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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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Tapewire entity
3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2018 Filed Sep 26, 2018 21:30 UTC Exercise / conversionCommon Stock 7,150 $66.80 $477,620.00
Disclosure

SEC source: 0001127602-18-028445 · form4.xml · nonDerivative · entry 1

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:43 UTC SaleCommon Stock 1,500 $265.37 $398,055.00
Disclosure

SEC source: 0001127602-18-027529 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,068

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:41 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,310 $0.00 Strike: $95.74 $0.00
Disclosure

SEC source: 0001127602-18-027528 · form4.xml · derivative · entry 7

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,310 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:41 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
SaleCommon Stock 319 $266.50 $85,014.78
Disclosure

SEC source: 0001127602-18-027528 · form4.xml · nonDerivative · entry 5

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,395

F4 · price: The sales price represents a weighted average of sales prices ranging between $266.38 and $266.56.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:41 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
SaleCommon Stock 3,058 $265.70 $812,519.77
Disclosure

SEC source: 0001127602-18-027528 · form4.xml · nonDerivative · entry 4

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,714

F3 · price: The sales price represents a weighted average of sales prices ranging between $265.26 and $266.09.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:41 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
SaleCommon Stock 2,212 $264.22 $584,463.49
Disclosure

SEC source: 0001127602-18-027528 · form4.xml · nonDerivative · entry 3

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,772

F2 · price: The sales price represents a weighted average of sales prices ranging between $264.00 and $264.46.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:41 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
SaleCommon Stock 4,721 $263.59 $1,244,408.39
Disclosure

SEC source: 0001127602-18-027528 · form4.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,984

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.00 to $263.98. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:41 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 10,310 $95.74 $987,079.40
Disclosure

SEC source: 0001127602-18-027528 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:47 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 832 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001127602-18-027265 · form4.xml · derivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497

Underlying: Common Stock · 832 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:47 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 743 $0.00 Strike: $119.89 $0.00
Disclosure

SEC source: 0001127602-18-027265 · form4.xml · derivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742

Underlying: Common Stock · 743 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:47 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 1,575 $261.56 $411,960.15
Disclosure

SEC source: 0001127602-18-027265 · form4.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.53 to $261.57. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:47 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 832 $131.60 $109,491.20
Disclosure

SEC source: 0001127602-18-027265 · form4.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:47 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 743 $119.89 $89,078.27
Disclosure

SEC source: 0001127602-18-027265 · form4.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 22:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 58,543 $0.00 Strike: $119.89 $0.00
Disclosure

SEC source: 0001127602-18-026823 · form4.xml · derivative · entry 6

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,635

Underlying: Common Stock · 58,543 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 22:49 UTC SaleCommon Stock 3,095 $254.17 $786,653.06
Disclosure

SEC source: 0001127602-18-026823 · form4.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,167

F3 · price: The sales price represents a weighted average of sales prices ranging between $254.02 and $254.295.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 22:49 UTC SaleCommon Stock 16,049 $253.39 $4,066,640.06
Disclosure

SEC source: 0001127602-18-026823 · form4.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,262

F2 · price: The sales price represents a weighted average of sales prices ranging between $253.00 and $253.98.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 22:49 UTC SaleCommon Stock 39,399 $252.49 $9,947,695.91
Disclosure

SEC source: 0001127602-18-026823 · form4.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,311

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.01 to $252.995. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 22:49 UTC Exercise / conversionCommon Stock 58,543 $119.89 $7,018,720.27
Disclosure

SEC source: 0001127602-18-026823 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2018 Filed Jul 5, 2018 23:46 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001127602-18-022883 · form4.xml · derivative · entry 4

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2018 Filed Jul 5, 2018 23:46 UTC SaleCommon Stock 6,500 $238.48 $1,550,100.50
Disclosure

SEC source: 0001127602-18-022883 · form4.xml · nonDerivative · entry 2

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 9,377

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.235 to $238.870. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
July 05, 2018 Filed Jul 5, 2018 23:46 UTC Exercise / conversionCommon Stock 6,500 $49.57 $322,205.00
Disclosure

SEC source: 0001127602-18-022883 · form4.xml · nonDerivative · entry 1

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 15,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 21:13 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
SaleCommon Stock 2,147 $235.13 $504,819.82
Disclosure

SEC source: 0001127602-18-022325 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,395

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.59 to $235.54. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 21:59 UTC SaleCommon Stock 430 $234.33 $100,763.62
Disclosure

SEC source: 0001127602-18-021854 · form4.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,154

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:50 UTC SaleCommon Stock 1,000 $235.13 $235,130.00
Disclosure

SEC source: 0001127602-18-021411 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,568

Read SEC document
May 01, 2018 Filed May 3, 2018 22:25 UTC
White Albert G IIIPresident & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 34,479 $0.00 Strike: $230.09 $0.00
Disclosure

SEC source: 0001127602-18-016282 · form4.xml · derivative · entry 2

White Albert G III · CIK 0001357705 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,479

Underlying: Common Stock · 34,479 shares

Expires 2028-05-01

F1 · derivative.exercise_date: 5/1/18 NQ Grant (mod vest): The options will vest in equal increments over five years measured from the date of grant as follows: 1/3 shall vest on the third anniversary; 1/3 shall vest on the fourth anniversary and 1/3 shall vest on the fifth anniversary.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:21 UTC
Andrews Brian GSVP, CFO & Treasurer
GrantEmployee Stock Option (Right to Buy) · Derivative 4,310 $0.00 Strike: $230.09 $0.00
Disclosure

SEC source: 0001127602-18-016280 · form4.xml · derivative · entry 5

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310

Underlying: Common Stock · 4,310 shares

Expires 2028-05-01

F1 · derivative.exercise_date: 5/1/18 NQ Grant (mod vest): The options will vest in equal increments over five years measured from the date of grant as follows: 1/3 shall vest on the third anniversary; 1/3 shall vest on the fourth anniversary and 1/3 shall vest on the fifth anniversary.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 20:39 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
GiftCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014462 · form4.xml · nonDerivative · entry 1

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,898

Read SEC document
April 11, 2018 Filed Apr 12, 2018 20:34 UTC SaleCommon Stock 816 $221.66 $180,874.56
Disclosure

SEC source: 0001127602-18-014461 · form4.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 8,320

Read SEC document
April 11, 2018 Filed Apr 12, 2018 20:34 UTC SaleCommon Stock 899 $221.66 $199,272.34
Disclosure

SEC source: 0001127602-18-014461 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:20 UTC
WEISS ROBERT SDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,769 $0.00 Strike: $95.74 $0.00
Disclosure

SEC source: 0001127602-18-011413 · form4.xml · derivative · entry 6

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,769 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:20 UTC
WEISS ROBERT SDirector · President & CEO
SaleCommon Stock 1,129 $242.99 $274,335.71
Disclosure

SEC source: 0001127602-18-011413 · form4.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,167

F3 · price: The sales price represents a weighted average of sales prices ranging between $242.97 and $243.02.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:20 UTC
WEISS ROBERT SDirector · President & CEO
SaleCommon Stock 27,209 $242.57 $6,600,087.13
Disclosure

SEC source: 0001127602-18-011413 · form4.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,296

F2 · price: The sales price represents a weighted average of sales prices ranging between $241.97 and $242.965.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:20 UTC
WEISS ROBERT SDirector · President & CEO
SaleCommon Stock 8,431 $241.57 $2,036,676.67
Disclosure

SEC source: 0001127602-18-011413 · form4.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,505

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.97 to $241.965. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:20 UTC
WEISS ROBERT SDirector · President & CEO
Exercise / conversionCommon Stock 36,769 $95.74 $3,520,264.06
Disclosure

SEC source: 0001127602-18-011413 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,362 $0.00 Strike: $95.74 $0.00
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · derivative · entry 9

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,362 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 12/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
SaleCommon Stock 200 $247.31 $49,462.00
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 8

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,943

F7 · price: The sales price represents a weighted average of sales prices ranging between $247.30 and $247.37.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
SaleCommon Stock 1,087 $246.52 $267,967.24
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 7

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,143

F6 · price: The sales price represents a weighted average of sales prices ranging between $246.14 and $246.97.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
SaleCommon Stock 3,700 $245.58 $908,646.00
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 6

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,230

F5 · price: The sales price represents a weighted average of sales prices ranging between $245.10 $246.095.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
SaleCommon Stock 1,771 $244.23 $432,531.33
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 5

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,930

F4 · price: The sales price represents a weighted average of sales prices ranging between $243.73 and $244.70.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
SaleCommon Stock 2,342 $243.21 $569,597.82
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 4

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,701

F3 · price: The sales price represents a weighted average of sales prices ranging between $242.72 and $243.71.

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March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
SaleCommon Stock 2,480 $242.30 $600,904.00
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 3

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,043

F2 · price: The sales price represents a weighted average of sales prices ranging between $241.70 and $242.68.

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March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
SaleCommon Stock 1,782 $241.09 $429,622.38
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 2

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,523

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.67 to $241.635. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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March 12, 2018 Filed Mar 13, 2018 21:13 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
Exercise / conversionCommon Stock 13,362 $95.74 $1,279,277.88
Disclosure

SEC source: 0001127602-18-011407 · form4.xml · nonDerivative · entry 1

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2018 Filed Feb 5, 2018 23:34 UTC
Golden RandalVP, General Counsel
Tax withholdingCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004106 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885

F2 · shares: 2/1/2018 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/18) of $243.61 was used.

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February 01, 2018 Filed Feb 5, 2018 23:34 UTC
Golden RandalVP, General Counsel
GrantCommon Stock 1,305 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004106 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,573

F1 · shares: 2/1/2018 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted February 2, 2015

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February 01, 2018 Filed Feb 5, 2018 23:33 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
Tax withholdingCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004103 · form4.xml · nonDerivative · entry 2

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,943

F2 · shares: 2/1/2018 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/18) of $243.61 was used.

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February 01, 2018 Filed Feb 5, 2018 23:33 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
GrantCommon Stock 2,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004103 · form4.xml · nonDerivative · entry 1

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,110

F1 · shares: 2/1/2018 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted February 2, 2015

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February 01, 2018 Filed Feb 5, 2018 23:31 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004102 · form4.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,542

F2 · shares: 2/1/2018 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/18) of $243.61 was used.

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February 01, 2018 Filed Feb 5, 2018 23:31 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
GrantCommon Stock 2,494 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004102 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,856

F1 · shares: 2/1/2018 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted February 2, 2015

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February 01, 2018 Filed Feb 5, 2018 23:30 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004101 · form4.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,428

F2 · shares: 2/1/2018 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/18) of $243.61 was used.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.