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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 742 $0.00 Strike: $119.89 $0.00
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · derivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 742 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.

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June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 5,532 $326.67 $1,807,155.04
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.644 to $326.884. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 1,410 $175.31 $247,187.10
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 833 $131.60 $109,622.80
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 2,547 $162.28 $413,327.16
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 21:55 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 742 $119.89 $88,958.38
Disclosure

SEC source: 0001127602-19-022302 · form4.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:51 UTC SaleCommon Stock 355 $323.92 $114,991.60
Disclosure

SEC source: 0001127602-19-022300 · form4.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,588

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:30 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 52,156 $0.00 Strike: $162.28 $0.00
Disclosure

SEC source: 0001127602-19-021474 · form4.xml · derivative · entry 7

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,039

Underlying: Common Stock · 52,156 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/9/14 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/15; 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; and 1/5 shall vest on 12/9/19.

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June 10, 2019 Filed Jun 12, 2019 21:30 UTC SaleCommon Stock 7,221 $325.34 $2,349,280.14
Disclosure

SEC source: 0001127602-19-021474 · form4.xml · nonDerivative · entry 5

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,819

F4 · price: Sale price represents an average sale price between $325.00 and $325.72.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:30 UTC SaleCommon Stock 16,419 $324.39 $5,326,159.41
Disclosure

SEC source: 0001127602-19-021474 · form4.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,040

F3 · price: Sale price represents an average sale price between $324.00 and $324.97.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:30 UTC SaleCommon Stock 11,410 $323.54 $3,691,591.40
Disclosure

SEC source: 0001127602-19-021474 · form4.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,459

F2 · price: Sale price represents an average sale price between $323.00 and $323.97.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:30 UTC SaleCommon Stock 17,106 $322.58 $5,518,053.48
Disclosure

SEC source: 0001127602-19-021474 · form4.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,869

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.08 to $322.99. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:30 UTC Exercise / conversionCommon Stock 52,156 $162.28 $8,463,875.68
Disclosure

SEC source: 0001127602-19-021474 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:31 UTC GiftCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021476 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,926

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:46 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,981 $0.00 Strike: $119.89 $0.00
Disclosure

SEC source: 0001127602-19-021151 · form4.xml · derivative · entry 4

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,981 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:46 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
SaleCommon Stock 11,981 $315.99 $3,785,837.85
Disclosure

SEC source: 0001127602-19-021151 · form4.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,687

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.335 to $316.230. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:46 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 11,981 $119.89 $1,436,402.09
Disclosure

SEC source: 0001127602-19-021151 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:41 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,500 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001127602-19-021143 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 3,000

Underlying: Common Stock · 3,500 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares granted under this option are currently exercisable.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:41 UTC SaleCommon Stock 3,500 $316.28 $1,106,984.55
Disclosure

SEC source: 0001127602-19-021143 · form4.xml · nonDerivative · entry 2

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 6,338

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.2511 to $316.4611. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:41 UTC Exercise / conversionCommon Stock 3,500 $49.57 $173,495.00
Disclosure

SEC source: 0001127602-19-021143 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 9,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 7, 2019 21:37 UTC GiftCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021138 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Read SEC document
May 21, 2019 Filed May 23, 2019 23:49 UTC GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019734 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

F1 · price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 23:44 UTC GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019733 · form4.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

F1 · price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 23:20 UTC GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019731 · form4.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 23:16 UTC GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019729 · form4.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 23:18 UTC GrantPhantom Stock · Derivative 958 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019730 · form4.xml · derivative · entry 3

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958

Underlying: Common Stock · 958 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 22:58 UTC GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019725 · form4.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 22:53 UTC GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019724 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 22:52 UTC GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019723 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 22:50 UTC
Jay ColleenDirector
GrantPhantom Stock · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019722 · form4.xml · derivative · entry 2

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
May 21, 2019 Filed May 23, 2019 22:48 UTC GrantPhantom Stock · Derivative 1,004 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019721 · form4.xml · derivative · entry 3

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004

Underlying: Common Stock · 1,004 shares

Expires 2020-04-01

F1 · derivative.exercise_price: NED Phantom Stock 5/21/19 Conversion Price: Each share of phantom stock is the economic equivalent of one share of COO common stock. Awards will be settled in cash on 4/1/2020.

Read SEC document
April 02, 2019 Filed Apr 2, 2019 20:32 UTC SaleCommon Stock 437 $297.09 $129,828.33
Disclosure

SEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 12,554

Read SEC document
April 02, 2019 Filed May 23, 2019 22:11 UTC Amendment SaleCommon Stock 437 $297.09 $129,828.33
Disclosure

SEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 12,554

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 269 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014174 · form4.xml · derivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: 1/2/2019 NED (prorated) RSU Grant: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:37 UTC GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014174 · form4.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:37 UTC Exercise / conversionCommon Stock 269 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014174 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 459 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014170 · form4.xml · derivative · entry 4

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:35 UTC GrantRestricted Stock Units · Derivative 958 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014170 · form4.xml · derivative · entry 3

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958

Underlying: Common Stock · 958 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:35 UTC Exercise / conversionCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014170 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014167 · form4.xml · derivative · entry 4

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2019 Filed Apr 2, 2019 20:33 UTC GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014167 · form4.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2019 Filed Apr 2, 2019 20:33 UTC Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014167 · form4.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2019 Filed Apr 2, 2019 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014161 · form4.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2019 Filed Apr 2, 2019 20:30 UTC GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014161 · form4.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2019 Filed Apr 2, 2019 20:30 UTC Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014161 · form4.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014164 · form4.xml · derivative · entry 8

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:32 UTC GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014164 · form4.xml · derivative · entry 7

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:32 UTC Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 3

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 12,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2019 Filed Apr 2, 2019 20:32 UTC SaleCommon Stock 680 $296.80 $201,825.43
Disclosure

SEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 2

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody S. Lindell SEP IRA

Disclosed balance after: 0

F2 · price: The sale price represents an average of sale prices between $296.5461 and $297.2261.

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April 01, 2019 Filed Apr 2, 2019 20:32 UTC SaleCommon Stock 2,263 $296.12 $670,122.50
Disclosure

SEC source: 0001127602-19-014164 · form4.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody S. Lindell SEP IRA

Disclosed balance after: 680

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.4961 to $296.4761. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.