 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000770 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,513

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · derivative · entry 9

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 40,290 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · derivative · entry 8

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · derivative · entry 7

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · nonDerivative · entry 6

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,739

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · nonDerivative · entry 5

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · nonDerivative · entry 4

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,711

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · nonDerivative · entry 3

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · nonDerivative · entry 2

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,693

SEC source: 0001292878-17-000006 · wf-form4_149098506451788.xml · nonDerivative · entry 1

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-17-000770 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660,013

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000770 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690,013

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001515098-17-000014 · wf-form4_149064727604647.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,623

F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders.

SEC source: 0001123292-17-000762 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,013

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001497276-17-000004 · wf-form4_149020999803077.xml · derivative · entry 3

Ott Larry · CIK 0001497276 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,300 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001497276-17-000004 · wf-form4_149020999803077.xml · nonDerivative · entry 2

Ott Larry · CIK 0001497276 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

SEC source: 0001497276-17-000004 · wf-form4_149020999803077.xml · nonDerivative · entry 1

Ott Larry · CIK 0001497276 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001599142-17-000004 · wf-form4_149021467676057.xml · derivative · entry 3

Miziolek Aleksandra A · CIK 0001599142 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,300 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001599142-17-000004 · wf-form4_149021467676057.xml · nonDerivative · entry 2

Miziolek Aleksandra A · CIK 0001599142 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

SEC source: 0001599142-17-000004 · wf-form4_149021467676057.xml · nonDerivative · entry 1

Miziolek Aleksandra A · CIK 0001599142 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001292878-17-000004 · wf-form4_149021459682573.xml · derivative · entry 3

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 6,600 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001292878-17-000004 · wf-form4_149021459682573.xml · nonDerivative · entry 2

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,756

SEC source: 0001292878-17-000004 · wf-form4_149021459682573.xml · nonDerivative · entry 1

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001576647-17-000004 · wf-form4_149021030858818.xml · derivative · entry 3

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,400 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001576647-17-000004 · wf-form4_149021030858818.xml · nonDerivative · entry 2

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,978

SEC source: 0001576647-17-000004 · wf-form4_149021030858818.xml · nonDerivative · entry 1

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001569829-17-000006 · wf-form4_149020790291218.xml · derivative · entry 3

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,200 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001569829-17-000006 · wf-form4_149020790291218.xml · nonDerivative · entry 2

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,025

SEC source: 0001569829-17-000006 · wf-form4_149020790291218.xml · nonDerivative · entry 1

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001314037-17-000004 · wf-form4_149021011201666.xml · derivative · entry 3

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,200 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001314037-17-000004 · wf-form4_149021011201666.xml · nonDerivative · entry 2

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,519

SEC source: 0001314037-17-000004 · wf-form4_149021011201666.xml · nonDerivative · entry 1

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001319637-17-000004 · wf-form4_149020749661206.xml · derivative · entry 3

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 400 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001319637-17-000004 · wf-form4_149020749661206.xml · nonDerivative · entry 2

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

SEC source: 0001319637-17-000004 · wf-form4_149020749661206.xml · nonDerivative · entry 1

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001515098-17-000012 · wf-form4_149020728000295.xml · derivative · entry 3

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,700 shares

Expires 2017-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001515098-17-000012 · wf-form4_149020728000295.xml · nonDerivative · entry 2

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,631

SEC source: 0001515098-17-000012 · wf-form4_149020728000295.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-17-000706 · edgar.xml · nonDerivative · entry 2

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,013

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000706 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,013

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-000678 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745,013

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001569829-17-000004 · wf-form4_148960830045150.xml · derivative · entry 6

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,467

Underlying: Common stock · 3,233 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

SEC source: 0001569829-17-000004 · wf-form4_148960830045150.xml · derivative · entry 5

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common stock · 4,166 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.