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COHR

COHERENT CORP.

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1179
SEC CIK
0000820318
Parsed reports
537

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202507
Dec 202505
Jan 202600
Feb 202601
Mar 202609
Apr 202601
May 202605
Jun 202600
Jul 202601
Aug 202604
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 500 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · derivative · entry 8

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

Underlying: Common Stock · 500 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
SaleCommon Stock 500 $46.03 $23,015.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 6

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,332

Read SEC document
May 20, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionCommon Stock 500 $18.93 $9,465.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 5

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 21, 2020 01:54 UTC SaleCommon Stock 10,969 $45.82 $502,565.58
Disclosure

SEC source: 0001562180-20-003822 · primarydocument.xml · nonDerivative · entry 1

BASHAW WALTER ROBERT II · CIK 0001658035 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,233

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $45.69 to $45.945. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 1,200 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · derivative · entry 7

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested on July 1, 2016.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
SaleCommon Stock 600 $45.92 $27,552.54
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 4

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,332

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
SaleCommon Stock 448 $45.70 $20,473.60
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,932

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
SaleCommon Stock 1,200 $45.77 $54,920.04
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionCommon Stock 1,200 $25.91 $31,092.00
Disclosure

SEC source: 0001562180-20-003826 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC Exercise / conversionOption (Right to buy) · Derivative 7,900 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001562180-20-003641 · primarydocument.xml · derivative · entry 5

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,900 shares

Expires 2020-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · shares: The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · derivative.exercise_date: The options fully vested on August 21, 2015.

F3 · balance_after: The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC Exercise / conversionOption (Right to buy) · Derivative 9,300 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-003641 · primarydocument.xml · derivative · entry 4

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,300 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 20, 2016.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC SaleCommon Stock 17,200 $44.78 $770,195.36
Disclosure

SEC source: 0001562180-20-003641 · primarydocument.xml · nonDerivative · entry 3

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,159

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $44.59 to $44.97. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC Exercise / conversionCommon Stock 7,900 $16.86 $133,154.50
Disclosure

SEC source: 0001562180-20-003641 · primarydocument.xml · nonDerivative · entry 2

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC Exercise / conversionCommon Stock 9,300 $17.53 $163,029.00
Disclosure

SEC source: 0001562180-20-003641 · primarydocument.xml · nonDerivative · entry 1

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC Exercise / conversionOption (Right to buy) · Derivative 50,000 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-003640 · primarydocument.xml · derivative · entry 6

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,070

Underlying: Common Stock · 50,000 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC SaleCommon Stock 2,735 $45.17 $123,550.89
Disclosure

SEC source: 0001562180-20-003640 · primarydocument.xml · nonDerivative · entry 3

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,549

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $45.15 to $45.195. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC SaleCommon Stock 47,265 $44.82 $2,118,440.93
Disclosure

SEC source: 0001562180-20-003640 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,284

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $44.15 to $45.13. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 13, 2020 Filed May 15, 2020 01:32 UTC Exercise / conversionCommon Stock 50,000 $17.53 $876,500.00
Disclosure

SEC source: 0001562180-20-003640 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 12, 2020 20:32 UTC Exercise / conversionOption (Right to buy) · Derivative 21,380 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001562180-20-003532 · primarydocument.xml · derivative · entry 8

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,380 shares

Expires 2020-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F7 · shares: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F8 · derivative.exercise_date: The options fully vested August 21, 2013.

F7 · balance_after: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
May 12, 2020 Filed May 12, 2020 20:32 UTC SaleCommon Stock 200 $48.05 $9,609.00
Disclosure

SEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,549

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F5 · price: Represents the weighted average of multiple sale transactions ranging in price from $48.04 to $48.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 12, 2020 Filed May 12, 2020 20:32 UTC SaleCommon Stock 1,800 $47.08 $84,740.04
Disclosure

SEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 4

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,749

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $46.88 to $47.72. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 12, 2020 Filed May 12, 2020 20:32 UTC SaleCommon Stock 12,181 $46.46 $565,902.46
Disclosure

SEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 3

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,549

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $45.87 to $46.85. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 12, 2020 Filed May 12, 2020 20:32 UTC SaleCommon Stock 7,199 $45.43 $327,071.45
Disclosure

SEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,730

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $44.87 to $45.80. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 12, 2020 Filed May 12, 2020 20:32 UTC Exercise / conversionCommon Stock 21,380 $16.86 $360,359.90
Disclosure

SEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 01:32 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionOption (Right to Buy) · Derivative 18,100 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001562180-20-003211 · primarydocument.xml · derivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,100 shares

Expires 2020-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The grant of these options previously was reported as covering 9,050 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F2 · shares: The grant of these options previously was reported as covering 9,050 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · derivative.exercise_date: The options fully vested August 21, 2015.

F2 · balance_after: The grant of these options previously was reported as covering 9,050 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 01:32 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
SaleCommon Stock 18,100 $35.00 $633,500.00
Disclosure

SEC source: 0001562180-20-003211 · primarydocument.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,651

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 01:32 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,100 $16.86 $305,075.50
Disclosure

SEC source: 0001562180-20-003211 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2020 Filed May 1, 2020 00:21 UTC Exercise / conversionOption (Right to buy) · Derivative 20,000 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001562180-20-003234 · primarydocument.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,380

Underlying: Common Stock · 20,000 shares

Expires 2020-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: The options fully vested August 21, 2013.

F4 · balance_after: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
April 29, 2020 Filed May 1, 2020 00:21 UTC SaleCommon Stock 20,000 $35.00 $700,000.00
Disclosure

SEC source: 0001562180-20-003234 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,549

F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

Read SEC document
April 29, 2020 Filed May 1, 2020 00:21 UTC Exercise / conversionCommon Stock 20,000 $16.86 $337,100.00
Disclosure

SEC source: 0001562180-20-003234 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 44,657 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 01:35 UTC Exercise / conversionOption (Right to buy) · Derivative 20,000 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001562180-20-003199 · primarydocument.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,380

Underlying: Common Stock · 20,000 shares

Expires 2020-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: The options fully vested August 21, 2013.

F4 · balance_after: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 01:35 UTC SaleCommon Stock 20,000 $33.05 $660,912.00
Disclosure

SEC source: 0001562180-20-003199 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,892

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $33.00 to $33.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 01:35 UTC Exercise / conversionCommon Stock 20,000 $16.86 $337,100.00
Disclosure

SEC source: 0001562180-20-003199 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 19:43 UTC
Schwendinger Jo AnneChief Legal & Compl. Officer
Tax withholdingCommon Stock 782 $31.42 $24,570.44
Disclosure

SEC source: 0001562180-20-002335 · primarydocument.xml · nonDerivative · entry 1

Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,723

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 01:16 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 500 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001562180-20-001432 · primarydocument.xml · derivative · entry 3

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 500 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested July 1, 2016.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 01:16 UTC
Koeppen ChristopherChief Technology Officer
SaleCommon Stock 500 $36.10 $18,050.00
Disclosure

SEC source: 0001562180-20-001432 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

Read SEC document
February 19, 2020 Filed Feb 21, 2020 01:16 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionCommon Stock 500 $25.91 $12,955.00
Disclosure

SEC source: 0001562180-20-001432 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:12 UTC Exercise / conversionOption (Right to Buy) · Derivative 7,900 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0001562180-20-001218 · primarydocument.xml · derivative · entry 3

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,900 shares

Expires 2020-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F2 · shares: The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 21, 2011.

F2 · derivative.underlying_shares: The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

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February 13, 2020 Filed Feb 14, 2020 21:12 UTC SaleCommon Stock 7,900 $37.83 $298,864.11
Disclosure

SEC source: 0001562180-20-001218 · primarydocument.xml · nonDerivative · entry 2

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,082

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $37.81 to $37.88. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

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February 13, 2020 Filed Feb 14, 2020 21:12 UTC Exercise / conversionCommon Stock 7,900 $16.86 $133,154.50
Disclosure

SEC source: 0001562180-20-001218 · primarydocument.xml · nonDerivative · entry 1

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2020 Filed Feb 14, 2020 21:12 UTC
RAYMOND MARY JANEChief Financial Officer
Exercise / conversionStock Options (Right to buy) · Derivative 14,000 $0.00 Strike: $14.99 $0.00
Disclosure

SEC source: 0001562180-20-001217 · primarydocument.xml · derivative · entry 3

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on March 20, 2019.

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February 13, 2020 Filed Feb 14, 2020 21:12 UTC
RAYMOND MARY JANEChief Financial Officer
SaleCommon Stock 14,000 $37.78 $528,969.00
Disclosure

SEC source: 0001562180-20-001217 · primarydocument.xml · nonDerivative · entry 2

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,789

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $37.74 to $37.84. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

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February 13, 2020 Filed Feb 14, 2020 21:12 UTC
RAYMOND MARY JANEChief Financial Officer
Exercise / conversionCommon Stock 14,000 $14.99 $209,860.00
Disclosure

SEC source: 0001562180-20-001217 · primarydocument.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 12, 2020 Filed Feb 13, 2020 02:55 UTC Exercise / conversionOption (Right to Buy) · Derivative 9,300 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-001138 · primarydocument.xml · derivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,300 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 20, 2012.

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February 12, 2020 Filed Feb 13, 2020 02:55 UTC SaleCommon Stock 9,300 $38.00 $353,400.00
Disclosure

SEC source: 0001562180-20-001138 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,764

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February 12, 2020 Filed Feb 13, 2020 02:55 UTC Exercise / conversionCommon Stock 9,300 $17.53 $163,029.00
Disclosure

SEC source: 0001562180-20-001138 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2020 Filed Feb 4, 2020 22:45 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionOption (Right to Buy) · Derivative 29,000 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001562180-20-000851 · primarydocument.xml · derivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,000 shares

Expires 2020-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options fully vested February 10, 2015.

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January 31, 2020 Filed Feb 4, 2020 22:45 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
SaleCommon Stock 29,000 $33.65 $975,939.90
Disclosure

SEC source: 0001562180-20-000851 · primarydocument.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,651

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $33.37 to $33.90. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

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January 31, 2020 Filed Feb 4, 2020 22:45 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 29,000 $13.17 $381,785.00
Disclosure

SEC source: 0001562180-20-000851 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 28, 2020 Filed Jan 30, 2020 22:35 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
GrantOption (Right to Buy) · Derivative 97,936 $0.00 Strike: $36.08 $0.00
Disclosure

SEC source: 0001562180-20-000703 · primarydocument.xml · derivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,936

Underlying: Common Stock · 97,936 shares

Expires 2030-01-28

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on January 28, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.