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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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Tapewire entity
3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2019 Filed Jan 10, 2019 00:59 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 374 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001726 · form4.xml · nonDerivative · entry 4

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,124

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:59 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 709 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001726 · form4.xml · nonDerivative · entry 3

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:59 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001726 · form4.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,789

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:59 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001726 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · derivative · entry 6

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · derivative · entry 5

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC
Golden RandalVP, General Counsel & Sec.
Tax withholdingCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 4

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionCommon Stock 246 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC
Golden RandalVP, General Counsel & Sec.
Tax withholdingCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:58 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001725 · form4.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · derivative · entry 21

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Stock · 87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F8 · derivative.exercise_date: 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 218 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · derivative · entry 20

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871

Underlying: Common Stock · 218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F8 · derivative.exercise_date: 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · derivative · entry 19

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712

Underlying: Common Stock · 257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · derivative · entry 18

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969

Underlying: Common Stock · 57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 342 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · derivative · entry 17

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · derivative · entry 16

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554

Underlying: Common Stock · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · derivative · entry 15

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 28 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 14

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,799

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 13

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 12

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 11

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 81 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 10

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,591

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 9

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 8

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,415

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 7

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 108 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 6

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,376

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 5

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 4

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 3

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 2

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,761

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:57 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · derivative · entry 18

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F8 · derivative.exercise_date: 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · derivative · entry 17

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427

Underlying: Common Stock · 143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · derivative · entry 16

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · derivative · entry 15

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · derivative · entry 14

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 10

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

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January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 9

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 8

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 7

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 6

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 5

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 4

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 3

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 2

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727

F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 00:55 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001723 · form4.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 02:15 UTC GrantRestricted Stock Units · Derivative 269 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001012 · form4.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Underlying: Common Stock · 269 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: 1/2/2019 NED (prorated) RSU Grant: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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December 28, 2018 Filed Dec 31, 2018 22:30 UTC GiftCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037604 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

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December 11, 2018 Filed Dec 13, 2018 21:58 UTC GrantRestricted Stock Units · Derivative 2,944 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036223 · form4.xml · derivative · entry 2

Sheffield Holly R · CIK 0001745369 · EVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,944

Underlying: Common Stock · 2,944 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/11/18 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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December 11, 2018 Filed Dec 13, 2018 21:58 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 12,353 $0.00 Strike: $254.77 $0.00
Disclosure

SEC source: 0001127602-18-036223 · form4.xml · derivative · entry 1

Sheffield Holly R · CIK 0001745369 · EVP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,353

Underlying: Common Stock · 12,353 shares

Expires 2028-12-11

F1 · derivative.exercise_date: 12/11/18 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.