Last 12 months
Inside the activity.
0 purchase rows · 37 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 7 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2020 Filed Jan 30, 2020 22:35 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
GrantCommon Stock | 39,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000703 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,651 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on January 28, 2021. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:06 UTC |
Koeppen ChristopherChief Technology Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 500 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0001562180-20-000120 · primarydocument.xml · derivative · entry 3 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 500 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options fully vested July 1, 2016. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:06 UTC |
Koeppen ChristopherChief Technology Officer
|
SaleCommon Stock | 500 | $35.00 | $17,500.00 |
DisclosureSEC source: 0001562180-20-000120 · primarydocument.xml · nonDerivative · entry 2 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,380 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:06 UTC |
Koeppen ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 500 | $25.91 | $12,955.00 |
DisclosureSEC source: 0001562180-20-000120 · primarydocument.xml · nonDerivative · entry 1 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 5, 2019 22:26 UTC |
BASHAW WALTER ROBERT IIPresident
|
Tax withholdingCommon Stock | 571 | $35.27 | $20,139.17 |
DisclosureSEC source: 0001562180-19-005346 · primarydocument.xml · nonDerivative · entry 1 BASHAW WALTER ROBERT II · CIK 0001658035 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,202 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 23:09 UTC |
Stephens RobertDirector
|
GrantStock Options (Right to buy) · Derivative | 6,000 | $0.00 Strike: $32.51 | $0.00 |
DisclosureSEC source: 0001562180-19-005130 · primarydocument.xml · derivative · entry 2 Stephens Robert · CIK 0001337844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2029-10-07 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on October 7, 2020. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 23:09 UTC |
Stephens RobertDirector
|
GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005130 · primarydocument.xml · nonDerivative · entry 1 Stephens Robert · CIK 0001337844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,043 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on October 7, 2020. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 23:09 UTC |
Dreyer Michael LDirector
|
GrantStock Options (Right to buy) · Derivative | 6,000 | $0.00 Strike: $32.51 | $0.00 |
DisclosureSEC source: 0001562180-19-005129 · primarydocument.xml · derivative · entry 2 Dreyer Michael L · CIK 0001560297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2029-10-07 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on October 7, 2020. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 23:09 UTC |
Dreyer Michael LDirector
|
GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005129 · primarydocument.xml · nonDerivative · entry 1 Dreyer Michael L · CIK 0001560297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,639 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on October 7, 2020. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 23:09 UTC |
RAWLS JERRY SDirector
|
GrantStock Options (Right to buy) · Derivative | 6,000 | $0.00 Strike: $32.51 | $0.00 |
DisclosureSEC source: 0001562180-19-005128 · primarydocument.xml · derivative · entry 2 RAWLS JERRY S · CIK 0001194537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2029-10-07 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on October 7, 2020. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 23:09 UTC |
RAWLS JERRY SDirector
|
GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005128 · primarydocument.xml · nonDerivative · entry 1 RAWLS JERRY S · CIK 0001194537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,656 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on October 7, 2020. Read SEC document |
| October 05, 2019 Filed Oct 7, 2019 22:37 UTC |
BASHAW WALTER ROBERT IIPresident
|
Tax withholdingCommon Stock | 3,863 | $32.68 | $126,242.84 |
DisclosureSEC source: 0001562180-19-005122 · primarydocument.xml · nonDerivative · entry 1 BASHAW WALTER ROBERT II · CIK 0001658035 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,773 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| September 17, 2019 Filed Sep 23, 2019 13:45 UTC |
PELAEZ MARC Y EDirector
|
SaleCommon Stock | 1,000 | $40.72 | $40,720.00 |
DisclosureSEC source: 0001562180-19-004912 · primarydocument.xml · nonDerivative · entry 1 PELAEZ MARC Y E · CIK 0001222113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,082 Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
KRAMER FRANCIS JDirector
|
GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004548 · primarydocument.xml · derivative · entry 4 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
KRAMER FRANCIS JDirector
|
GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004548 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,892 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,843 | $36.28 | $103,144.04 |
DisclosureSEC source: 0001562180-19-004541 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,483 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:16 UTC |
RAYMOND MARY JANEChief Financial Officer
|
GrantOption (Right to Buy) · Derivative | 28,468 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004537 · primarydocument.xml · derivative · entry 3 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,468 Underlying: Common Stock · 28,468 shares Expires 2029-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:16 UTC |
RAYMOND MARY JANEChief Financial Officer
|
Tax withholdingCommon Stock | 995 | $36.28 | $36,098.60 |
DisclosureSEC source: 0001562180-19-004537 · primarydocument.xml · nonDerivative · entry 2 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,789 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:16 UTC |
RAYMOND MARY JANEChief Financial Officer
|
GrantCommon Stock | 11,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004537 · primarydocument.xml · nonDerivative · entry 1 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,784 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:16 UTC |
BARBAROSSA GIOVANNIChief Strategy Officer
|
GrantOption (Right to Buy) · Derivative | 27,080 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004538 · primarydocument.xml · derivative · entry 3 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,080 Underlying: Common Stock · 27,080 shares Expires 2029-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:16 UTC |
BARBAROSSA GIOVANNIChief Strategy Officer
|
Tax withholdingCommon Stock | 1,175 | $36.28 | $42,629.00 |
DisclosureSEC source: 0001562180-19-004538 · primarydocument.xml · nonDerivative · entry 2 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,619 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:16 UTC |
BARBAROSSA GIOVANNIChief Strategy Officer
|
GrantCommon Stock | 10,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004538 · primarydocument.xml · nonDerivative · entry 1 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,794 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
SADASIVAM SHAKERDirector
|
GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004543 · primarydocument.xml · derivative · entry 2 SADASIVAM SHAKER · CIK 0001233432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
SADASIVAM SHAKERDirector
|
GrantCommon Stock | 2,325 | $36.56 | $85,002.00 |
DisclosureSEC source: 0001562180-19-004543 · primarydocument.xml · nonDerivative · entry 1 SADASIVAM SHAKER · CIK 0001233432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,159 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
Hatter PatriciaDirector
|
GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004550 · primarydocument.xml · derivative · entry 2 Hatter Patricia · CIK 0001756876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
Hatter PatriciaDirector
|
GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004550 · primarydocument.xml · nonDerivative · entry 1 Hatter Patricia · CIK 0001756876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,325 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
BASHAW WALTER ROBERT IIPresident
|
GrantOption (Right to Buy) · Derivative | 25,800 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004549 · primarydocument.xml · derivative · entry 4 BASHAW WALTER ROBERT II · CIK 0001658035 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,800 Underlying: Common Stock · 25,800 shares Expires 2029-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
BASHAW WALTER ROBERT IIPresident
|
GrantCommon Stock | 10,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004549 · primarydocument.xml · nonDerivative · entry 1 BASHAW WALTER ROBERT II · CIK 0001658035 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,636 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
PELAEZ MARC Y EDirector
|
GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004547 · primarydocument.xml · derivative · entry 2 PELAEZ MARC Y E · CIK 0001222113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC |
PELAEZ MARC Y EDirector
|
GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004547 · primarydocument.xml · nonDerivative · entry 1 PELAEZ MARC Y E · CIK 0001222113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,082 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Digirolomo EnricoDirector
|
GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004545 · primarydocument.xml · derivative · entry 2 Digirolomo Enrico · CIK 0001741413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Digirolomo EnricoDirector
|
GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004545 · primarydocument.xml · nonDerivative · entry 1 Digirolomo Enrico · CIK 0001741413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
CORASANTI JOSEPH JDirector
|
GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004544 · primarydocument.xml · derivative · entry 2 CORASANTI JOSEPH J · CIK 0001222114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
CORASANTI JOSEPH JDirector
|
GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004544 · primarydocument.xml · nonDerivative · entry 1 CORASANTI JOSEPH J · CIK 0001222114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,159 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Xia Howard H.Director
|
GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004542 · primarydocument.xml · derivative · entry 2 Xia Howard H. · CIK 0001517296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Xia Howard H.Director
|
GrantCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004542 · primarydocument.xml · nonDerivative · entry 1 Xia Howard H. · CIK 0001517296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,764 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Schwendinger Jo AnneChief Legal & Compl. Officer
|
GrantOption (Right to Buy) · Derivative | 20,516 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004539 · primarydocument.xml · derivative · entry 4 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,516 Underlying: Common Stock · 20,516 shares Expires 2029-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Schwendinger Jo AnneChief Legal & Compl. Officer
|
Tax withholdingCommon Stock | 469 | $36.28 | $17,015.32 |
DisclosureSEC source: 0001562180-19-004539 · primarydocument.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,505 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Schwendinger Jo AnneChief Legal & Compl. Officer
|
GrantCommon Stock | 8,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004539 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,974 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Koeppen ChristopherChief Technology Officer
|
GrantOption (Right to Buy) · Derivative | 12,308 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004540 · primarydocument.xml · derivative · entry 3 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,308 Underlying: Common Stock · 12,308 shares Expires 2029-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Koeppen ChristopherChief Technology Officer
|
Tax withholdingCommon Stock | 53 | $36.28 | $1,922.84 |
DisclosureSEC source: 0001562180-19-004540 · primarydocument.xml · nonDerivative · entry 2 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,380 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC |
Koeppen ChristopherChief Technology Officer
|
GrantCommon Stock | 4,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004540 · primarydocument.xml · nonDerivative · entry 1 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,433 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:07 UTC |
Koeppen ChristopherChief Technology Officer
|
Tax withholdingCommon Stock | 725 | $39.24 | $28,449.00 |
DisclosureSEC source: 0001562180-19-004449 · primarydocument.xml · nonDerivative · entry 2 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,510 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:07 UTC |
Koeppen ChristopherChief Technology Officer
|
GrantCommon Stock | 2,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004449 · primarydocument.xml · nonDerivative · entry 1 Koeppen Christopher · CIK 0001781635 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,235 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2016. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC |
BARBAROSSA GIOVANNIChief Technology Officer
|
Tax withholdingCommon Stock | 16,879 | $39.24 | $662,331.96 |
DisclosureSEC source: 0001562180-19-004448 · primarydocument.xml · nonDerivative · entry 2 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,961 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC |
BARBAROSSA GIOVANNIChief Technology Officer
|
GrantCommon Stock | 30,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004448 · primarydocument.xml · nonDerivative · entry 1 BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,840 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2016. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC |
RAYMOND MARY JANEChief Financial Officer
|
Tax withholdingCommon Stock | 14,831 | $39.24 | $581,968.44 |
DisclosureSEC source: 0001562180-19-004447 · primarydocument.xml · nonDerivative · entry 2 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,396 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC |
RAYMOND MARY JANEChief Financial Officer
|
GrantCommon Stock | 30,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004447 · primarydocument.xml · nonDerivative · entry 1 RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,227 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2016. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 93,948 | $39.24 | $3,686,519.52 |
DisclosureSEC source: 0001562180-19-004446 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,326 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC |
MATTERA VINCENT D JRDirector · Chief Executive Officer
|
GrantCommon Stock | 229,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004446 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,274 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.