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Compass, Inc.

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3646
SEC CIK
0001563190
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2023 Filed Oct 5, 2023 21:30 UTC
Reelitz KalaniChief Financial Officer
Exercise / conversionClass A Common Stock 3,378 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000211 · wk-form4_1696541411.xml · nonDerivative · entry 1

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,378 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · derivative · entry 7

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,758

Underlying: Class A Common Stock · 3,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,223 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · derivative · entry 6

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,447

Underlying: Class A Common Stock · 4,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 107,993 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · derivative · entry 5

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,993

Underlying: Class A Common Stock · 107,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,120

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 670 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,710

Underlying: Class A Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 60,734 $2.60 $157,908.40
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,009

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:29 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 118,964 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000209 · wk-form4_1696541387.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 22:16 UTC
Hart Gregory M.Chief Operating Officer
SaleClass A Common Stock 24,604 $2.82 $69,400.50
Disclosure

SEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,065

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.79 to $2.88 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:12 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 51,752 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · derivative · entry 6

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,258

Underlying: Class A Common Stock · 51,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F7 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date.

F7 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2023 and quarterly thereafter, with 100% of the shares vested on May 15, 2024, subject to the reporting person's continuous service on each vesting date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:12 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · derivative · entry 5

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,720

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:12 UTC
Hart Gregory M.Chief Operating Officer
Tax withholdingClass A Common Stock 27,165 $3.62 $98,337.30
Disclosure

SEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 774,669

F5 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:12 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionClass A Common Stock 69,032 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 801,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:12 UTC
Hart Gregory M.Chief Operating Officer
SaleClass A Common Stock 24,604 $3.60 $88,643.29
Disclosure

SEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 732,802

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:15 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000198 · wk-form4_1694034924.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,820

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:15 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000198 · wk-form4_1694034924.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:15 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,727 $3.62 $6,251.74
Disclosure

SEC source: 0001563190-23-000198 · wk-form4_1694034924.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,779

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:15 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000198 · wk-form4_1694034924.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:14 UTC
Reelitz KalaniChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000196 · wk-form4_1694034841.xml · derivative · entry 3

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:14 UTC
Reelitz KalaniChief Financial Officer
Tax withholdingClass A Common Stock 5,860 $3.62 $21,213.20
Disclosure

SEC source: 0001563190-23-000196 · wk-form4_1694034841.xml · nonDerivative · entry 2

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,748

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:14 UTC
Reelitz KalaniChief Financial Officer
Exercise / conversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000196 · wk-form4_1694034841.xml · nonDerivative · entry 1

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:11 UTC
Reffkin Robert L.Director · Chairman and CEO
GrantClass C Common Stock · Derivative 80,196 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,894,552

Underlying: Class A Common Stock · 80,196 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:11 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717,660

Underlying: Class A Common Stock · 179,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:11 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 80,196 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:11 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 99,214 $3.62 $359,154.68
Disclosure

SEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,346

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:11 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000192 · wk-form4_1694034662.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 21:12 UTC
Hart Gregory M.Chief Operating Officer
SaleClass A Common Stock 49,208 $3.60 $177,281.66
Disclosure

SEC source: 0001563190-23-000194 · wk-form4_1694034752.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 757,406

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.51 to $3.75 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 21:46 UTC
Hart Gregory M.Chief Operating Officer
SaleClass A Common Stock 40,144 $3.67 $147,320.45
Disclosure

SEC source: 0001563190-23-000187 · wk-form4_1691790354.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 806,614

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.56 to $3.72 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:47 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000172 · wk-form4_1691185666.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,000

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:47 UTC
Hart Gregory M.Chief Operating Officer
Tax withholdingClass A Common Stock 6,804 $4.35 $29,597.40
Disclosure

SEC source: 0001563190-23-000172 · wk-form4_1691185666.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,758

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:47 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionClass A Common Stock 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000172 · wk-form4_1691185666.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:51 UTC
Reffkin Robert L.Director · Chairman and CEO
GrantClass C Common Stock · Derivative 80,196 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,814,356

Underlying: Class A Common Stock · 80,196 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:51 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,070

Underlying: Class A Common Stock · 179,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:51 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 80,196 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:51 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 99,214 $4.35 $431,580.90
Disclosure

SEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,346

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:51 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000176 · wk-form4_1691185889.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:50 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000174 · wk-form4_1691185789.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,520

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:50 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 670 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000174 · wk-form4_1691185789.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Class A Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:50 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,722 $4.35 $7,490.70
Disclosure

SEC source: 0001563190-23-000174 · wk-form4_1691185789.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,126

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 21:50 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 3,370 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000174 · wk-form4_1691185789.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 19:13 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 40,394 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000157 · wk-form4_1688771614.xml · derivative · entry 2

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023.

F2 · derivative.expiration_date: The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 19:13 UTC Exercise / conversionClass A Common Stock 40,394 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000157 · wk-form4_1688771614.xml · nonDerivative · entry 1

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:29 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,825 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 6

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,476

Underlying: Class A Common Stock · 11,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:29 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 152,039 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 5

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,118

Underlying: Class A Common Stock · 152,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:29 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 101,359 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,079

Underlying: Class A Common Stock · 101,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:29 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,290 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,290

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:29 UTC
Hart Gregory M.Chief Operating Officer
Tax withholdingClass A Common Stock 105,922 $3.23 $342,128.06
Disclosure

SEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836,272

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:29 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionClass A Common Stock 282,513 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000170 · wk-form4_1688776139.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 942,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:20 UTC
Serwin Bradley KGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,825 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000168 · wk-form4_1688775616.xml · derivative · entry 5

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,476

Underlying: Class A Common Stock · 11,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 06, 2023 Filed Jul 8, 2023 00:20 UTC
Serwin Bradley KGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 33,786 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000168 · wk-form4_1688775616.xml · derivative · entry 4

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,360

Underlying: Class A Common Stock · 33,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.