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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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Tapewire entity
3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 4, 2020 21:47 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000833 · primarydocument.xml · derivative · entry 3

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:47 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 309 $346.89 $107,189.01
Disclosure

SEC source: 0001562180-20-000833 · primarydocument.xml · nonDerivative · entry 2

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915.758

F1 · shares: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used.

F2 · balance_after: Includes 18.758 shares acquired under the COO ESPP on 2/3/2020

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:47 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 666 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000833 · primarydocument.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,581.758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:46 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000831 · primarydocument.xml · derivative · entry 6

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:46 UTC
Andrews Brian GSVP, CFO & Treasurer
Tax withholdingCommon Stock 293 $346.89 $101,638.77
Disclosure

SEC source: 0001562180-20-000831 · primarydocument.xml · nonDerivative · entry 2

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657.29

F1 · shares: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used.

F2 · balance_after: Includes 15.29 shares acquired under the COO ESPP on 2/3/2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:46 UTC
Andrews Brian GSVP, CFO & Treasurer
Exercise / conversionCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000831 · primarydocument.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:43 UTC Tax withholdingCommon Stock 2,060 $346.89 $714,593.40
Disclosure

SEC source: 0001562180-20-000829 · primarydocument.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,809

F2 · shares: 2/1/2020 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/31/2020) of $346.89 was used.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:43 UTC GrantCommon Stock 3,869 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000829 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,869

F1 · shares: 2/1/2020 PSU Release: Shares awarded at 110% of target level of performance under Performance Share Awards granted February 1, 2017.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:09 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionRestricted Stock Units · Derivative 708 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000336 · primarydocument.xml · derivative · entry 4

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:09 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 373 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000336 · primarydocument.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,022

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:09 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000336 · primarydocument.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · derivative · entry 6

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020

Underlying: Common Stock · 256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · derivative · entry 5

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC
Golden RandalVP, General Counsel & Sec.
Tax withholdingCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 4

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC
Golden RandalVP, General Counsel & Sec.
Tax withholdingCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:13 UTC
Golden RandalVP, General Counsel & Sec.
Exercise / conversionCommon Stock 246 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000340 · primarydocument.xml · nonDerivative · entry 1

Golden Randal · CIK 0001598001 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · derivative · entry 15

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020

Underlying: Common Stock · 256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F8 · derivative.exercise_date: 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 205 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · derivative · entry 14

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

Underlying: Common Stock · 205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 177 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · derivative · entry 13

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Stock · 177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 236 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · derivative · entry 12

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235

Underlying: Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/2015 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · derivative · entry 11

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 10

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 9

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 108 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000341 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 393 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 21

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F9 · derivative.exercise_date: 12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 20

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F8 · derivative.exercise_date: 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 218 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 19

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653

Underlying: Common Stock · 218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F8 · derivative.exercise_date: 12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 18

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

Underlying: Common Stock · 57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 17

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Underlying: Common Stock · 256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F6 · derivative.exercise_date: 12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 342 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 16

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: 12/9/2015 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 554 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · derivative · entry 15

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 14

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 13

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 12

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 11

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 10

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 9

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 8

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,168

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 7

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 27 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 6

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 5

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 23:15 UTC
Auerbach Robert DPresident, CSI
Tax withholdingCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 4

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001

F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.