CPS

SEC source: 0001515098-18-000002 · wf-form4_151872197802302.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,304

F1 · security: On February 19, 2015, the reporting person was granted 5,250 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001319637-18-000002 · wf-form4_151872180703239.xml · derivative · entry 2

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

Underlying: Common stock · 241 shares

Expires 2021-02-13

F4 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F5 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F6 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001319637-18-000002 · wf-form4_151872180703239.xml · derivative · entry 1

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138

Underlying: Common stock · 1,138 shares

Expires 2028-02-13

F1 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period.

SEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · derivative · entry 4

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

Underlying: Common stock · 1,149 shares

Expires 2021-02-13

F6 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F7 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · derivative · entry 3

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,430

Underlying: Common stock · 5,430 shares

Expires 2028-02-13

F3 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period.

SEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · nonDerivative · entry 2

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,854

SEC source: 0001314037-18-000002 · wf-form4_151872160077747.xml · nonDerivative · entry 1

PUMPHREY WILLIAM · CIK 0001314037 · Sr VP & President, NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,619

F1 · security: On February 19, 2015, the reporting person was granted 3,050 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001576647-18-000002 · wf-form4_151872075737157.xml · derivative · entry 4

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Common stock · 1,146 shares

Expires 2021-02-13

F6 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F7 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001576647-18-000002 · wf-form4_151872075737157.xml · derivative · entry 3

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,415

Underlying: Common stock · 5,415 shares

Expires 2028-02-13

F3 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period.

SEC source: 0001576647-18-000002 · wf-form4_151872075737157.xml · nonDerivative · entry 2

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,342

SEC source: 0001576647-18-000002 · wf-form4_151872075737157.xml · nonDerivative · entry 1

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,618

F1 · security: On February 19, 2015, the reporting person was granted 3,450 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001569829-18-000002 · wf-form4_151872092859387.xml · derivative · entry 4

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

Underlying: Common stock · 1,055 shares

Expires 2021-02-13

F6 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F7 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001569829-18-000002 · wf-form4_151872092859387.xml · derivative · entry 3

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,987

Underlying: Common stock · 4,987 shares

Expires 2028-02-13

F3 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period.

SEC source: 0001569829-18-000002 · wf-form4_151872092859387.xml · nonDerivative · entry 2

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,914

SEC source: 0001569829-18-000002 · wf-form4_151872092859387.xml · nonDerivative · entry 1

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,300

F1 · security: On February 19, 2015, the reporting person was granted 3,150 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001599142-18-000002 · wf-form4_151872058772099.xml · derivative · entry 4

Miziolek Aleksandra A · CIK 0001599142 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common stock · 821 shares

Expires 2021-02-13

F6 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F7 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001599142-18-000002 · wf-form4_151872058772099.xml · derivative · entry 3

Miziolek Aleksandra A · CIK 0001599142 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,879

Underlying: Common stock · 3,879 shares

Expires 2028-02-13

F3 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period.

SEC source: 0001599142-18-000002 · wf-form4_151872058772099.xml · nonDerivative · entry 2

Miziolek Aleksandra A · CIK 0001599142 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,410

SEC source: 0001599142-18-000002 · wf-form4_151872058772099.xml · nonDerivative · entry 1

Miziolek Aleksandra A · CIK 0001599142 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

F1 · security: On February 19, 2015, the reporting person was granted 1,800 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001292878-18-000002 · wf-form4_151872041865203.xml · derivative · entry 4

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,312

Underlying: Common stock · 5,312 shares

Expires 2021-02-13

F6 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on February 13, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F7 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F8 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

SEC source: 0001292878-18-000002 · wf-form4_151872041865203.xml · derivative · entry 3

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,177

Underlying: Common stock · 25,177 shares

Expires 2028-02-13

F3 · security: These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: To the extent an option would expire at a time when the holder of such option is prohibited by applicable law or by the Company's insider trading policy from exercising the option (the "Closed Window Period"), then such Option shall remain exercisable until the thirtieth (30th) day following the end of the Closed Window Period.

SEC source: 0001292878-18-000002 · wf-form4_151872041865203.xml · nonDerivative · entry 2

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,645

SEC source: 0001292878-18-000002 · wf-form4_151872041865203.xml · nonDerivative · entry 1

Edwards Jeffrey S · CIK 0001292878 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,899

F1 · security: On February 19, 2015, the reporting person was granted 9,850 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.

F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.

SEC source: 0001515098-17-000034 · wf-form4_151215790072861.xml · nonDerivative · entry 2

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,804

F2 · shares: Represents shares of common stock granted to the reporting person pursuant to the 2010 Cooper-Standard Holdings Inc. Management Incentive Plan Restricted Stock Award Agreement dated May 27, 2010, that were forfeited upon the expiration of unexercised warrants by the warrant-holders.

SEC source: 0001515098-17-000034 · wf-form4_151215790072861.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,828

F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders.

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · nonDerivative · entry 7

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · nonDerivative · entry 6

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · nonDerivative · entry 5

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · nonDerivative · entry 4

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,775

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · nonDerivative · entry 3

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

SEC source: 0001515098-17-000032 · wf-form4_151187726867375.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,860

F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders.

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · derivative · entry 8

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common stock · 1,600 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These time-based employee stock options (right to buy) will vest ratably over 3 years: 1/3 on 2/19/16, 2/19/17, and 2/19/18, respectively.

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · nonDerivative · entry 2

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975

SEC source: 0001319637-17-000010 · wf-form4_151198797900301.xml · nonDerivative · entry 1

WENZL SHARON · CIK 0001319637 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001569829-17-000012 · wf-form4_151128510959810.xml · nonDerivative · entry 2

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

SEC source: 0001515098-17-000030 · wf-form4_151127397615516.xml · nonDerivative · entry 1

Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,864

F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders.

SEC source: 0001569829-17-000012 · wf-form4_151128510959810.xml · nonDerivative · entry 1

Lee Song Min · CIK 0001569829 · Sr VP & Pres., Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · nonDerivative · entry 7

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · derivative · entry 10

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common stock · 3,500 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · derivative · entry 9

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,533

Underlying: Common stock · 9,067 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · derivative · entry 8

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,700 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · nonDerivative · entry 6

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,746

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · nonDerivative · entry 5

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · nonDerivative · entry 4

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · nonDerivative · entry 3

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · nonDerivative · entry 2

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,436

SEC source: 0001576647-17-000008 · wf-form4_151058232352775.xml · nonDerivative · entry 1

de Miguel Posada Juan Fernando · CIK 0001576647 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001123292-17-001617 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221,413

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-001509 · edgar.xml · nonDerivative · entry 1

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232,413

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.

SEC source: 0001123292-17-001503 · edgar.xml · nonDerivative · entry 3

Silver Point Capital L.P. · CIK 0001332784 · 10% owner

MULE EDWARD A · CIK 0001029625 · 10% owner

O'Shea Robert J · CIK 0001382617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,413

F1 · ownership.direct: Silver Point Capital, L.P. ("Silver Point") is the investment manager of Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all of the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the Funds except to the extent of their pecuniary interests.